DETAILED ACTION
This Office Action is in response to the Applicant’s Amendment filed 05/26/26.
The present application is being examined under the pre-AIA first to invent provisions.
Response to Amendment
The rejection of Claims 8 and 10-13 under 35 U.S.C. 103(a) as being unpatentable over Parton et al. (US 2003/0129449 A1) in view of Okada et al. (US 2009/0026938 A1), Hwang et al. (JP 2006-151979 A), and Ogiwara et al. (US 2012/0248968 A1) as set forth in the Non-Final Rejection filed 01/27/26 is overcome by the cancellation of the claims.
The rejection of Claims 2, 4-7, 14, 16-18, and 20 under 35 U.S.C. 103(a) as being unpatentable over Parton et al. (US 2003/0129449 A1) in view of Okada et al. (US 2009/0026938 A1), Hwang et al. (JP 2006-151979 A), and Ogiwara et al. (US 2012/0248968 A1) as set forth in the Non-Final Rejection filed 01/27/26 is overcome by the Applicant’s amendments.
Claim Rejections - 35 USC § 103
5. The following is a quotation of pre-AIA 35 U.S.C. 103(a) which forms the basis for all obviousness rejections set forth in this Office action:
(a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102 of this title, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negatived by the manner in which the invention was made.
6. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under pre-AIA 35 U.S.C. 103(a) are summarized as follows:
1. Determining the scope and contents of the prior art.
2. Ascertaining the differences between the prior art and the claims at issue.
3. Resolving the level of ordinary skill in the pertinent art.
4. Considering objective evidence present in the application indicating
obviousness or nonobviousness.
7. Claims 2, 4-7, 14, 16-18, and 20 are rejected under 35 U.S.C. 103(a) as being unpatentable over Parton et al. (US 2003/0129449 A1) in view of Okada et al. (US 2009/0026938 A1), Hwang et al. (US 2006/0020136 A1), and Ogiwara et al. (US 2012/0248968 A1).
Regarding Claims 2, 4-6, 14, and 16-18, Parton et al. discloses an organic electroluminescent (EL) device (i.e., light-emitting element) comprising a pair of electrodes, interposed therein (in this order): hole-injecting layer, hole-transporting layer, light-emitting layer, and electron-transporting layer (Fig. 1). Parton et al. discloses that the light-emitting layer comprises a host material in combination with dopant material wherein the former comprises a mixture of hole-transporting (second organic compound) and electron-transporting (first organic compound) materials, while the latter comprises fluorescent dyes ([0107]). The light-emitting layer is formed by co-evaporation ([0165]). The electron-transporting (host) materials include nitrogen-containing derivatives ([0133]-[0139]):
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([0133]) where Z = O, NR, or S and R’ = heterocyclic systems such as thienyl, pyridyl, and “other heterocyclic systems” ([0136]-[0137]); hole-transporting (host) materials include arylamine derivatives ([0058]). Parton et al. discloses that light emission "comes primarily from the dopant" ([0107]) and further discloses there is energy transfer from host to dopant molecule ([0108]). However, Parton et al. does not explicitly disclose the presence of 1) a first organic compound having a 6-membered ring with two nitrogens, 2) a second organic compound comprising the specific skeletons as recited by the Applicant, nor 3) a thermally activated delayed fluorescence material.
Regarding point 1, Okada et al. discloses an organic EL device comprising a light-emitting layer comprising an electron-transporting host material (Abstract); electron-transporting host materials include pyridine, pyrimidine, triazine, and derivatives thereof, the utilization of which results in a device with improved durability and lowered driving voltage ([0064]-[0065]). It would have been obvious to incorporate R’ = heterocyclic systems such as pyrimidine in Parton et al.’s formula I (such that the first organic compound has a 6-membered ring with two nitrogens). The motivation is provided by the disclosure of Okada et al., which teaches the suitability and the benefits (such as improved durability and lowered driving voltage) of utilizing of pyrimidine or triazine-based electron-transporting host materials in the light-emitting layer of an organic EL device. However, Parton et al. in view of Okada et al. does not explicitly disclose a second organic compound comprising the specific skeletons as recited by the Applicant nor a thermally activated delayed fluorescence material.
Regarding point 2, Hwang et al. discloses hole-transporting compounds as host materials (in the light-emitting layer) for an organic EL device, the use of which results in an improvement of luminance and duration ([0047]); embodiments are disclosed, including the following:
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(page 4) such that R1-9 = R22-24 = hydrogen, Ar1 = unsubstituted phenyl, and Ar2 = phenyl-substituted carbazolyl of Applicant’s General Formula (G2). It would have been obvious to incorporate such a compound as hole-transporting host material to the light-emitting layer of the organic EL device as disclosed by Parton et al. in view of Okada et al. The motivation is provided by the fact the disclosure of Hwang et al. is directed to hole-transporting host materials for use in the light-emitting layer of an organic EL device, the use of which results in an improvement of luminance and duration. However, Parton et al. in view of Okada et al. and Hwang et al. does not explicitly disclose a thermally activated delayed fluorescence material.
Regarding point 3, Ogiwara et al. discloses the use of thermally activated delayed fluorescence (TADF) dopant materials in organic EL devices (OLEDs); the use allows internal quantum efficiencies to be raised up to 100% for fluorescent emission ([0009]). It would have been obvious to incorporate such a TADF material as dopant material to the light-emitting layer of the organic EL device as disclosed by Parton et al. in view of Okada et al. and Hwang et al. The motivation is provided by the disclosure of Ogiwara et al. which teaches that the use of such TADF materials as dopant materials allows significant increases in internal quantum efficiencies.
It is also the position of the Office that the limitations regarding formation of the exciplex and photophysical limitations will be met as a result of the construction presented above. Evidence is provided by the fact that the derivatives as disclosed by Parton et al. are the "π-electron deficient heteroaromatic compound such as a nitrogen-containing heteroaromatic,” heterocyclic compounds having polyazole skeletons, as well as “heterocyclic compounds having diazine skeletons” (if R’ = pyrimidine in Parton et al.’s formula) as preferred by the Applicant for the first organic compound (see [0063] of the present national phase publication), Compound 1 as disclosed by Hwang et al. is also fully encompassed by Applicant’s General Formula (G2) for the second organic compound, being exactly identically to preferred embodiment Compound (104) (see [0064] and [0067] of the present national phase publication), and TADF as disclosed by Ogiwara et al. is exactly identical to the Applicant’s preferred compound “that converts triplet excited energy into light emission” with a difference in the emission peak wavelength between the exciplex and the compound “at 0.1 eV or less” (see [0075]-[0076] of the present national phase publication). Furthermore, the technique for forming the light-emitting layer comprising host and dopant materials is also identical to the method as utilized by the Applicant (i.e., co-evaporation) (see [0169] of the present national phase publication). Notice also that Parton et al. implies some light emission from the host material, which necessarily forms an exciplex before energy transfer to the dopant molecule (and thus there must be overlap between their emission and absorption spectra, respectively).
Regarding Claims 7 and 20, Parton et al. discloses such elements can be formed into pixels, wherein each pixel is connected to a thin-film transistor ([0052]).
Response to Arguments
8. Applicant’s arguments on pages 8-13 with respect to the deficiencies of the previously cited prior art have been considered but are moot in view of the new grounds of rejection as set forth above.
Conclusion
9. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a).
A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action.
10. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAY L YANG whose telephone number is (571)270-1137. The examiner can normally be reached Mon-Fri, 6am-3pm.
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If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer A Boyd can be reached at 571-272-7783. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300.
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/JAY YANG/Primary Examiner, Art Unit 1786