Prosecution Insights
Last updated: October 25, 2026

Ascend Elements, Inc.

Technology area: Chemistry & Materials

7 pending office actions • 6 art units • 6 examiners • 0 of 7 (0%) have an AI response strategy ready • 6 patents granted in the last 365 days

Analysis

Ascend Elements, Inc. has 6 pending office actions in Chemistry & Materials. The matters involve 5 distinct examiners and 5 distinct art units. BAUM, ZACHARY JOHN is the busiest examiner, with 2 pending matters. The profile shows limited repeated assignment, with separate art-unit coverage for most matters.

The two matters before the busiest examiner may support a targeted comparison of claim treatment and cited references. The remaining actions require independent review because their art-unit assignments differ. Counsel can use a common framework for materials-related disclosure and amendment analysis while preserving record-specific arguments and deadline controls.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Portfolio Summary

7
Total Pending OAs
4
Non-Final OAs
3
Final Rejections
0
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 2 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

1
Overdue
0
Due this week
0
Due this month
1
Due in next 60 days
0
Due later

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

2
Hard (29%)
5
Medium (71%)
0
Easy (0%)
0
Unknown (0%)

Rejection Statute Mix

BucketCases
§103 only3 (43%)
§102 only1 (14%)
Double-patenting + other1 (14%)
Multi-statute (no §101)2 (29%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

7
Life Sciences
100% of docket
0
Information Tech
0% of docket
0
Communications
0% of docket
0
Semiconductors
0% of docket
0
Mechanical / Eng
0% of docket
0
Business / Other
0% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

70 h
Manual time on pending OAs
14 h
Time saved (low, 20%)
24 h
Time saved (mid, 35%)
0.6 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
BAUM, ZACHARY JOHN 2 81.2% +15.2%
NGUYEN, KHANH TUAN 1 74.5% +18.7%
NASSIRI MOTLAGH, ANITA 1 55.9% +24.3%
RUMP, RICHARD M 1 74.4% +20.3%
SLIFKA, COLIN W 1 67.4% +16.1%
ZEMUI, NATHANAEL T 1 55.6% +23.7%

Quick Wins (1)

Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 1 ordered by deadline are shown.

App #TitleExaminerDue in
18769828 NICKEL-RICH BATTERY RECYCLING BAUM, ZACHARY JOHN —

Hard Cases (2)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 2 ordered by deadline are shown.

App #TitleExaminerDue in
18237804 IMPURITY MANAGEMENT FOR RECYCLED CATHODE MATERIAL BAUM, ZACHARY JOHN 56d
18598887 LITHIUM RECYCLING RUMP, RICHARD M —

Interview Candidates (7)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 7 ordered by deadline are shown.

App #TitleExaminerDue in
18120776 DOPED CATHODE MATERIAL PRECURSOR FROM RECYCLED LITHIUM-ION BATTERIES ZEMUI, NATHANAEL T 19d overdue
18237804 IMPURITY MANAGEMENT FOR RECYCLED CATHODE MATERIAL BAUM, ZACHARY JOHN 56d
19205325 METHOD AND APPARATUS FOR RECYCLING LITHIUM-ION BATTERIES NGUYEN, KHANH TUAN —
18769828 NICKEL-RICH BATTERY RECYCLING BAUM, ZACHARY JOHN —
18653479 GRAPHITE ROASTING AND PURIFICATION FOR LI-ION BATTERIES NASSIRI MOTLAGH, ANITA —
18598887 LITHIUM RECYCLING RUMP, RICHARD M —
18237807 TERNARY POSITIVE ACTIVE ELECTRODE LEACHING SLIFKA, COLIN W —

Top Art Units

Art UnitApps
1736 2
1761 1
1734 1
1759 1
1732 1
1727 1

Pending Office Actions

App #TitleExaminerArt UnitStatutesStatusDue inAIFiled
19205325 METHOD AND APPARATUS FOR RECYCLING LITHIUM-ION BATTERIES NGUYEN, KHANH TUAN 1761 §102Other Non-Final OA — Pending May 12, 2025
18769828 NICKEL-RICH BATTERY RECYCLING BAUM, ZACHARY JOHN 1736 §102§103DP Final Rejection — Pending Jul 11, 2024
18653479 GRAPHITE ROASTING AND PURIFICATION FOR LI-ION BATTERIES NASSIRI MOTLAGH, ANITA 1734 §103 Non-Final OA — Pending May 02, 2024
18598887 LITHIUM RECYCLING RUMP, RICHARD M 1759 §102§103 Final Rejection — Pending Mar 07, 2024
18237804 IMPURITY MANAGEMENT FOR RECYCLED CATHODE MATERIAL BAUM, ZACHARY JOHN 1736 §102§103§112 Final Rejection 56d Pending Aug 24, 2023
18237807 TERNARY POSITIVE ACTIVE ELECTRODE LEACHING SLIFKA, COLIN W 1732 §103 Non-Final OA — Pending Aug 24, 2023
18120776 DOPED CATHODE MATERIAL PRECURSOR FROM RECYCLED LITHIUM-ION BATTERIES ZEMUI, NATHANAEL T 1727 §103 Non-Final OA 19d overdue Pending Mar 13, 2023

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Frequently Asked Questions

How many pending USPTO office actions does Ascend Elements, Inc. have?

Ascend Elements, Inc. has 7 pending office actions as of October 2026, spread across 6 art units and 6 examiners.

Which USPTO examiner handles the most Ascend Elements, Inc. applications?

Zachary John Baum has the most, with 2 of Ascend Elements, Inc.'s pending office actions.

What technology area are Ascend Elements, Inc.'s patent applications in?

Mostly Chemistry & Materials (USPTO Tech Center 1700), based on where its pending office actions are examined.

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