Prosecution Insights
Last updated: October 25, 2026

University of Kentucky Research Foundation

Technology areas: Biotechnology & Pharmaceuticals • Chemistry & Materials

33 pending office actions • 28 art units • 32 examiners • 0 of 33 (0%) have an AI response strategy ready • 27 patents granted in the last 365 days

Analysis

University of Kentucky Research Foundation has 33 pending office actions in Biotechnology & Pharmaceuticals. The matters span 32 distinct examiners and 27 distinct art units, creating broad distribution across both personnel and technical examination groups.

TATGE, LEXUS MARC is the busiest examiner, with 2 pending actions. The small difference between the action and examiner totals shows limited examiner concentration, while the art-unit spread indicates substantial technical diversity.

A centralized portfolio process can identify recurring biotechnology issues, but prosecution should remain tailored to the relevant art unit and examiner. Counsel should prioritize consistent disclosure and claim terminology, supported by matter-specific prior-art analysis and response calendars.

Written from this page's own data; every figure is computed from USPTO records and verified before publication.

Portfolio Summary

33
Total Pending OAs
17
Non-Final OAs
16
Final Rejections
0
Advisory / Quayle

Response Deadline Pressure

Based on the USPTO statutory response window for each pending office action. 14 of the docket's apps have a known mailing date; the rest are excluded from the tile counts.

5
Overdue
2
Due this week
5
Due this month
0
Due in next 60 days
2
Due later

Deadline Fire Line

Every pending office action with a known statutory deadline, placed on a days-until-due axis. Dots left of Today are overdue; the further right, the more runway. Cases that share a deadline window stack vertically. 14 of the docket's apps have a known mailing date.

-30dToday30d60d90d120d
Overdue (5)Due ≤ 7 days (2)Due ≤ 30 days (5)Due later (2)

Case Difficulty Mix

Difficulty is derived from the rejection statutes on the most recent pending office action. §101-driven and multi-statute cases are graded Hard; §112-only and obviousness-type double-patenting cases are graded Easy; everything else is Medium. "Unknown" means we have not yet parsed a statute for that office action.

19
Hard (58%)
13
Medium (39%)
1
Easy (3%)
0
Unknown (0%)

Rejection Statute Mix

BucketCases
§101 + other5 (15%)
§103 only8 (24%)
§102 only2 (6%)
§112 only1 (3%)
Double-patenting + other3 (9%)
Multi-statute (no §101)14 (42%)

Industry Mix

How the docket's pending cases split across USPTO tech-center bands.

27
Life Sciences
82% of docket
0
Information Tech
0% of docket
0
Communications
0% of docket
0
Semiconductors
0% of docket
6
Mechanical / Eng
18% of docket
0
Business / Other
0% of docket

Time-on-OA Estimate

Manual office-action response work runs about 10 hours per case. The time-saved bands below show what IP Author's prosecution pipeline typically delivers — a conservative 20% on the low end, 35% in the middle, 50% on the high end.

330 h
Manual time on pending OAs
66 h
Time saved (low, 20%)
115 h
Time saved (mid, 35%)
2.9 wks
FTE-weeks freed (mid)

Top Examiners on this docket

ExaminerApps on this docketAllow rateInterview lift
TATGE, LEXUS MARC 2 25.0% +100.0%
ALBERS, KEVIN S 1 25.4% +50.4%
QIAN, SHIZHI 1 62.0% +46.2%
SHEN, YANXIN NMN 1 84.6% +26.4%
HOEKSTRA, JEFFREY GERBEN 1 56.1% +39.8%
HASTINGS, ALISON AZAR 1 62.5% +42.1%
WEDDINGTON, KEVIN E 1 75.3% +9.8%
MCDOWELL, BRIAN E 1 74.0% +31.0%
AULAKH, CHARANJIT 1 80.7% -14.5%
HOBSON, STEPHEN 1 65.0% +20.1%

Quick Wins (1)

Cases in front of an examiner with an allow rate of 80%+ where the difficulty is Easy or Medium. The top 1 ordered by deadline are shown.

App #TitleExaminerDue in
18895992 METHODS OF DECREASING TOTAL ALKALOID CONTENT IN TOBACCO SHEN, YANXIN NMN —

Hard Cases (20)

Multi-statute / §101-driven matters, or cases in front of an examiner with an allow rate under 30%. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18249143 IMPROVED FLOCCULANTS PERRIN, CLARE M 4d overdue
17797687 ELECTROWINNING CELLS FOR THE SEGREGATION OF THE CATHODIC AND ANODIC COMPARTMENTS MENDEZ, ZULMARIAM 4d overdue
18498834 USING siRNAs AGAINST TAU CIRCULAR RNAS AS A RATIONAL THERAPY FOR ALZHEIMER'S DISEASE TATGE, LEXUS MARC 13d
17219111 Compositions and Methods for Inhibiting Growth of Lactic Acid Producing Bacteria BREEN, KIMBERLY CATHERINE 26d
17696714 USE OF ANIMAL BY-PRODUCTS FOR CEMENT PRODUCTION CHAU, LISA N 28d
18282788 MORTAR MIX AND CONCRETE MIX INCORPORATING A STILLAGE LIQUID LOUGHRAN, RYAN PATRICK 70d
19060167 SURGERY PLATFORM WITH A ROTATING SURFACE ON A STATIONARY BASE WITH INTEGRATED GAS LINES, INTEGRATED HEATING ELEMENTS, AND LEG POSITIONING STRAP SYSTEM ALBERS, KEVIN S —
18849112 BONE BIOPSY ASSEMBLY WITH LOST MOTION RECEIVER HOEKSTRA, JEFFREY GERBEN —

Interview Candidates (9)

Cases in front of an examiner whose interview lift is 10 percentage points or more — i.e. interviewed cases historically resolve more favorably than non-interviewed ones. The top 8 ordered by deadline are shown.

App #TitleExaminerDue in
18498834 USING siRNAs AGAINST TAU CIRCULAR RNAS AS A RATIONAL THERAPY FOR ALZHEIMER'S DISEASE TATGE, LEXUS MARC 13d
19060167 SURGERY PLATFORM WITH A ROTATING SURFACE ON A STATIONARY BASE WITH INTEGRATED GAS LINES, INTEGRATED HEATING ELEMENTS, AND LEG POSITIONING STRAP SYSTEM ALBERS, KEVIN S —
18943349 CROSS-GAP-NANOPORE HETEROSTRUCTURE DEVICE AND METHOD FOR IDENTIFYING CHEMICAL SUBSTANCE QIAN, SHIZHI —
18895992 METHODS OF DECREASING TOTAL ALKALOID CONTENT IN TOBACCO SHEN, YANXIN NMN —
18849112 BONE BIOPSY ASSEMBLY WITH LOST MOTION RECEIVER HOEKSTRA, JEFFREY GERBEN —
18889177 UNIQUE ANALOGS OF NATURAL LIGNANS USEFUL FOR TREATING TRIPLE NEGATIVE BREAST CANCER HASTINGS, ALISON AZAR —
18743737 Substituted Monohydrazides as Potent Antifungal Agents MCDOWELL, BRIAN E —
18665035 APPARATUS AND METHOD FOR CARBON CAPTURE VIA ELECTROCHEMICAL-MEMBRANE SEPARATION HOBSON, STEPHEN —

Top Art Units

Art UnitApps
3791 2
1627 2
1624 2
1637 2
1794 2
3786 1
1795 1
1663 1
1629 1
1621 1

Pending Office Actions

App #TitleExaminerArt UnitStatutesStatusDue inAIFiled
19060167 SURGERY PLATFORM WITH A ROTATING SURFACE ON A STATIONARY BASE WITH INTEGRATED GAS LINES, INTEGRATED HEATING ELEMENTS, AND LEG POSITIONING STRAP SYSTEM ALBERS, KEVIN S 3786 §103 Final Rejection — Pending Feb 21, 2025
18943349 CROSS-GAP-NANOPORE HETEROSTRUCTURE DEVICE AND METHOD FOR IDENTIFYING CHEMICAL SUBSTANCE QIAN, SHIZHI 1795 §103 Non-Final OA — Pending Nov 11, 2024
18895992 METHODS OF DECREASING TOTAL ALKALOID CONTENT IN TOBACCO SHEN, YANXIN NMN 1663 §103§112DP Non-Final OA — Pending Sep 25, 2024
18849112 BONE BIOPSY ASSEMBLY WITH LOST MOTION RECEIVER HOEKSTRA, JEFFREY GERBEN 3791 §101§102§112 Non-Final OA — Pending Sep 20, 2024
18889177 UNIQUE ANALOGS OF NATURAL LIGNANS USEFUL FOR TREATING TRIPLE NEGATIVE BREAST CANCER HASTINGS, ALISON AZAR 1627 §101§102§103§112 Non-Final OA — Pending Sep 18, 2024
18750348 TRIMERIC COPPER CATALYSTS, INTERMEDIATES FOR MAKING SUCH CATALYSTS AND METHOD FOR PREPARING A CYCLOADDITION COMPOUND WEDDINGTON, KEVIN E 1629 §102 Non-Final OA — Pending Jun 21, 2024
18743737 Substituted Monohydrazides as Potent Antifungal Agents MCDOWELL, BRIAN E 1624 §102§112Other Non-Final OA — Pending Jun 14, 2024
18716131 DIAMINOBUTOXY-SUBSTITUTED ISOFLAVONOIDS AS MITOCHONDRIAL COMPLEX I INHIBITORS FOR CANCER TREATMENT AULAKH, CHARANJIT 1621 §103§112 Final Rejection — Pending Jun 03, 2024
18665035 APPARATUS AND METHOD FOR CARBON CAPTURE VIA ELECTROCHEMICAL-MEMBRANE SEPARATION HOBSON, STEPHEN 1776 §102 Non-Final OA — Pending May 15, 2024
18685208 DOWNREGULATION OF CIRCULATING GHRELIN AND THERAPEUTIC APPLICATIONS THEREOF IANNUZO, NATALIE NMN 1653 §102§103§112 Non-Final OA — Pending Feb 20, 2024
18545717 TARGETING AND TREATMENT OF CANCEROUS CELLS USING RADIOLABELED GRP78-BINDING AGENTS SCHLIENTZ, LEAH H 1618 §102§103 Non-Final OA — Pending Dec 19, 2023
18567315 TREATMENT FOR AORTOPATHY TATGE, LEXUS MARC 1637 §103§112 Final Rejection — Pending Dec 05, 2023
18389398 Carbon Capture System with Temperature Controlled Absorber Bottom SLAUGOVSKY, RACHEL MARIE 1736 §103§112 Non-Final OA — Pending Nov 14, 2023
18498834 USING siRNAs AGAINST TAU CIRCULAR RNAS AS A RATIONAL THERAPY FOR ALZHEIMER'S DISEASE TATGE, LEXUS MARC 1637 §101§102§103Other Final Rejection 13d Pending Oct 31, 2023
18557411 Dual-Color CsPbBr3 Nanocrystals Prepared by Water GROOMS, NOA WILLIAM FRAN 1759 §103§112 Final Rejection — Pending Oct 26, 2023
18370558 TREATMENTS FOR BLOOD-BRAIN BARRIER DYSFUNCTION AND RECURRENT SEIZURES USING NOX/LOX/COX INHIBITORS PIHONAK, SARAH 1627 §103DP Final Rejection 6d Pending Sep 20, 2023
18282788 MORTAR MIX AND CONCRETE MIX INCORPORATING A STILLAGE LIQUID LOUGHRAN, RYAN PATRICK 1731 §103§112 Final Rejection 70d Pending Sep 19, 2023
18281743 APPARATUS FOR PLACING A NEEDLE AT A SPECIFIC LOCATION AND DEPTH USING AN ULTRASOUND PROBE TON, MARTIN TRUYEN 3771 §103 Non-Final OA 6d Pending Sep 12, 2023
18277359 RECOVERY OF VALUABLE MATERIALS AND GRAPHITE FROM END-OF-LIFE LITHIUM-ION BATTERIES OHARA, BRIAN R 1724 §102§103 Non-Final OA — Pending Aug 15, 2023
18213054 METHOD AND SYSTEM FOR RECYCLING LITHIUM ION BATTERIES USING ELECTROCHEMICAL LITHIUM ION PURIFICATION CONTRERAS, CIEL P 1794 §103§112 Non-Final OA — Pending Jun 22, 2023
18142427 HOLLOW FIBER MEMBRANE FOR ENCLOSED SPACE AIR REMEDIATION ASHIMIU, MAUTIN ISAAC 3785 §103 Non-Final OA 12d Pending May 02, 2023
18249143 IMPROVED FLOCCULANTS PERRIN, CLARE M 1779 §103§112 Final Rejection 4d overdue Pending Apr 14, 2023
18029057 MULTI-COORDINATE GOLD-PHOSPHINE COMPOUNDS AND METHOD OF USE SAMSELL, RILLA MARIE 1624 §112DP Non-Final OA 31d overdue Pending Mar 28, 2023
17927389 Identifying Risk of Cerebra Edema VOLKOV, ALEXANDER ALEXANDROVIC 1677 §101§103§112 Final Rejection — Pending Nov 23, 2022
17959809 BIOERODIBLE LIFE SUPPORT HYDROGELS FOR THE DELIVERY OF VIABLE MITOCHONDRIA TAKENAKA, RISA 1632 §103 Final Rejection 31d overdue Pending Oct 04, 2022
17908827 Manipulating Glycogen in Alzheimer's Disease, Epilepsy, Traumatic Brain Injury, and ALS as a Treatment WANG, CHANG YU 1675 §112 Final Rejection 15d overdue Pending Sep 01, 2022
17797687 ELECTROWINNING CELLS FOR THE SEGREGATION OF THE CATHODIC AND ANODIC COMPARTMENTS MENDEZ, ZULMARIAM 1794 §102§103 Non-Final OA 4d overdue Pending Aug 04, 2022
17696714 USE OF ANIMAL BY-PRODUCTS FOR CEMENT PRODUCTION CHAU, LISA N 1785 §103§112 Final Rejection 28d Pending Mar 16, 2022
17622408 BONE BIOPSY SYSTEM AND METHOD HOFFPAUIR, ANDREW ELI 3791 §103 Final Rejection 20d Pending Dec 23, 2021
17440544 A Novel Prostate Apoptosis Response-4 (Par-4) Protein Entity with an Extended Duration of Action for Therapeutic Treatment of Cancer HOLTZMAN, KATHERINE ANN 1646 §102§103 Non-Final OA — Pending Sep 17, 2021
17283626 ENDOGENOUS CYTOPLASMIC ALU COMPLEMENTARY DNA IN AGE-RELATED MACULAR DEGENERATION MCLEOD, AFRICA MHAIRIE 1635 §103 Final Rejection — Pending Apr 08, 2021
17219111 Compositions and Methods for Inhibiting Growth of Lactic Acid Producing Bacteria BREEN, KIMBERLY CATHERINE 1657 §101§102 Final Rejection 26d Pending Mar 31, 2021
17014164 AIR PREHEATER AND METHOD OF DECOMPOSING AND REMOVING AMMONIUM BISULFATE FROM A REGENERATIVE HEATING ELEMENT OF THAT AIR PREHEATER MEILLER, SEAN V 3741 §103 Final Rejection 61d Pending Sep 08, 2020

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Frequently Asked Questions

How many pending USPTO office actions does University of Kentucky Research Foundation have?

University of Kentucky Research Foundation has 33 pending office actions as of October 2026, spread across 28 art units and 32 examiners.

Which USPTO examiner handles the most University of Kentucky Research Foundation applications?

Lexus Marc Tatge has the most, with 2 of University of Kentucky Research Foundation's pending office actions.

What technology area are University of Kentucky Research Foundation's patent applications in?

Mostly Biotechnology & Pharmaceuticals (USPTO Tech Center 1600), based on where its pending office actions are examined.

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