Technology areas: Computing & Software • Transportation, E-Commerce & Mechanical Systems
30 pending office actions • 18 art units • 24 examiners • 0 of 30 (0%) have an AI response strategy ready • 50 patents granted in the last 365 days
Fmr LLC has 31 pending office actions in Transportation, E-Commerce & Mechanical Systems. The portfolio spans 25 distinct examiners and 18 distinct art units, making examiner and art-unit coordination a central prosecution-management issue.
POLLOCK, GREGORY A is the busiest examiner, with 4 pending matters. That concentration is material within the portfolio, but the broader distribution requires parallel tracking across many separate examination settings.
Based on the USPTO statutory response window for each pending office action. 18 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.
Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 18 of the docket's apps have a known mailing date.
Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.
| Bucket | Cases |
|---|---|
| §101 only | 11 (37%) |
| §101 + other | 9 (30%) |
| §103 only | 6 (20%) |
| Multi-statute (no §101) | 4 (13%) |
How the docket's pending cases split across USPTO tech-center bands.
Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.
| Examiner | Apps on this docket | Allow rate | Interview lift |
|---|---|---|---|
| POLLOCK, GREGORY A | 4 | 11.0% | +12.5% |
| KWONG, CHO YIU | 3 | 32.1% | +3.9% |
| GREGG, MARY M | 2 | 14.0% | +14.2% |
| GARCIA MIZE, KARLYANNIE MARIE | 1 | 35.4% | +30.4% |
| DOAN, TRANG T | 1 | 82.9% | +16.8% |
| BERMAN, STEPHEN DAVID | 1 | 78.4% | +58.3% |
| STIVALETTI, MATHEUS R | 1 | 37.7% | +26.0% |
| ELAHEE, MD S | 1 | 79.3% | +26.9% |
| AMIN, MUSTAFA A | 1 | 64.2% | +30.0% |
| PRATT, EHRIN LARMONT | 1 | 15.2% | +12.9% |
Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 1 ordered by deadline are shown.
| App # | Title | Examiner | Due in |
|---|---|---|---|
| 18902098 | AUTOMATED VIRTUAL PRIVATE NETWORK SESSION ROUTING | DOAN, TRANG T | — |
Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.
| App # | Title | Examiner | Due in |
|---|---|---|---|
| 14495772 | Multichannel Exchange Mechanism Apparatuses, Methods and Systems | GREGG, MARY M | 91d overdue |
| 14632889 | Insulated Account Datastructure Apparatuses, Methods and Systems | FU, HAO | 87d overdue |
| 17832551 | Reinforcement Learning Based Machine Retirement Planning and Management Apparatuses, Processes and Systems | PARK, YONG S | 58d overdue |
| 17832547 | Reinforcement Learning Based Machine Asset Planning and Management Apparatuses, Processes and Systems | MAGUIRE, LINDSAY M | 49d overdue |
| 17383329 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | DUCK, BRANDON M | 28d overdue |
| 14715551 | Probabilistic Analysis Trading Platform Apparatuses, Methods and Systems | GREGG, MARY M | 28d overdue |
| 15210807 | Smart Rules and Social Aggregating, Fractionally Efficient Transfer Guidance, Conditional Triggered Transaction, Datastructures, Apparatuses, Methods and Systems | KWONG, CHO YIU | 23d overdue |
| 15209709 | Point-to-Point Transaction Guidance Apparatuses, Methods and Systems | KWONG, CHO YIU | 23d overdue |
Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.
| App # | Title | Examiner | Due in |
|---|---|---|---|
| 14495772 | Multichannel Exchange Mechanism Apparatuses, Methods and Systems | GREGG, MARY M | 91d overdue |
| 14715551 | Probabilistic Analysis Trading Platform Apparatuses, Methods and Systems | GREGG, MARY M | 28d overdue |
| 18782344 | AUTOMATED ENGAGEMENT OF TECHNICAL INCIDENT RESPONSE TEAMS USING ARTIFICIAL INTELLIGENCE | STIVALETTI, MATHEUS R | 71d |
| 17383323 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | POLLOCK, GREGORY A | 86d |
| 18982785 | SYSTEMS AND METHODS FOR HYBRID BLOCKCHAIN AND OFF-CHAIN ASSET TRACKING | GARCIA MIZE, KARLYANNIE MARIE | — |
| 18902098 | AUTOMATED VIRTUAL PRIVATE NETWORK SESSION ROUTING | DOAN, TRANG T | — |
| 18891192 | SYSTEMS AND METHODS FOR IMPROVING SELECTION OF CONTROL SET | BERMAN, STEPHEN DAVID | — |
| 18731946 | SYSTEMS AND METHODS FOR CALLBACK MANAGEMENT | ELAHEE, MD S | — |
| Art Unit | Apps |
|---|---|
| 3693 | 5 |
| 3691 | 4 |
| 3695 | 3 |
| 3698 | 2 |
| 3619 | 2 |
| 3694 | 2 |
| 2431 | 1 |
| 2192 | 1 |
| 3623 | 1 |
| 2694 | 1 |
| App # | Title | Examiner | Art Unit | Statutes | Status | Due in | AI | Filed |
|---|---|---|---|---|---|---|---|---|
| 18982785 | SYSTEMS AND METHODS FOR HYBRID BLOCKCHAIN AND OFF-CHAIN ASSET TRACKING | GARCIA MIZE, KARLYANNIE MARIE | 3698 | §103 | Final Rejection | — | Pending | Dec 16, 2024 |
| 18902098 | AUTOMATED VIRTUAL PRIVATE NETWORK SESSION ROUTING | DOAN, TRANG T | 2431 | §103 | Non-Final OA | — | Pending | Sep 30, 2024 |
| 18891192 | SYSTEMS AND METHODS FOR IMPROVING SELECTION OF CONTROL SET | BERMAN, STEPHEN DAVID | 2192 | §101§112 | Non-Final OA | — | Pending | Sep 20, 2024 |
| 18782344 | AUTOMATED ENGAGEMENT OF TECHNICAL INCIDENT RESPONSE TEAMS USING ARTIFICIAL INTELLIGENCE | STIVALETTI, MATHEUS R | 3623 | §101 | Non-Final OA | 71d | Pending | Jul 24, 2024 |
| 18731946 | SYSTEMS AND METHODS FOR CALLBACK MANAGEMENT | ELAHEE, MD S | 2694 | §103 | Non-Final OA | — | Pending | Jun 03, 2024 |
| 18646684 | AUTOMATIC CONFIGURATION AND DEPLOYMENT OF API FUNCTIONALITY IN A DISTRIBUTED COMPUTING ENVIRONMENT | AMIN, MUSTAFA A | 2194 | §101§103 | Non-Final OA | — | Pending | Apr 25, 2024 |
| 18593077 | SYSTEM AND FRAMEWORK FOR MULTICHANNEL VOICE OF CUSTOMER | PRATT, EHRIN LARMONT | 3629 | §101§103 | Non-Final OA | — | Pending | Mar 01, 2024 |
| 18386848 | DEPOSIT FRAUD DETECTION | BUI, TOAN D. | 3693 | §101 | Final Rejection | 12d | Pending | Nov 03, 2023 |
| 18497927 | METHODS AND SYSTEMS FOR GUIDED WORKFLOW PROCESSING IN CLIENT SERVICE SOFTWARE APPLICATIONS | GOLDBERG, IVAN R | 3619 | §103§112 | Final Rejection | — | Pending | Oct 30, 2023 |
| 18378296 | Decentralized Exchange with Price Oracle Apparatuses, Processes and Systems | PROIOS, GEORGE N | 3694 | §103 | Non-Final OA | 111d overdue | Pending | Oct 10, 2023 |
| 18235774 | Real-Time System Progression Optimizer Apparatuses, Processes and Systems | TURK, BROCK E | 3692 | §103 | Final Rejection | — | Pending | Aug 18, 2023 |
| 18210442 | SYSTEMS AND METHODS FOR TRAINING MACHINE LEARNING CLASSIFICATION MODELS TO GENERATE INVESTMENT DATA PREDICTIONS | POLLOCK, GREGORY A | 3691 | §101 | Final Rejection | — | Pending | Jun 15, 2023 |
| 18203152 | CLASSIFICATION OF TRANSACTIONS | GONZALES, VINCENT | 2124 | §103§112 | Final Rejection | 60d | Pending | May 30, 2023 |
| 18101674 | INTENT-AWARE VIRTUAL ASSISTANT CHAT ROUTING | RIVERA GONZALEZ, IVONNEMARY | 3626 | §101§103 | Final Rejection | 20d | Pending | Jan 26, 2023 |
| 18098397 | SYSTEMS AND METHODS FOR INTEGRATION OF MACHINE LEARNING MODELS WITH CLIENT APPLICATIONS | LAU, KAITLYN RENEE | 2148 | §102§103§112 | Non-Final OA | 35d | Pending | Jan 18, 2023 |
| 17990043 | PREDICTING COMPLIANCE OF TEXT DOCUMENTS WITH A RULESET USING SELF-SUPERVISED MACHINE LEARNING | PHAM, JESSICA THUY | 2121 | §103 | Non-Final OA | 5d | Pending | Nov 18, 2022 |
| 17832551 | Reinforcement Learning Based Machine Retirement Planning and Management Apparatuses, Processes and Systems | PARK, YONG S | 3694 | §101 | Non-Final OA | 58d overdue | Pending | Jun 03, 2022 |
| 17832547 | Reinforcement Learning Based Machine Asset Planning and Management Apparatuses, Processes and Systems | MAGUIRE, LINDSAY M | 3619 | §101 | Final Rejection | 49d overdue | Pending | Jun 03, 2022 |
| 17383323 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | POLLOCK, GREGORY A | 3691 | §101 | Final Rejection | 86d | Pending | Jul 22, 2021 |
| 17383329 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | DUCK, BRANDON M | 3693 | §101 | Non-Final OA | 28d overdue | Pending | Jul 22, 2021 |
| 17383310 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | POLLOCK, GREGORY A | 3691 | §101 | Non-Final OA | — | Pending | Jul 22, 2021 |
| 17383300 | Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems | POLLOCK, GREGORY A | 3691 | §101 | Final Rejection | — | Pending | Jul 22, 2021 |
| 16409736 | AI-Based Context Evaluation Engine Apparatuses, Methods and Systems | WERNER, MARSHALL L | 2125 | §101 | Final Rejection | 4d overdue | Pending | May 10, 2019 |
| 15844387 | Social Data Tracking Datastructures, Apparatuses, Methods and Systems | XIAO, ZESHENG | 3698 | §103§112 | Final Rejection | — | Pending | Dec 15, 2017 |
| 15210817 | Crypto Voting and Social Aggregating, Fractionally Efficient Transfer Guidance, Conditional Triggered Transaction, Datastructures, Apparatuses, Methods and Systems | KWONG, CHO YIU | 3693 | §101§103 | Final Rejection | 55d | Pending | Jul 14, 2016 |
| 15210807 | Smart Rules and Social Aggregating, Fractionally Efficient Transfer Guidance, Conditional Triggered Transaction, Datastructures, Apparatuses, Methods and Systems | KWONG, CHO YIU | 3693 | §101§103 | Non-Final OA | 23d overdue | Pending | Jul 14, 2016 |
| 15209709 | Point-to-Point Transaction Guidance Apparatuses, Methods and Systems | KWONG, CHO YIU | 3693 | §101 | Non-Final OA | 23d overdue | Pending | Jul 13, 2016 |
| 14715551 | Probabilistic Analysis Trading Platform Apparatuses, Methods and Systems | GREGG, MARY M | 3695 | §101§112 | Final Rejection | 28d overdue | Pending | May 18, 2015 |
| 14632889 | Insulated Account Datastructure Apparatuses, Methods and Systems | FU, HAO | 3695 | §101§103 | Final Rejection | 87d overdue | Pending | Feb 26, 2015 |
| 14495772 | Multichannel Exchange Mechanism Apparatuses, Methods and Systems | GREGG, MARY M | 3695 | §101§103 | Final Rejection | 91d overdue | Pending | Sep 24, 2014 |
IP Author helps IP teams respond to office actions faster with AI-generated responses, examiner analytics, and prosecution intelligence.
Start Free TrialFmr LLC has 30 pending office actions as of October 2026, spread across 18 art units and 24 examiners.
Gregory A Pollock has the most, with 4 of Fmr LLC's pending office actions.
Mostly Transportation, E-Commerce & Mechanical Systems (USPTO Tech Center 3600), based on where its pending office actions are examined.
