Technology areas: Networking & Security • Transportation, E-Commerce & Mechanical Systems
3 pending office actions • 3 art units • 3 examiners • 0 of 3 (0%) have an AI response strategy ready • 2 patents granted in the last 365 days
Broadridge Financial Solutions Inc. has 3 pending office actions in Transportation, E-Commerce & Mechanical Systems. The matters involve 3 distinct examiners and 3 distinct art units, showing separate organizational treatment.
TRAN, TRI MINH is associated with 1 pending matter. Counsel should maintain matter-specific arguments and monitor whether examination differences affect claim presentation across the portfolio.
Based on the USPTO statutory response window for each pending office action. 1 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.
Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.
| Bucket | Cases |
|---|---|
| §101 + other | 1 (33%) |
| §103 only | 1 (33%) |
| Multi-statute (no §101) | 1 (33%) |
How the docket's pending cases split across USPTO tech-center bands.
Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.
| Examiner | Apps on this docket | Allow rate | Interview lift |
|---|---|---|---|
| TRAN, TRI MINH | 1 | 81.7% | +34.8% |
| MALHOTRA, SANJEEV | 1 | 65.8% | +30.2% |
| FENSTERMACHER, JASON B | 1 | 47.3% | +37.4% |
Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 1 ordered by deadline are shown.
| App # | Title | Examiner | Due in |
|---|---|---|---|
| 19075342 | COMPUTER NETWORK SYSTEMS FOR CRYPTOGRAPHICALLY-SECURED, TOKEN-BASED OPERATIONS AND METHODS OF USE THEREOF | TRAN, TRI MINH | — |
Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 2 ordered by deadline are shown.
| App # | Title | Examiner | Due in |
|---|---|---|---|
| 18627411 | COMPUTER-BASED SYSTEMS CONFIGURED TO ORCHESTRATE A TRANSFER OF A DIGITAL ARTIFACT AND METHODS OF USE THEREOF | FENSTERMACHER, JASON B | 8d |
| 19025645 | MAPPING CONSUMER OWNERSHIP OF FINANCIAL ASSETS TO GEOGRAPHIC LOCALITIES AND COMPUTER-IMPLEMENTED METHODS AND COMPUTER SYSTEMS THEREOF | MALHOTRA, SANJEEV | — |
Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 3 ordered by deadline are shown.
| App # | Title | Examiner | Due in |
|---|---|---|---|
| 18627411 | COMPUTER-BASED SYSTEMS CONFIGURED TO ORCHESTRATE A TRANSFER OF A DIGITAL ARTIFACT AND METHODS OF USE THEREOF | FENSTERMACHER, JASON B | 8d |
| 19075342 | COMPUTER NETWORK SYSTEMS FOR CRYPTOGRAPHICALLY-SECURED, TOKEN-BASED OPERATIONS AND METHODS OF USE THEREOF | TRAN, TRI MINH | — |
| 19025645 | MAPPING CONSUMER OWNERSHIP OF FINANCIAL ASSETS TO GEOGRAPHIC LOCALITIES AND COMPUTER-IMPLEMENTED METHODS AND COMPUTER SYSTEMS THEREOF | MALHOTRA, SANJEEV | — |
| Art Unit | Apps |
|---|---|
| 2432 | 1 |
| 3691 | 1 |
| 3698 | 1 |
| App # | Title | Examiner | Art Unit | Statutes | Status | Due in | AI | Filed |
|---|---|---|---|---|---|---|---|---|
| 19075342 | COMPUTER NETWORK SYSTEMS FOR CRYPTOGRAPHICALLY-SECURED, TOKEN-BASED OPERATIONS AND METHODS OF USE THEREOF | TRAN, TRI MINH | 2432 | §103Other | Non-Final OA | — | Pending | Mar 10, 2025 |
| 19025645 | MAPPING CONSUMER OWNERSHIP OF FINANCIAL ASSETS TO GEOGRAPHIC LOCALITIES AND COMPUTER-IMPLEMENTED METHODS AND COMPUTER SYSTEMS THEREOF | MALHOTRA, SANJEEV | 3691 | §101§103§112 | Non-Final OA | — | Pending | Jan 16, 2025 |
| 18627411 | COMPUTER-BASED SYSTEMS CONFIGURED TO ORCHESTRATE A TRANSFER OF A DIGITAL ARTIFACT AND METHODS OF USE THEREOF | FENSTERMACHER, JASON B | 3698 | §103§112 | Final Rejection | 8d | Pending | Apr 04, 2024 |
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Start Free TrialBroadridge Financial Solutions Inc. has 3 pending office actions as of October 2026, spread across 3 art units and 3 examiners.
Tri Minh Tran has the most, with 1 of Broadridge Financial Solutions Inc.'s pending office actions.
Mostly Transportation, E-Commerce & Mechanical Systems (USPTO Tech Center 3600), based on where its pending office actions are examined.
