Prosecution Insights
Last updated: April 19, 2026
Application No. 16/989,119

Large Gene Excision and Insertion

Non-Final OA §103
Filed
Aug 10, 2020
Examiner
GROOMS, TIFFANY NICOLE
Art Unit
1637
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
President and Fellows of Harvard College
OA Round
6 (Non-Final)
58%
Grant Probability
Moderate
6-7
OA Rounds
3y 2m
To Grant
99%
With Interview

Examiner Intelligence

Grants 58% of resolved cases
58%
Career Allow Rate
100 granted / 171 resolved
-1.5% vs TC avg
Strong +46% interview lift
Without
With
+45.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
41 currently pending
Career history
212
Total Applications
across all art units

Statute-Specific Performance

§101
3.7%
-36.3% vs TC avg
§103
38.1%
-1.9% vs TC avg
§102
12.5%
-27.5% vs TC avg
§112
26.4%
-13.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 171 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 24 November 2025 has been entered. Application Status The Amendments and Remarks filed 24 November 2025 in response to the Office Action dated 30 June 2025 are acknowledged and have been entered. Claims 1, 3-31 and 34 are pending and being examined on the merits. Priority The instant application is a continuation of application 14/319,693 filed 06/30/2014 which claims priority to application 61/906,188 filed 11/19/2013. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1, 3-14, 17-21, 24-29 and 34 are rejected under 35 U.S.C. 103 as being unpatentable over Gratz (Gratz et al. Genetics, 2013, 194:1029-1035; published August 2013, of record) in view of Giles (Giles et al. Fly, 7:4, 249-255. 2013). Regarding claim 1, 4-6, 17, 19-21, and 28-29, Gratz teaches the ability to replace a gene with a sequence that enables site-specific integration of engineered genes into the targeted locus [pg. 1030, col. 2, para 5). Gratz teaches a method comprised of introducing to a drosophila cell (1) nucleic acids encoding for two guide RNA sequences that are complementary to two different target sequences and (2) nucleic acids encoding for Cas9 (i.e., RNA guided DNA binding protein), wherein the Cas9 protein interacts with the guide RNA sequences to induce two double stranded breaks to excise a 4.6kb intervening nucleic acid sequences [pg. 1030, see “Engineered defined deletions”; pg.1032, left column, para2; Table S1] and (3) exogenous single stranded nucleic acid sequence comprising a attP docking site that is inserted into the break sites through homologous recombination [page 1030, see "Cas9-mediated homologous recombination"; Figure 1-2]. Gratz further demonstrates in drosophila cells that the expressions of two guide RNAs and Cas9 are effective at excising unwanted nucleic acid sequences, follow by insertion of an exogenous nucleic acid sequence via homologous recombination into the cleaved DNA, and transmitting the gene modification to progenies [page 1033, right column, last paragraph; table 1]. Gratz does not teach that the exogenous sequence to be inserted is greater that 1000 base pairs in length. Regarding claims 1, 3, 12 and 17-18 Giles teaches that while ssODN donors such as the one we utilized to integrate an attP docking site are useful for small modifications, larger insertions and the incorporation of visible markers for screening will require double-stranded DNA (dsDNA) donors [pg. 252, col. 1, para 2]. Giles teaches that injected dsDNA donor templates have been successfully utilized in Drosophila to incorporate up to 13 kb of exogenous sequence in both P element and ZFN-induced HR [pg. 252, col. 1, para 2]. Giles teaches that based on a comprehensive analysis of ZFN-induced HR, dsDNA donors containing flanking homology arms of at least 1 kb in length serve as effective donors [pg. 252, col. 1, para 2]. Giles teaches that dsDNA donors have been employed in mammalian cells as templates for CRISPR/Cas9-induced HR and there is every reason to expect they will work as effectively in flies [pg. 252, col. 1, para 2]. Giles teaches that while this strategy requires generating a donor template, it will facilitate simple screening while enabling a broad range of modifications, from gene deletion and replacement to the incorporation of fluorescent tags [pg. 252, col. 1, para 2]. It would have been obvious to one ordinary skilled in the art before the effective filing date of the claimed invention to modify the method of Gratz by using an dsDNA donor exogenous sequence of 1kb or more which is flanked by homology arms of at least 1 kb in length. One of ordinary skill would be motivated to make the modification for the advantage of facilitating simple screening while enabling a broad range of modifications, to include the incorporation of fluorescent tags. One of ordinary skill would have a reasonable expectation of success since Giles teaches that dsDNA donors greater than 1kb in length have been successfully incorporated into DNA using ZFN induced HR and that dsDNA donors have been employed in mammalian cells as templates for CRISPR/Cas9-induced HR. Regarding claims 7-8, Gratz teaches that efficient target recognition by the CRISPR RNA/Cas9 system requires 20 nucleotides (nt) of homology between the chiRNA and its genomic target, thereby teaches wherein the chiRNA has at least 20 nucleotides [pg. 1030, col. 1, para 2]. Regarding claims 9-10, 24-25 and 34, Gratz teaches that the chimeric RNA (chiRNA) comprises the crRNA and tracrRNA (i.e., a sgRNA) from Streptococcus pyogenes [pg. 1029, col. 2, para 2]. Regarding claims 11 and 26, Gratz teaches that the genome editing occurred on the X chromosome of Drosophila [pg. 1030, col. 1, para 2]. Regarding claim 13, Gratz teaches Cas9-generated DSBs are repaired by NHEJ and HR [Fig. 1]. Regarding claim 27, Gratz teaches cells comprising the CRISPR system with targeted deletion [pg. 1030, col. 2, para 1-4]. Claims 15-16, 22-23, and 30-31 are rejected under 35 U.S.C. 103 as being unpatentable over Gratz (Gratz et al. Genetics, 2013, 194:1029-1035; published August 2013, of record) in view of Giles (Giles et al. Fly, 7:4, 249-255. 2013), as applied to claims 1, 17, and 27 and further in view of Frendewey (US 2013/0309670 A1). The teachings of Gratz and Giles are discussed above as applied to claims 1, 17, and 27 and similarly apply to claims 15-16, 22-23, and 30-31. Gratz and Giles do not teach wherein the cell is a human induced pluripotent stem cell. Frendewey teaches a method of modifying human pluripotent stem cell comprised of cleaving genomic DNA to cause a double stranded break using a nuclease and providing a large targeting vector comprising exogenous nucleic acid sequences that is inserted into the cleaved genomic DNA [entire document, specifically 0005 and 0022; Fig. 1]. It would have been obvious to one ordinary skilled in the art before the effective filing date of the claimed invention to substitute the eukaryotic cell of Gratz for the pluripotent stem cell of Frendewey. This modification would amount to a simple substitution of one cell for another, wherein both cells are known to be modified using CRISPR Cas systems. Additionally, the combination of prior art elements according to known methods to yield predictable results supports can support a conclusion of obviousness. See MPEP 2143(I). One of ordinary skill in the art would have a reasonable expectation of success since both Gratz, Giles and Frendewey each teach the use of CRISPR Cas Systems to modify cells comprised using a nuclease to cleave genomic DNA to cause a double stranded break and providing a large targeting vector comprising exogenous nucleic acid sequences that is inserted into the cleaved genomic DNA. Response to Arguments Applicant's arguments filed 11/24/2025 have been fully considered and were persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Gratz and Giles. Conclusion No claims allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TIFFANY N GROOMS whose telephone number is (571)272-3771. The examiner can normally be reached M-F 830-530. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer Dunston can be reached on 571-272-2916. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TIFFANY NICOLE GROOMS/Examiner, Art Unit 1637
Read full office action

Prosecution Timeline

Aug 10, 2020
Application Filed
Aug 10, 2020
Response after Non-Final Action
Aug 16, 2021
Response after Non-Final Action
Feb 03, 2022
Response after Non-Final Action
Aug 16, 2022
Response after Non-Final Action
Sep 09, 2023
Non-Final Rejection — §103
Dec 11, 2023
Response Filed
Mar 09, 2024
Non-Final Rejection — §103
May 22, 2024
Response Filed
May 30, 2024
Final Rejection — §103
Dec 03, 2024
Request for Continued Examination
Dec 05, 2024
Response after Non-Final Action
Dec 12, 2024
Non-Final Rejection — §103
May 14, 2025
Response Filed
Jun 26, 2025
Final Rejection — §103
Nov 24, 2025
Request for Continued Examination
Dec 01, 2025
Response after Non-Final Action
Dec 11, 2025
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

6-7
Expected OA Rounds
58%
Grant Probability
99%
With Interview (+45.8%)
3y 2m
Median Time to Grant
High
PTA Risk
Based on 171 resolved cases by this examiner. Grant probability derived from career allow rate.

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