Prosecution Insights
Last updated: October 25, 2026

The Bank of New York Mellon

Technology area: Computing & Software

11 pending office actions • 9 art units • 11 examiners • 0 of 11 (0%) have an AI response strategy ready • 24 patents granted in the last 365 days

Analysis

The Bank of New York Mellon has 11 pending office actions in Computing & Software. The matters involve 11 distinct examiners and 9 distinct art units, creating broad examiner coverage with repeated art-unit assignments.

LIN, KATHERINE Y is the busiest examiner, with 1 pending office action. The listed workload does not show a dominant examiner, so counsel should prioritize application-specific prosecution histories and technical claim analysis.

The art-unit concentration supports centralized tracking of recurring software eligibility, prior-art, and claim-construction issues, while the examiner distribution cautions against uniform response language. A coordinated docket strategy can preserve consistency without obscuring differences in the individual records.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Portfolio Summary

11
Total Pending OAs
5
Non-Final OAs
6
Final Rejections
0
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 4 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

1
Overdue
0
Due this week
3
Due this month
0
Due in next 60 days
0
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 4 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (1)Due ≤ 30 days (3)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

8
Hard (73%)
2
Medium (18%)
1
Easy (9%)
0
Unknown (0%)

Rejection Statute Mix

BucketCases
§101 only1 (9%)
§101 + other6 (55%)
§103 only2 (18%)
§112 only1 (9%)
Multi-statute (no §101)1 (9%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

0
Life Sciences
0% of docket
9
Information Tech
82% of docket
1
Communications
9% of docket
0
Semiconductors
0% of docket
1
Mechanical / Eng
9% of docket
0
Business / Other
0% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

110 h
Manual time on pending OAs
22 h
Time saved (low, 20%)
38 h
Time saved (mid, 35%)
1.0 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
LIN, KATHERINE Y 1 91.0% +6.4%
SETH, MANAV 1 90.7% +8.0%
APONTE, FRANCISCO JAVIER 1 88.3% +24.1%
ALAM, SHIHAB 1 — —
SHELTON, GABRIELLA KANANI 1 75.0% +22.2%
GUTMAN, JENNIFER MARIE 1 59.5% +28.8%
YU, ARIEL J 1 40.6% +26.7%
WU, NICHOLAS S 1 52.4% +31.4%
BRACERO, ANDREW ANGEL 1 82.4% +37.5%
JABLON, ASHER H. 1 41.8% +42.6%

Quick Wins (2)

Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 2 ordered by deadline are shown.

App #TitleExaminerDue in
18979911 METHODS AND SYSTEMS FOR ADAPTIVE, TEMPLATE-INDEPENDENT HANDWRITING EXTRACTION FROM IMAGES USING MACHINE LEARNING MODELS SETH, MANAV —
18790613 SYSTEM AND METHOD FOR TRANSLATING A FIRST CODING LANGUAGE INTO A SECOND CODING LANGUAGE APONTE, FRANCISCO JAVIER —

Hard Cases (8)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
17884165 RECURRENT NEURAL NETWORKS WITH GAUSSIAN MIXTURE BASED NORMALIZATION JABLON, ASHER H. 16d overdue
17159868 METHODS AND SYSTEMS FOR USING MACHINE LEARNING MODELS THAT GENERATE CLUSTER-SPECIFIC TEMPORAL REPRESENTATIONS FOR TIME SERIES DATA IN COMPUTER NETWORKS KWON, JUN 13d
18344541 SYSTEM AND METHOD FOR BREAK RESOLUTION AUTOMATION YU, ARIEL J 14d
19017203 SYSTEM AND METHODS FOR APPLICATION FAILOVER AUTOMATION LIN, KATHERINE Y 15d
18623521 SYSTEMS AND METHODS FOR FACILITATING DECOUPLED DISTRIBUTION FROM A MAINFRAME TO DISTRIBUTED PLATFORMS ALAM, SHIHAB —
18601183 SELF-HEALING AUTOMATIONS WITH SELF-SERVICE ARCHITECTURE SHELTON, GABRIELLA KANANI —
18432668 SYSTEMS AND METHODS FOR PREDICTING EVENTS AND DETECTING MISSED EVENTS GUTMAN, JENNIFER MARIE —
17940159 MAPPING ACTIVATION FUNCTIONS TO DATA FOR DEEP LEARNING BRACERO, ANDREW ANGEL —

Interview Candidates (7)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 7 ordered by deadline are shown.

App #TitleExaminerDue in
17884165 RECURRENT NEURAL NETWORKS WITH GAUSSIAN MIXTURE BASED NORMALIZATION JABLON, ASHER H. 16d overdue
18344541 SYSTEM AND METHOD FOR BREAK RESOLUTION AUTOMATION YU, ARIEL J 14d
18790613 SYSTEM AND METHOD FOR TRANSLATING A FIRST CODING LANGUAGE INTO A SECOND CODING LANGUAGE APONTE, FRANCISCO JAVIER —
18601183 SELF-HEALING AUTOMATIONS WITH SELF-SERVICE ARCHITECTURE SHELTON, GABRIELLA KANANI —
18432668 SYSTEMS AND METHODS FOR PREDICTING EVENTS AND DETECTING MISSED EVENTS GUTMAN, JENNIFER MARIE —
18166696 DIRECTIONAL DRIVERS OF DEEP LEARNING MODELS BASED ON MODEL GRADIENTS WU, NICHOLAS S —
17940159 MAPPING ACTIVATION FUNCTIONS TO DATA FOR DEEP LEARNING BRACERO, ANDREW ANGEL —

Top Art Units

Art UnitApps
2113 2
2127 2
2672 1
2151 1
2197 1
2194 1
3627 1
2148 1
2126 1

Pending Office Actions

App #TitleExaminerArt UnitStatutesStatusDue inAIFiled
19017203 SYSTEM AND METHODS FOR APPLICATION FAILOVER AUTOMATION LIN, KATHERINE Y 2113 §101Other Final Rejection 15d Pending Jan 10, 2025
18979911 METHODS AND SYSTEMS FOR ADAPTIVE, TEMPLATE-INDEPENDENT HANDWRITING EXTRACTION FROM IMAGES USING MACHINE LEARNING MODELS SETH, MANAV 2672 §112Other Non-Final OA — Pending Dec 13, 2024
18790613 SYSTEM AND METHOD FOR TRANSLATING A FIRST CODING LANGUAGE INTO A SECOND CODING LANGUAGE APONTE, FRANCISCO JAVIER 2151 §103 Non-Final OA — Pending Jul 31, 2024
18623521 SYSTEMS AND METHODS FOR FACILITATING DECOUPLED DISTRIBUTION FROM A MAINFRAME TO DISTRIBUTED PLATFORMS ALAM, SHIHAB 2197 §101§103 Non-Final OA — Pending Apr 01, 2024
18601183 SELF-HEALING AUTOMATIONS WITH SELF-SERVICE ARCHITECTURE SHELTON, GABRIELLA KANANI 2113 §101§102§103 Final Rejection — Pending Mar 11, 2024
18432668 SYSTEMS AND METHODS FOR PREDICTING EVENTS AND DETECTING MISSED EVENTS GUTMAN, JENNIFER MARIE 2194 §101§103 Final Rejection — Pending Feb 05, 2024
18344541 SYSTEM AND METHOD FOR BREAK RESOLUTION AUTOMATION YU, ARIEL J 3627 §101§103§112 Final Rejection 14d Pending Jun 29, 2023
18166696 DIRECTIONAL DRIVERS OF DEEP LEARNING MODELS BASED ON MODEL GRADIENTS WU, NICHOLAS S 2148 §103 Final Rejection — Pending Feb 09, 2023
17940159 MAPPING ACTIVATION FUNCTIONS TO DATA FOR DEEP LEARNING BRACERO, ANDREW ANGEL 2126 §101§102§103 Non-Final OA — Pending Sep 08, 2022
17884165 RECURRENT NEURAL NETWORKS WITH GAUSSIAN MIXTURE BASED NORMALIZATION JABLON, ASHER H. 2127 §101§102§103§112 Non-Final OA 16d overdue Pending Aug 09, 2022
17159868 METHODS AND SYSTEMS FOR USING MACHINE LEARNING MODELS THAT GENERATE CLUSTER-SPECIFIC TEMPORAL REPRESENTATIONS FOR TIME SERIES DATA IN COMPUTER NETWORKS KWON, JUN 2127 §103§112 Final Rejection 13d Pending Jan 27, 2021

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Frequently Asked Questions

How many pending USPTO office actions does The Bank of New York Mellon have?

The Bank of New York Mellon has 11 pending office actions as of October 2026, spread across 9 art units and 11 examiners.

Which USPTO examiner handles the most The Bank of New York Mellon applications?

Katherine Y Lin has the most, with 1 of The Bank of New York Mellon's pending office actions.

What technology area are The Bank of New York Mellon's patent applications in?

Mostly Computing & Software (USPTO Tech Center 2100), based on where its pending office actions are examined.

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