Prosecution Insights
Last updated: May 29, 2026
Application No. 17/020,008

PHOTORESIST FOR EUV AND/OR E-BEAM LITHOGRAPHY

Final Rejection §103
Filed
Sep 14, 2020
Priority
Sep 20, 2019 — EU 19198771.8
Examiner
CHAMPION, RICHARD DAVID
Art Unit
1737
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Imec Vzw
OA Round
6 (Final)
44%
Grant Probability
Moderate
7-8
OA Rounds
0m
Est. Remaining
53%
With Interview

Examiner Intelligence

Grants 44% of resolved cases
44%
Career Allowance Rate
53 granted / 120 resolved
-20.8% vs TC avg
Moderate +9% lift
Without
With
+9.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
21 currently pending
Career history
164
Total Applications
across all art units

Statute-Specific Performance

§103
85.6%
+45.6% vs TC avg
§102
13.5%
-26.5% vs TC avg
§112
0.4%
-39.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 120 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments 1. Applicant’s arguments, see page 7, line 17, 02 October 2025, with respect to the rejection of Claims 9, 13-14, 16-22, and 24-26 under 35 U.S.C. 103 as being unpatentable over Kravchenko et al. (2011), Optical Interference Lithography Using Azobenzene-Functionalized Polymers for Micro- and Nanopatterning of Silicon. Adv. Mater., 23: 4174-4177, hereinafter Kravchenko, and in view of Deng et al. (United States Patent Publication No. US 2016/0041466 A1), hereinafter Deng, and in view of Nishimaki et al. (United States Patent Publication No. US 2017/0227850 A1), hereinafter Nishimaki, and in view of Ober et al. (United States Patent Publication No. US 2014/0370442 A1), hereinafter Ober; have been fully considered and, in light of the claim amendments made, are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Li et al. (United States Patent Publication No. US 2016/0122456 A1), hereinafter Li. Claim Rejections - 35 USC § 103 2. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: 3. A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 4. Claims 9, 13-14, 16-22, and 24-26 are rejected under 35 U.S.C. 103 as being unpatentable over Li et al. (United States Patent Publication No. US 2016/0122456 A1), hereinafter Li, and in view of Deng et al. (United States Patent Publication No. US 2016/0041466 A1), hereinafter Deng, and in view of Nishimaki et al. (United States Patent Publication No. US 2017/0227850 A1), hereinafter Nishimaki, and in view of Ober et al. (United States Patent Publication No. US 2014/0370442 A1), hereinafter Ober. 5. Regarding Claims 9, 13-14, 16-22, 24-25, and 27-34, Li teaches (Paragraphs [0005-0017]) covering the substrate with a mixture of 2-5 wt% of a photochromic compound dispersed in a solvent to form a photoresist. Li teaches (Paragraphs [0005-0017]) the photoresist is substantially free from any additives selected from the group consisting of photoactive generators, cross-linking agents, quenchers, surfactants and sensitizers. Li teaches (Paragraphs [0005-0017]) the photochromic compound comprises a photochromic moiety of azobenzene. Li teaches (Paragraphs [0005-0017]) the photochromic compound is a polymer having pendant groups comprising an azobenzene moiety. Li teaches (Paragraphs [0005-0017]) the mixture consists of 2 wt% of the photochromic compound dispersed in the solvent. Li teaches (Paragraphs [0005-0017]) the photochromic compound is a photochromic polymer having photochromic pendant groups. Li teaches (Paragraphs [0005-0017]) the photoresist is substantially free from quenchers, surfactants and sensitizers. 6. While Li teaches (Paragraphs [0005-0017]) the polymer is a pendent azobenzene photochromic group, Li fails to explicitly teach the polymer is poly(Disperse Red 1 methacrylate), a poly[1-[4-(3-carboxy-4-hydroxyphenylazo)- benzenesulfonamido]-1,2-ethanediyl], and a poly(N-acryloyl-phenyl-alanine benzyl- ester-co-acryloyloxyethyl-dimethylamino) quaternized with 4-chloromethylphenyl- carbamoyloxymethylstilbene, wherein poly(Disperse Red 1 methacrylate) has an further substituents to the azobenzene pendent group not explicitly taught by Li. Furthermore, Li fails to explicitly teach the contacting of the developing solvent with the photoresist i) dissolving the exposed portion of the photoresist while not dissolving the unexposed portion of the photoresist, or ii) dissolving the unexposed portion of the photoresist while not dissolving the exposed portion of the photoresist. Furthermore, Li fails to explicitly teach exposing the photoresist with an electron beam or extreme ultraviolet light. Furthermore, Li fails to explicitly teach the lithographic pattern comprises a feature having a size of 50 nm or less. Furthermore, Li fails to explicitly teach defining an exposed portion and unexposed portion of the photoresist and thereby altering a solubility of the exposed portion towards a developing solvent. Furthermore, Li fails to explicitly teach developing a patterned photoresist by contacting the developing solvent with the photoresist. Furthermore, Li fails to explicitly teach dissolving the exposed portion of the photoresist or dissolving the unexposed portion of the photoresist. Furthermore, Li fails to explicitly teach dissolving the exposed portion of the photoresist while not dissolving the unexposed portion of the photoresist. Furthermore, Li fails to explicitly teach the photochromic compound has a molecular mass ranging from 300 to 15000 Da. 7. Deng teaches (Paragraphs [0022-0028]) the polymer is a poly(Disperse Red 1 methacrylate). Deng teaches (Paragraph [0068]) defining an exposed portion and unexposed portion of the photoresist and thereby altering a solubility of the exposed portion towards a developing solvent. Deng teaches (Paragraph [0068]) developing a patterned photoresist by contacting the developing solvent with the photoresist. Deng teaches (Paragraph [0068]) dissolving the exposed portion of the photoresist while not dissolving the unexposed portion of the photoresist. Deng teaches (Paragraph [0068]) the contacting of the developing solvent with the photoresist dissolving the exposed portion of the photoresist while not dissolving the unexposed portion of the photoresist. Deng teaches (Paragraphs [0028-0034]) the photochromic compound has a molecular mass ranging from 300 to 15000 Da. Deng teaches (Paragraph [0021]) the invention therein allows the fabrication of a photoresist with reduced flooding. 8. It would have been prima facie obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified Kravchenko to incorporate the teachings of Deng wherein the polymer is a poly(Disperse Red 1 methacrylate); to defining an exposed portion and unexposed portion of the photoresist and thereby altering a solubility of the exposed portion towards a developing solvent; developing a patterned photoresist by contacting the developing solvent with the photoresist; dissolving the exposed portion of the photoresist while not dissolving the unexposed portion of the photoresist; the contacting of the developing solvent with the photoresist dissolving the exposed portion of the photoresist while not dissolving the unexposed portion of the photoresist; and the photochromic compound has a molecular mass ranging from 300 to 15000 Da. Doing so would allow the fabrication of a photoresist with reduced flooding, as recognized by Deng. 9. Nishimaki teaches (Paragraphs [0095-0098]) the photochromic compound absorbs light by an electron beam or extreme ultraviolet light. Nishimaki teaches (Paragraph [0103]) the photochromic compound has large light absorption performance of irradiation by an electron beam or extreme ultraviolet light. 10. It would have been prima facie obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified Kravchenko to incorporate the teachings of Nishimaki wherein the photochromic compound is irradiated by an electron beam or extreme ultraviolet light. Doing so would result in large light absorption performance of irradiation by an electron beam or extreme ultraviolet light, as recognized by Nishimaki. 11. Ober teaches (Paragraph [0026]) the lithographic pattern comprises a feature having a size of 50 nm or less. Ober teaches (Paragraph [0003]) the lithographic pattern comprises a feature having a size of 50 nm or less are needed for emerging fabricated devices. 12. It would have been prima facie obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified Kravchenko to incorporate the teachings of Ober to comprise a lithographic pattern which comprises a feature having a size of 50 nm or less. Doing so would allow for the fabrication of emerging devices, as recognized by Ober. Conclusion 13. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). 14. A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. 15. Any inquiry concerning this communication should be directed to RICHARD D CHAMPION at telephone number (571) 272-0750. The examiner can normally be reached on 8 a.m. - 5 p.m. Mon-Fri EST. 16. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, MARK F HUFF can be reached at (571) 272-1385. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. 17. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://portal.uspto.gov/external/portal. Should you have questions about access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). 18. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. /R.D.C./Examiner, Art Unit 1737 /MARK F. HUFF/Supervisory Patent Examiner, Art Unit 1737
Read full office action

Prosecution Timeline

Show 8 earlier events
May 13, 2024
Response Filed
Sep 05, 2024
Final Rejection mailed — §103
Feb 04, 2025
Request for Continued Examination
Feb 05, 2025
Response after Non-Final Action
Apr 02, 2025
Non-Final Rejection mailed — §103
Oct 02, 2025
Response Filed
Dec 22, 2025
Final Rejection mailed — §103
May 20, 2026
Interview Requested

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

7-8
Expected OA Rounds
44%
Grant Probability
53%
With Interview (+9.2%)
3y 9m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 120 resolved cases by this examiner. Grant probability derived from career allowance rate.

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