Technology area: Biotechnology & Pharmaceuticals
86 pending office actions • 31 art units • 76 examiners • 1 of 86 (1%) have an AI response strategy ready • 69 patents granted in the last 365 days
Novartis AG has 87 pending office actions in Biotechnology & Pharmaceuticals. These actions are distributed among 78 distinct examiners and 31 distinct art units, creating a broad examiner network across a more concentrated set of technical assignments.
DUTT, ADITI is the busiest examiner, with 2 pending actions. The limited activity assigned to the busiest examiner indicates that the reported workload is not concentrated around one examiner. Prosecution operations will therefore require centralized docket control alongside decentralized review of examiner practices and art-unit expectations.
Based on the USPTO statutory response window for each pending office action. 28 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.
Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 28 of the docket's apps have a known mailing date.
Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.
| Bucket | Cases |
|---|---|
| §101 + other | 2 (2%) |
| §103 only | 19 (22%) |
| §102 only | 3 (3%) |
| §112 only | 7 (8%) |
| Double-patenting only | 4 (5%) |
| Double-patenting + other | 22 (26%) |
| Multi-statute (no §101) | 28 (33%) |
| No statute on record | 1 (1%) |
How the docket's pending cases split across USPTO tech-center bands.
Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.
| Examiner | Apps on this docket | Allow rate | Interview lift |
|---|---|---|---|
| DUTT, ADITI | 2 | 46.8% | +48.5% |
| FUBARA, BLESSING M | 2 | 62.2% | +34.1% |
| BENAVIDES, JENNIFER ANN | 2 | 50.8% | +47.3% |
| SZPERKA, MICHAEL EDWARD | 2 | 62.6% | +37.5% |
| SAMALA, JAGADISHWAR RAO | 2 | 67.9% | +55.7% |
| AEDER, SEAN E | 2 | 56.9% | +20.0% |
| HOWARD, ZACHARY C | 2 | 63.9% | +37.7% |
| KAUFMAN, CLAIRE M | 2 | 63.3% | +51.0% |
| DONOHUE, SEAN R | 2 | 41.4% | +21.0% |
| WANG, CHANG YU | 2 | 33.4% | +53.7% |
Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.
| App # | Title | Examiner | Due in |
|---|---|---|---|
| 17766149 | COMPOUNDS AND COMPOSITIONS FOR TREATING CONDITIONS ASSOCIATED WITH STING ACTIVITY | SCHMIDT, IZABELA MARIA | 264d overdue |
| 18015856 | COMPOUNDS AND COMPOSITIONS FOR TREATING CONDITIONS ASSOCIATED WITH STING ACTIVITY | CHICKS, ASHLI ARIANA | 133d overdue |
| 18554778 | 2-((4-((S)-2-(4-CHLORO-2-FLUOROPHENYL)-2-METHYLBENZO[D][1,3]DIOXOL-4-YL)PIPERIDIN-1-YL)METHYL)-1-(((S)-OXETAN-2-YL)METHYL)-1H-IMIDAZOLE DERIVATIVES AS ACTIVATORS OF THE GLP1 RECEPTOR FOR THE TREATMENT OF OBESITY | BORALSKY, LUKE ALAN | 53d overdue |
| 17620987 | DOSING REGIMEN AND COMBINATION THERAPIES FOR MULTISPECIFIC ANTIBODIES TARGETING B-CELL MATURATION ANTIGEN | NICKOL, GARY B | 15d overdue |
| 18561444 | FORMULATIONS OF 3-((3-(4-(2-(ISOBUTYLSULFONYL)PHENOXY)-3-(TRIFLUOROMETHYL)PHENYL)-1,2,4-OXADIAZOL-5-YL)METHYL)-5,5-DIMETHYL-1-(2-MORPHOLINOETHYL)IMIDAZOLIDINE-2,4-DIONE | RAO, SAVITHA M | 8d overdue |
| 17997137 | CCR7 ANTIBODY DRUG CONJUGATES FOR TREATING CANCER | SKOKO III, JOHN JOSEPH | 14d |
| 18261523 | PHARMACEUTICAL COMPOSITION | GOTFREDSON, GAREN | 27d |
| 18187242 | USE OF CANAKINUMAB | HOWARD, ZACHARY C | 34d |
Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.
| App # | Title | Examiner | Due in |
|---|---|---|---|
| 18440783 | LABELED INHIBITORS OF PROSTATE SPECIFIC MEMBRANE ANTIGEN (PSMA) AS AGENTS FOR THE TREATMENT OF PROSTATE CANCER | SAMALA, JAGADISHWAR RAO | 91d overdue |
| 18977210 | Ribociclib Tablet | FUBARA, BLESSING M | 88d overdue |
| 17997299 | METHODS FOR RADIOLABELING PSMA BINDING LIGANDS AND THEIR KITS | DONOHUE, SEAN R | 71d overdue |
| 17997295 | METHODS FOR RADIOLABELLING PSMA BINDING LIGANDS AND THEIR KITS | DONOHUE, SEAN R | 70d overdue |
| 17753635 | Management of conditions other than multiple sclerosis in ofatumumab-treated patients | WANG, CHANG YU | 60d overdue |
| 18251913 | ANTIBODY Fc VARIANTS | HOWARD, ZACHARY C | 37d overdue |
| 17995820 | OFATUMUMAB FOR TREATING MS WHILE MAINTAINING SERUM IgG | WANG, CHANG YU | 35d overdue |
| 18019467 | TREATMENT OF CLL | KAUFMAN, CLAIRE M | 6d |
| Art Unit | Apps |
|---|---|
| 1618 | 9 |
| 1675 | 8 |
| 1674 | 7 |
| 1626 | 5 |
| 1641 | 5 |
| 1643 | 5 |
| 1623 | 4 |
| 1628 | 4 |
| 1647 | 4 |
| 1613 | 3 |
| App # | Title | Examiner | Art Unit | Statutes | Status | Due in | AI | Filed |
|---|---|---|---|---|---|---|---|---|
| 19575321 | THERAPEUTIC ANTI-BAFF-R ANTIBODIES | DUTT, ADITI | 1675 | DP | Non-Final OA | — | Pending | Mar 23, 2026 |
| 19240908 | METHOD OF TREATING PROSTATE CANCER | PERREIRA, MELISSA JEAN | 1618 | §103DP | Non-Final OA | 32d overdue | Pending | Jun 17, 2025 |
| 19234864 | STABLE, CONCENTRATED RADIOPHARMACEUTICAL COMPOSITION | MEJIAS, SAMANTHA LEE | 1618 | §103Other | Final Rejection | 76d | Pending | Jun 11, 2025 |
| 19176436 | PHARMACEUTICAL COMPOSITIONS OF RIBOCICLIB | YOUNG, MICAH PAUL | 1618 | §102§103 | Non-Final OA | 41d | Pending | Apr 11, 2025 |
| 19065656 | SELECTIVE REDUCTION OF CYSTEINE RESIDUES IN IL-17 ANTIBODIES | ABBAS, SYED JARAR | 1674 | §112 | Final Rejection | — | Pending | Feb 27, 2025 |
| 18982128 | TABLET FORMULATION OF 2-FLUORO-N-METHYL-4-[7-(QUINOLIN-6-YLMETHYL)IMIDAZO[1,2-B][1,2,4]TRIAZIN-2-YL]BENZAMIDE | NESTOR, DONNA MICHELLE | 1629 | §112Other | Non-Final OA | — | Pending | Dec 16, 2024 |
| 18977210 | Ribociclib Tablet | FUBARA, BLESSING M | 1613 | §103DP | Final Rejection | 88d overdue | Pending | Dec 11, 2024 |
| 18871590 | CRYSTALLINE FORMS OF AN AKRIC3 DEPENDENT KARS INHIBITOR | MOORE, SUSANNA | 1624 | §102§112DP | Non-Final OA | — | Pending | Dec 04, 2024 |
| 18960021 | NEW CRYSTALLINE FORMS OF SALT OF 7-CYCLOPENTYL-2-(5-PIPERAZIN-1-YL-PYRIDIN-2-YLAMINO)-7H-PYRROLO[2,3-D]PYRIMIDINE -6-CARBOXYLIC ACID DIMETHYLAMIDE | WHITE, DAWANNA SHAR-DAY | 1627 | §103DP | Non-Final OA | — | Pending | Nov 26, 2024 |
| 18939314 | PYRAZOLOPYRIDINE DERIVATIVES AND USES THEREOF | KUCHARCZK, JED A | 1623 | §112DP | Non-Final OA | — | Pending | Nov 06, 2024 |
| 18909652 | NLRP3 INFLAMMASOME INHIBITORS | COUGHLIN, MATTHEW P | 1626 | §102§103Other | Non-Final OA | — | Pending | Oct 08, 2024 |
| 18851253 | COMPLEMENT FACTOR B INHIBITORS AND USES THEREOF | BARSKY, JARED | 1628 | §112 | Non-Final OA | — | Pending | Sep 26, 2024 |
| 18687609 | CRYSTALLINE FORMS OF BIARYL YAP/TAZ-TEAD PROTEIN-PROTEIN INTERACTION INHIBITORS | CLARK, AMY LYNN | 1628 | §102§103§112Other | Non-Final OA | — | Pending | Sep 24, 2024 |
| 18845258 | ACETONITRILE RECOVERY PROCESS | MILLER, JONATHAN | 1626 | §103§112 | Non-Final OA | — | Pending | Sep 09, 2024 |
| 18843599 | USE OF IPTACOPAN FOR THE TREATMENT OF LUPUS NEPHRITIS | SHI, GENBIN | 1628 | §103§112 | Non-Final OA | — | Pending | Sep 03, 2024 |
| 18802089 | IMMUNOSUPPRESSANT FORMULATIONS | ROSENTHAL, ANDREW S | 1613 | §103 | Final Rejection | — | Pending | Aug 13, 2024 |
| 18797888 | Octreotide Depot Formulation with Constantly High Exposure Levels | WESTERBERG, NISSA M | 1618 | §112DP | Non-Final OA | — | Pending | Aug 08, 2024 |
| 18797142 | NAPHTHYRIDINONE DERIVATIVES FOR THE TREATMENT OF A DISEASE OR DISORDER | WARD, PAUL V | 1622 | DP | Non-Final OA | — | Pending | Aug 07, 2024 |
| 18730975 | RIBOCICLIB PHARMACEUTICAL COMPOSITIONS | LADD, CAROLYN LOUISE | — | §103 | Non-Final OA | — | Pending | Jul 22, 2024 |
| 18729949 | SPIROCYCLIC PIPERIDINYL DERIVATIVES AS COMPLEMENT FACTOR B INHIBITORS AND USES THEREOF | FETTEROLF, BRANDON J | 1626 | §102 | Non-Final OA | — | Pending | Jul 18, 2024 |
| 18739657 | COMBINATION | HUI, SAN MING R | 1627 | §103 | Non-Final OA | — | Pending | Jun 11, 2024 |
| 18672871 | ANTIBODIES TO PMEL17 AND CONJUGATES THEREOF | BENAVIDES, JENNIFER ANN | 1675 | §102§103§112DP | Non-Final OA | — | Pending | May 23, 2024 |
| 18655058 | FACTOR XI ANTIBODIES AND METHODS OF USE | SZPERKA, MICHAEL EDWARD | 1641 | §112DP | Non-Final OA | — | Pending | May 03, 2024 |
| 18703559 | METHODS FOR IMPROVING ADENO-ASSOCIATED VIRUS (AAV) DELIVERY | YU, DAVID TUYANG | 1635 | §102§103§112 | Non-Final OA | — | Pending | Apr 22, 2024 |
| 18628570 | USE OF LABELED INHIBITORS OF PROSTATE SPECIFIC MEMBRANE ANTIGEN (PSMA), AS AGENTS FOR THE TREATMENT OF PROSTATE CANCER | SAMALA, JAGADISHWAR RAO | 1618 | §102§112 | Final Rejection | — | Pending | Apr 05, 2024 |
| 18628097 | METHODS OF TREATING NON-RADIOGRAPHIC AXIAL SPONDYLOARTHRITIS USING INTERLEUKIN-17 (IL-17) ANTAGONISTS | CARTER, SANDRA DILLAHUNT | 1674 | §103§112DP | Non-Final OA | — | Pending | Apr 05, 2024 |
| 18696753 | SURFACTANT STABILIZERS | KENYON, JOHN S | 1625 | §102§112 | Non-Final OA | — | Pending | Mar 28, 2024 |
| 18687599 | Dosing Regimen for a TEAD inhibitor | VALENROD, YEVGENY | 1628 | §112Other | Non-Final OA | — | Pending | Feb 28, 2024 |
| 18588259 | Ribociclib Tablet | FUBARA, BLESSING M | 1613 | §102§103DP | Final Rejection | — | Pending | Feb 27, 2024 |
| 18685551 | LOU064 FOR TREATING MULTIPLE SCLEROSIS | CHAO, ALLEN | 1622 | §103 | Final Rejection | — | Pending | Feb 22, 2024 |
| 18444288 | PROTEIN SOLUTION FORMULATION CONTAINING HIGH CONCENTRATION OF AN ANTI-VEGF ANTIBODY | KIM, YUNSOO | 1641 | §102§103DP | Non-Final OA | — | Pending | Feb 16, 2024 |
| 18683858 | OFATUMUMAB FOR TREATING PEDIATRIC MS | AEDER, SEAN E | 1642 | §103DP | Non-Final OA | — | Pending | Feb 15, 2024 |
| 18440783 | LABELED INHIBITORS OF PROSTATE SPECIFIC MEMBRANE ANTIGEN (PSMA) AS AGENTS FOR THE TREATMENT OF PROSTATE CANCER | SAMALA, JAGADISHWAR RAO | 1618 | DP | Non-Final OA | 91d overdue | Pending | Feb 13, 2024 |
| 18423776 | TRIAZOLOPYRIMIDINE COMPOUNDS AND USES THEREOF | COLEMAN, BRENDA LIBBY | 1624 | §112DP | Non-Final OA | — | Pending | Jan 26, 2024 |
| 18424004 | COMPOSITIONS AND METHODS FOR INCREASING MUSCLE GROWTH | HAMA, JOANNE | 1647 | DP | Non-Final OA | — | Pending | Jan 26, 2024 |
| 18291083 | SUBSTITUTED PYRIDONE COMPOUNDS USEFUL TO TREAT ORTHOMYXOVIRUS INFECTIONS | LEE, WILLIAM Y | 1623 | §103§112 | Non-Final OA | — | Pending | Jan 22, 2024 |
| 18391485 | METHODS OF TREATING CHRONIC SPONTANEOUS URTICARIA USING LIGELIZUMAB | SZPERKA, MICHAEL EDWARD | 1641 | §102§103 | Non-Final OA | — | Pending | Dec 20, 2023 |
| 18569346 | PHARMACEUTICAL FORMULATION CONTAINING AN ANTI-IgE ANTIBODY | LIU, SUE XU | 1646 | §102§103§112 | Non-Final OA | — | Pending | Dec 12, 2023 |
| 18562108 | METHODS FOR THE TREATMENT OF OSTEOARTHRITIS | METCALF, MATTHEW CURRAN | 1647 | §101§102§103DP | Non-Final OA | — | Pending | Nov 17, 2023 |
| 18561444 | FORMULATIONS OF 3-((3-(4-(2-(ISOBUTYLSULFONYL)PHENOXY)-3-(TRIFLUOROMETHYL)PHENYL)-1,2,4-OXADIAZOL-5-YL)METHYL)-5,5-DIMETHYL-1-(2-MORPHOLINOETHYL)IMIDAZOLIDINE-2,4-DIONE | RAO, SAVITHA M | 1691 | §102§103§112Other | Non-Final OA | 8d overdue | Pending | Nov 16, 2023 |
| 18559859 | DOSING REGIMENS | ENGLISH, CONNOR KENNEDY | 1625 | §103 | Non-Final OA | — | Pending | Nov 09, 2023 |
| 18558766 | IPTACOPAN FOR THE TREATMENT OF ATYPICAL HEMOLYTIC UREMIC SYNDROME | HERNANDEZ, JACKSON J | 1627 | §103DP | Final Rejection | 17d overdue | Pending | Nov 03, 2023 |
| 18558729 | TREATMENT FOR SYSTEMIC LUPUS ERYTHEMATOSUS USING ANTI-BAFFR ANTIBODIES | MCCOLLUM, ANDREA K | 1674 | §102§103§112DP | Non-Final OA | — | Pending | Nov 02, 2023 |
| 18288345 | VIRAL VECTOR PRODUCTION SYSTEM | STAVROU, CONSTANTINA E | 1632 | §102§103§112 | Non-Final OA | — | Pending | Oct 25, 2023 |
| 18554778 | 2-((4-((S)-2-(4-CHLORO-2-FLUOROPHENYL)-2-METHYLBENZO[D][1,3]DIOXOL-4-YL)PIPERIDIN-1-YL)METHYL)-1-(((S)-OXETAN-2-YL)METHYL)-1H-IMIDAZOLE DERIVATIVES AS ACTIVATORS OF THE GLP1 RECEPTOR FOR THE TREATMENT OF OBESITY | BORALSKY, LUKE ALAN | 1624 | §102§112Other | Final Rejection | 53d overdue | Pending | Oct 10, 2023 |
| 18552760 | DIAGNOSTIC METHODS OF PROSTATE CANCER | ROGERS, JAMES WILLIAM | 1618 | §103§112 | Non-Final OA | — | Pending | Sep 27, 2023 |
| 18281732 | FATTY ACID-BIFUNCTIONAL DEGRADER CONJUGATES AND THEIR METHODS OF USE | HEASLEY, MEGHAN CHRISTINE | 1626 | §103§112Other | Non-Final OA | — | Pending | Sep 12, 2023 |
| 18550004 | HIGH THROUGHOUT SCREENING IN DROPLETS | BUNKER, AMY M | 1684 | §103 | Final Rejection | — | Pending | Sep 11, 2023 |
| 18454457 | ANTIBODIES TO PMEL17 AND CONJUGATES THEREOF | BENAVIDES, JENNIFER ANN | 1675 | §102§103§112DP | Non-Final OA | — | Pending | Aug 23, 2023 |
| 17997137 | CCR7 ANTIBODY DRUG CONJUGATES FOR TREATING CANCER | SKOKO III, JOHN JOSEPH | 1643 | §102§103§112Other | Non-Final OA | 14d | Pending | Aug 08, 2023 |
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Start Free TrialNovartis AG has 86 pending office actions as of October 2026, spread across 31 art units and 76 examiners.
Aditi Dutt has the most, with 2 of Novartis AG's pending office actions.
Mostly Biotechnology & Pharmaceuticals (USPTO Tech Center 1600), based on where its pending office actions are examined.
