Prosecution Insights
Last updated: April 19, 2026
Application No. 16/968,150

SEALED DEVICE WITH LIGHT ENGINE

Non-Final OA §103
Filed
Aug 06, 2020
Examiner
GONDARENKO, NATALIA A
Art Unit
2891
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Signify Holding B V
OA Round
6 (Non-Final)
72%
Grant Probability
Favorable
6-7
OA Rounds
2y 6m
To Grant
93%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
623 granted / 865 resolved
+4.0% vs TC avg
Strong +21% interview lift
Without
With
+21.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
49 currently pending
Career history
914
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
56.2%
+16.2% vs TC avg
§102
16.3%
-23.7% vs TC avg
§112
24.5%
-15.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 865 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after allowance or after an Office action under Ex Parte Quayle, 25 USPQ 74, 453 O.G. 213 (Comm'r Pat. 1935). Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, prosecution in this application has been reopened pursuant to 37 CFR 1.114. Applicant's submission filed on 11/04/2025 has been entered. Claim Objections Claims 2-4, 9-10, and 12-14 are objected to because of the following informalities: Claim 9 recites “the light exit window has a predetermined Young's moduli that is different than the peripheral region” (line 10-12) which should be replaced with “the light exit window has a predetermined Young's modulus that is different than that of the peripheral region” to improve claim language. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 2, 4, 9, and 13-14 are rejected under 35 U.S.C. 103 as being unpatentable over US 2018/0351056 to Huang in view of Nakamura et al. (US Patent No. 8,674,038, cited in IDS of 11/04/2025, hereinafter Nakamura) and Leatherdale et al. (US 2006/0105483, hereinafter Leatherdale). With respect to claim 9, Huang discloses a method of sealing a device (e.g., a package of a light emitting device) (Huang, Figs. 1A-1H, ¶0002, ¶0004, ¶0042-¶0071) comprising a housing (e.g., a carrier structure 130 on a substrate 110 including a circuit layer 120) (Huang, Figs. 1A-1D, ¶0043- ¶0055) including a light engine (e.g., an LED or micro LED 150) (Huang, Figs. 1F-1H, ¶0058-¶0059), the housing contacting a part (e.g., a circuit layer 120 exposed in the grooves 131b) of the device, the method comprising: providing an encapsulating layer (170/175) (Huang, Figs. 1G-1H, ¶0060- ¶0062) over the housing (130), wherein the encapsulating layer (170/175) includes a central region (e.g., 170) and a peripheral region (e.g., the encapsulating layer 175 in the grooves 133b), wherein the central region (e.g., 170) is configured to act as a light exit window for light emitted by the light engine (150) and perform an optical function, wherein the optical function includes one (e.g., a light guide) (Huang, Figs. 1G-1H, ¶0060) of a lens, diffuser and light guide; wherein the peripheral region (e.g., the encapsulating layer 175 in the grooves 133b) (Huang, Fig. 1H, ¶0062) surrounds the central region (170) and is in contact with the part (e.g., a circuit layer 120 in the grooves 131b) and acting as a seal; and forming the light exit window (e.g., disposing the encapsulating layer 170) such that the light exit window (170) has a predetermined Young's moduli (e.g., Young's modulus of the encapsulating layer 175 is smaller than that of the light exit window 170 to enhance the bending and flexing) (Huang, Fig. 1H, ¶0062) that is different than the peripheral region (e.g., 240). Further, Huang does not specifically disclose an elastomer molding; and tuning the light exit window such that the light exit window is more resistant to the incorporation of particles and/or scratch-resistant than the peripheral region. However, Nakamura teaches forming a curable resin for molded bodies (Nakamura, Col. 3, lines 8-20; Col. 4, lines 1-50; Col. 5, lines 13-57; Col. 57; lines 12-32; Col. 58, lines 54-67; Col. 59, lines 13-25; Col. 67, lines 13-26) to provide high strength, transparency, heat resistance, and excellent demoldability, wherein the curable resin comprises thermocurable resin including silicon compound (e.g., polydimethylsiloxane) (Nakamura, Col. 4, lines 15-26; Col. 58, lines 54-67; Col. 59, lines 13-25; Col. 67, lines 13-26) that is cured by irradiation of UV light in a range between 180 nm and 500 nm; and the cured product has a specific hardness high enough to maintain its shape when being demolded. Further, Leatherdale teaches forming an LED package (Leatherdale, Figs. 1A-1D, ¶0006-¶0009, ¶0015-¶0019, ¶0044-¶0050) having an encapsulant (5) that is self-cured by energizing the LED die (1) configured to produce radiation in a range from the UV to the infrared portions of the electromagnetic spectrum to activate polymerization of the photopolymerizable encapsulant (Leatherdale, Figs. 1B-1D, ¶0048). In Leatherdale, the central region above the LED (1) is cured (e.g., the polymerization of the encapsulant 5 occurred around the LED such that highest degree of cure being achieved closest to the die) (Leatherdale, Figs. 1B-1D, ¶0048, ¶0006) and the peripheral region is not cured or cured to a lesser degree than the central region, to limit/reduce the mechanically generated stress within the encapsulant. Thus, a person of ordinary skill in the art would recognize that forming the encapsulating structure of Huang including a central region above the LED having higher Young’s modulus and hardness than the peripheral region to have a specific curable resin for molded bodies as taught by Nakamura, wherein the curable resin is cured by irradiation of UV, and wherein the central region is self-cured by energizing the LED as taught by Leatherdale, would provide an elastomer molding with the central region having higher Young’s modulus and hardness that is tuned by curing such that the light exit window is more scratch-resistant than the peripheral region. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the invention to modify the method of Huang by forming the encapsulating layer of Huang having different Young’s moduli to include a specific curable resin for molded bodies as taught by Nakamura, wherein the central region of the encapsulating layer including a specific curable resin is curable by self-cured technique by energizing the LED as taught by Leatherdale to have an elastomer molding; and tuning the light exit window such that the light exit window is more resistant to the incorporation of particles and/or scratch-resistant than the peripheral region, in order to provide a curable resin for molded bodies having high strength, transparency, heat resistance, and excellent demoldability; and to provide encapsulant with controlled mechanically generated stress within the encapsulant (Nakamura, Col. 3, lines 8-20; Col. 4, lines 1-50; Col. 5, lines 13-57; Col. 57; lines 12-32; Col. 58, lines 54-67; Leatherdale, ¶0006-¶0009, ¶0044-¶0048). Regarding claim 2, Huang in view of Nakamura and Leatherdale discloses the method of claim 9. Further, Huang does not specifically disclose the method, wherein at least part of the light emitted by the light engine has a wavelength capable of curing the central portion. However, Leatherdale teaches forming the LED package (Leatherdale, Figs. 1A-1D, ¶0006-¶0009, ¶0015-¶0019, ¶0044-¶0050) having an encapsulant (5) that is self-cured by energizing the LED die (1) configured to produce radiation in a range from the UV to the infrared portions of the electromagnetic spectrum to activate polymerization of the photopolymerizable encapsulant (Leatherdale, Figs. 1B-1D, ¶0048), to provide encapsulant with controlled mechanical stress within the encapsulant. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the invention to modify the method of Huang/Nakamura/Leatherdale by providing the LED having wavelength for self-cured technique as taught by Leatherdale to have the method, wherein at least part of the light emitted by the light engine has a wavelength capable of curing the central portion, in order to provide encapsulant with controlled mechanically generated stress within the encapsulant (Leatherdale, ¶0006-¶0009, ¶0044-¶0048). Regarding claim 4, Huang in view of Nakamura and Leatherdale discloses the method of claim 9. Further, Huang discloses the method, wherein the housing comprises a further light engine (e.g., another LED 150) (Huang, Figs. 1G-1H, ¶0059), but does not specifically disclose a further light engine capable of emitting visible light. However, Leatherdale teaches forming one or more LEDs (Leatherdale, Figs. 1B-1D, ¶0050), wherein the LEDs have an emission light in a range between from the UV to the infrared portions of the electromagnetic spectrum (e.g., from 400 nm to about 550 nm) (Leatherdale, Figs. 1B-1D, ¶0044-¶0045) to activate polymerization of the photopolymerizable encapsulant (Leatherdale, Figs. 1B-1D, ¶0048, ¶0006), to provide encapsulant with controlled mechanically generated stress within the encapsulant. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the invention to further modify the method of Huang/Nakamura/Leatherdale by providing more than one LED having wavelength for self-cured technique as taught by Leatherdale to have the method, wherein the housing comprises a further light engine capable of emitting visible light, in order to provide encapsulant with controlled mechanically generated stress within the encapsulant by self-cured technique (Leatherdale, ¶0006-¶0009, ¶0044-¶0048). Regarding claims 13 and 14, Huang in view of Nakamura and Leatherdale discloses the method of claim 9. Further, Huang does not specifically disclose the method, wherein the elastomer molding is a silicone (as claimed in claim 13); wherein the silicone is polydimethylsiloxane (as claimed in claim 14). However, Nakamura teaches forming a curable resin for molded bodies (Nakamura, Col. 15, lines 23-32; Col. 16, lines 19-40; Col. 67, lines 13-26), wherein the curable resin comprises polysiloxane compound including polydimethylsiloxane (Nakamura, Col. 67, lines 13-26), to provide high strength, transparency, heat resistance, and excellent demoldability. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the invention to modify the method of Huang/Nakamura/Leatherdale by forming the encapsulating layer of Huang having different Young’s moduli to include a specific curable resin for molded bodies as taught by Nakamura, wherein the curable resin comprises polysiloxane compound to have the method, wherein the elastomer molding is a silicone (as claimed in claim 13); wherein the silicone is polydimethylsiloxane (as claimed in claim 14), in order to provide a curable resin for molded bodies having high strength, transparency, heat resistance, and excellent demoldability (Nakamura, Col. 3, lines 8-20; Col. 4, lines 1-50; Col. 5, lines 13-57; Col. 15, lines 23-32; Col. 16, lines 19-40; Col. 67, lines 13-26). Claims 3, 10, and 12 are rejected under 35 U.S.C. 103 as being unpatentable over US 2018/0351056 to Huang in view of Nakamura (US Patent No. 8,674,038) and Leatherdale (US 2006/0105483) as applied to claim 9, and further in view of Kondo (US 2007/0194337). Regarding claim 10, Huang in view of Nakamura and Leatherdale discloses the method of claim 9. Further, Huang does not specifically disclose the method, wherein the step of tuning includes curing the central region by selectively irradiating the central region with a light source external to the device through a mask. However, Leatherdale teaches additional illumination by an external light source to complete the cure of the encapsulant (5) (Leatherdale, Figs. 1B-1D, ¶0048). Further, Kondo teaches a lens mold forming method comprising selectively curing the central region of the elastomer molding (e.g., resin 63) (Kondo, Figs. 18A-18B, ¶0009-¶0012, ¶0071, ¶0134-¶0143, ¶0146) by using a mask (62) such that the central portion is cured by ultraviolet beam and the peripheral regions blocked by the mask (62) are uncured to provide reliable lens element having the desired shape (e.g., the circler shape). In Kondo, the step of selectively curing comprises selectively irradiating the central region with a light source external to the device through a mask (62) (Kondo, Figs. 18A-18B, ¶0142-¶0143). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the invention to modify the method of Huang/Nakamura/Leatherdale by forming the central region having the desired shape by using a mask as taught by Kondo, wherein an additional curing is carried out by using an external light source as taught by Leatherdale to have the method, wherein the step of tuning includes curing the central region by selectively irradiating the central region with a light source external to the device through a mask, in order to provide reliable lens element having the desired shape; and to provide encapsulant with controlled mechanically generated stress within the encapsulant (Kondo, ¶0009-¶0012, ¶0071, ¶0142-¶0143, ¶0146; Leatherdale, ¶0006-¶0009, ¶0044-¶0048). Regarding claim 12, Huang in view of Nakamura, Leatherdale, and Kondo discloses the method of claim 10. Further, Huang does not specifically disclose the method, wherein step of irradiating the central region comprises selectively irradiating the central region with UV radiation. However, Kondo teaches a lens mold forming method comprising selectively curing the central region of the elastomer molding (e.g., resin 63) (Kondo, Figs. 18A-18B, ¶0009-¶0012, ¶0071, ¶0134-¶0143, ¶0146) by using a mask (62) such that the central portion is cured by ultraviolet beam and the peripheral regions blocked by the mask (62) are uncured to provide reliable lens element having the desired shape (e.g., the circler shape). In Kondo, the step of selectively curing comprises selectively irradiating the central region with a light source external to the device through a mask (62) (Kondo, Figs. 18A-18B, ¶0142-¶0143). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the invention to modify the method of Huang/Nakamura/Leatherdale/Kondo by forming the central region having the desired shape by using a mask as taught by Kondo to have the method, wherein step of irradiating the central region comprises selectively irradiating the central region with UV radiation, in order to provide reliable lens element having the desired shape (Kondo, ¶0009-¶0012, ¶0071, ¶0142-¶0143, ¶0146). Regarding claim 3, Huang in view of Nakamura, Leatherdale, and Kondo discloses the method of claim 12. Further, Huang does not specifically disclose the method, wherein the light engine comprises a light emitting diode capable of emitting UV radiation. However, Leatherdale teaches forming the LED package (Leatherdale, Figs. 1A-1D, ¶0006-¶0009, ¶0015-¶0019, ¶0044-¶0050) having an encapsulant (5) that is self-cured by energizing the LED die (1) configured to produce radiation in a range from the UV to the infrared portions of the electromagnetic spectrum to activate polymerization of the photopolymerizable encapsulant (Leatherdale, Figs. 1B-1D, ¶0048), to provide encapsulant with controlled mechanical stress within the encapsulant. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the invention to modify the method of Huang/Nakamura/Leatherdale/Kondo by providing the LED having wavelength for self-cured technique as taught by Leatherdale to have the method, wherein the light engine comprises a light emitting diode capable of emitting UV radiation, in order to provide encapsulant with controlled mechanically generated stress within the encapsulant (Leatherdale, ¶0006-¶0009, ¶0044-¶0048). Response to Arguments Applicant’s arguments with respect to claims 2-4, 9-10, and 12-14 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to NATALIA GONDARENKO whose telephone number is (571)272-2284. The examiner can normally be reached 9:30 AM-7:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew Landau can be reached at 571-272-1731. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NATALIA A GONDARENKO/Primary Examiner, Art Unit 2891
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Prosecution Timeline

Aug 06, 2020
Application Filed
Aug 06, 2020
Response after Non-Final Action
Jul 18, 2023
Non-Final Rejection — §103
Oct 23, 2023
Response Filed
Dec 15, 2023
Final Rejection — §103
Feb 19, 2024
Response after Non-Final Action
Mar 05, 2024
Request for Continued Examination
Mar 12, 2024
Response after Non-Final Action
Mar 19, 2024
Non-Final Rejection — §103
Jun 21, 2024
Response Filed
Aug 16, 2024
Final Rejection — §103
Oct 22, 2024
Response after Non-Final Action
Jan 30, 2025
Request for Continued Examination
Jan 31, 2025
Response after Non-Final Action
Feb 06, 2025
Non-Final Rejection — §103
May 12, 2025
Response Filed
Nov 04, 2025
Request for Continued Examination
Nov 06, 2025
Response after Non-Final Action
Nov 10, 2025
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

6-7
Expected OA Rounds
72%
Grant Probability
93%
With Interview (+21.3%)
2y 6m
Median Time to Grant
High
PTA Risk
Based on 865 resolved cases by this examiner. Grant probability derived from career allow rate.

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