Prosecution Insights
Last updated: October 27, 2026

The Rockefeller University

Technology area: Biotechnology & Pharmaceuticals

10 pending office actions • 9 art units • 9 examiners • 0 of 10 (0%) have an AI response strategy ready • 11 patents granted in the last 365 days

Analysis

The Rockefeller University has 10 pending office actions in Biotechnology & Pharmaceuticals. The matters involve 9 examiners and 8 art units, showing a broad biotechnology prosecution footprint with examiner and art-unit concentration.

ALLEN, MICHAEL D is the busiest listed examiner, with 2 pending matters. Counsel should use the repeated examiner assignment to monitor related prosecution issues, while organizing the remaining matters by art unit and examiner for targeted responses.

The portfolio calls for centralized docket control and a consistent technical vocabulary, but not a uniform response. Differences among the examination assignments may require separate claim amendments, evidence, and interview plans.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Portfolio Summary

10
Total Pending OAs
7
Non-Final OAs
3
Final Rejections
0
Advisory / Quayle

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

6
Hard (60%)
1
Medium (10%)
3
Easy (30%)
0
Unknown (0%)

Rejection Statute Mix

BucketCases
§101 + other3 (30%)
§112 only2 (20%)
Double-patenting only1 (10%)
Double-patenting + other1 (10%)
Multi-statute (no §101)3 (30%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

10
Life Sciences
100% of docket
0
Information Tech
0% of docket
0
Communications
0% of docket
0
Semiconductors
0% of docket
0
Mechanical / Eng
0% of docket
0
Business / Other
0% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

100 h
Manual time on pending OAs
20 h
Time saved (low, 20%)
35 h
Time saved (mid, 35%)
0.9 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
ALLEN, MICHAEL D 2 31.9% +48.8%
MARTIN, PAUL C 1 41.8% +21.7%
ALAM, DANYAL HASSAN 1 66.7% +0.0%
AEDER, SEAN E 1 56.9% +20.0%
GUSSOW, ANNE 1 57.9% +43.8%
GOLDBERG, JEANINE ANNE 1 45.4% +40.5%
DEBERRY, REGINA M 1 50.2% +30.8%
LEITH, NANCY J 1 74.7% +44.0%
ARIETI, RUTH SOPHIA 1 46.2% +71.4%

Hard Cases (6)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 6 ordered by deadline are shown.

App #TitleExaminerDue in
18902455 COMPOSITIONS AND METHODS FOR PRODUCING HAIR FOLLICLE STEM CELLS MARTIN, PAUL C —
18762178 HIGHLY ACTIVE AGONISTIC CD4 BINDING SITE ANTI-HIV ANTIBODIES (HAADS) COMPRISING MODIFIED CDRH2 REGIONS THAT IMPROVE CONTACT WITH GP120 ALLEN, MICHAEL D —
18558066 NEUTRALIZING ANTI- SARS-COV-2 ANTIBODIES AND METHODS OF USE THEREOF AEDER, SEAN E —
18340008 HIV VACCINE IMMUNOGENS ALLEN, MICHAEL D —
17928424 METHOD AND SYSTEM FOR RNA ISOLATION FROM SELF-COLLECTED AND SMALL VOLUME SAMPLES GUSSOW, ANNE —
17994090 MARKERS AND CELLULAR ANTECEDENTS OF RHEUMATOID ARTHRITIS FLARES GOLDBERG, JEANINE ANNE —

Interview Candidates (9)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18902455 COMPOSITIONS AND METHODS FOR PRODUCING HAIR FOLLICLE STEM CELLS MARTIN, PAUL C —
18762178 HIGHLY ACTIVE AGONISTIC CD4 BINDING SITE ANTI-HIV ANTIBODIES (HAADS) COMPRISING MODIFIED CDRH2 REGIONS THAT IMPROVE CONTACT WITH GP120 ALLEN, MICHAEL D —
18558066 NEUTRALIZING ANTI- SARS-COV-2 ANTIBODIES AND METHODS OF USE THEREOF AEDER, SEAN E —
18340008 HIV VACCINE IMMUNOGENS ALLEN, MICHAEL D —
17928424 METHOD AND SYSTEM FOR RNA ISOLATION FROM SELF-COLLECTED AND SMALL VOLUME SAMPLES GUSSOW, ANNE —
17994090 MARKERS AND CELLULAR ANTECEDENTS OF RHEUMATOID ARTHRITIS FLARES GOLDBERG, JEANINE ANNE —
17794724 PHASE SEPARATION SENSORS AND USES THEREOF DEBERRY, REGINA M —
17503928 CRISPR-CAS COMPONENT SYSTEMS, METHODS AND COMPOSITIONS FOR SEQUENCE MANIPULATION LEITH, NANCY J —

Top Art Units

Art UnitApps
1671 2
1653 1
1672 1
1642 1
1683 1
1682 1
1647 1
1636 1
1635 1

Pending Office Actions

App #TitleExaminerArt UnitStatutesStatusDue inAIFiled
18902455 COMPOSITIONS AND METHODS FOR PRODUCING HAIR FOLLICLE STEM CELLS MARTIN, PAUL C 1653 §102§112 Non-Final OA — Pending Sep 30, 2024
18833645 BROADLY NEUTRALIZING ANTI-SARS-COV-2 ANTIBODIES TARGETING THE N-TERMINAL DOMAIN OF THE SPIKE PROTEIN AND METHODS OF USE THEREOF ALAM, DANYAL HASSAN 1672 §112 Non-Final OA — Pending Jul 26, 2024
18762178 HIGHLY ACTIVE AGONISTIC CD4 BINDING SITE ANTI-HIV ANTIBODIES (HAADS) COMPRISING MODIFIED CDRH2 REGIONS THAT IMPROVE CONTACT WITH GP120 ALLEN, MICHAEL D 1671 §101§112DP Non-Final OA — Pending Jul 02, 2024
18558066 NEUTRALIZING ANTI- SARS-COV-2 ANTIBODIES AND METHODS OF USE THEREOF AEDER, SEAN E 1642 §101§112 Non-Final OA — Pending Oct 30, 2023
18340008 HIV VACCINE IMMUNOGENS ALLEN, MICHAEL D 1671 §102§112 Non-Final OA — Pending Jun 22, 2023
17928424 METHOD AND SYSTEM FOR RNA ISOLATION FROM SELF-COLLECTED AND SMALL VOLUME SAMPLES GUSSOW, ANNE 1683 §102§103§112 Final Rejection — Pending Nov 29, 2022
17994090 MARKERS AND CELLULAR ANTECEDENTS OF RHEUMATOID ARTHRITIS FLARES GOLDBERG, JEANINE ANNE 1682 §101§102§112Other Non-Final OA — Pending Nov 25, 2022
17794724 PHASE SEPARATION SENSORS AND USES THEREOF DEBERRY, REGINA M 1647 §112 Final Rejection — Pending Jul 22, 2022
17503928 CRISPR-CAS COMPONENT SYSTEMS, METHODS AND COMPOSITIONS FOR SEQUENCE MANIPULATION LEITH, NANCY J 1636 DP Non-Final OA — Pending Oct 18, 2021
17442790 FOCUSED ULTRASOUND FOR NON-INVASIVE FOCAL GENE DELIVERY TO THE MAMMALIAN BRAIN ARIETI, RUTH SOPHIA 1635 §103§112DP Final Rejection — Pending Sep 24, 2021

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Frequently Asked Questions

How many pending USPTO office actions does The Rockefeller University have?

The Rockefeller University has 10 pending office actions as of October 2026, spread across 9 art units and 9 examiners.

Which USPTO examiner handles the most The Rockefeller University applications?

Michael D Allen has the most, with 2 of The Rockefeller University's pending office actions.

What technology area are The Rockefeller University's patent applications in?

Mostly Biotechnology & Pharmaceuticals (USPTO Tech Center 1600), based on where its pending office actions are examined.

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