Prosecution Insights
Last updated: April 19, 2026
Application No. 17/159,764

SURGICAL SYSTEM INSTRUMENT MANIPULATOR

Non-Final OA §102
Filed
Jan 27, 2021
Examiner
BAIG, RUMAISA RASHID
Art Unit
3796
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Intuitive Surgical Operations, Inc.
OA Round
5 (Non-Final)
23%
Grant Probability
At Risk
5-6
OA Rounds
3y 5m
To Grant
56%
With Interview

Examiner Intelligence

Grants only 23% of cases
23%
Career Allow Rate
8 granted / 35 resolved
-47.1% vs TC avg
Strong +33% interview lift
Without
With
+33.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
49 currently pending
Career history
84
Total Applications
across all art units

Statute-Specific Performance

§101
15.4%
-24.6% vs TC avg
§103
44.9%
+4.9% vs TC avg
§102
20.0%
-20.0% vs TC avg
§112
19.0%
-21.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 35 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application is being examined under the pre-AIA first to invent provisions. Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 01/30/2026 has been entered. Response to Arguments Applicant’s arguments filed 01/30/2026 have been fully considered but are not persuasive. Applicant argues, “Larkin does not disclose that its actuator disks 2422 "transfer motion to the driven input mechanism via linear movement of the drive output mechanism relative to the engagement face" as recited by amended independent claim 2. When actuator disks 2422 of the actuator assembly 2420 are mated with interface disks 2410 of the transmission mechanism 2404 of the instrument 2402 (with the mated arrangement shown in FIGs. 25A and 25B and the unmated arrangement shown in FIGs. 24A and 24B), the discs are "turned by an associated rotating servomotor actuator 2426". Larkin at para. 0268. Larkin does not disclose the actuator disks 2422 of its actuator assembly move linearly relative to the engagement face (i.e., the face shown in FIG. 24B from which actuator disks 2422 protrude).” Examiner respectfully disagrees. Larkin discloses the drive output mechanism configured to removably engage with a corresponding driven input mechanism of the instrument in a mounted state ([0268]: driven input mechanism are interface disks 2410, which removably engage with part of the drive output mechanism i.e. the actuator disks 2422) of the instrument (fig. 24A: interface disks 2410 are part of instrument 2402) at the manipulating system (fig. 25A) so as to transfer motion to the driven input mechanism via linear movement of the drive output mechanism relative to the engagement face ([0267-0269]: instrument manipulator 2504 is mounted to linear actuator 2510 and allows for cables that run through the body tube to be controlled as shown in an alternative embodiment [0262]; [0267]: the mating between interface disks 2410 and the actuation disks 2422 imparts motion which controls a degree of freedom of the instrument and would do so relative to the engagement face). Applicant argues, “The Office Action further equates a "mount that connects linear actuator 2510 to actuator assembly 2504" to the claimed linkage mechanism. Office Action at p. 5, citing Larkin at para. 269. FIG. 25A with linear actuator 2510 is reproduced below: FIG. 25A As can be seen from FIG. 25, linear actuator 2510 and the actuator platform 2512, which is the "mount" Applicant understands the Office Action to be referring to, is external to actuator assembly 2504 (and thus actuator assembly 2420). By contrast, claim 11, as amended, recites that the linkage mechanism is "in the housing" (emphasis added) to which the claimed engagement face is coupled (which the Office equates to being part of the actuator assembly 2420/2504. Accordingly, "mount" components external to Larkin's actuator assembly 2420 cannot reasonably be equated to the claimed linkage mechanism and Larkin thus fails to disclose each and every element of independent claim 11 as amended”. Examiner respectfully disagrees. Larkin discloses the instrument manipulator (fig. 24B: 2420) comprising: a housing (fig. 24A: exterior portion of 2402 comprising 2410, 2404, and mount that connects actuator assembly to the linear actuator; fig. 25A: instrument manipulator comprises the housing once the instrument manipulator is mounted with the housing; [0269]); an engagement face coupled to the housing (fig. 25A), the instrument manipulator comprising: a linkage mechanism in the housing (fig. 25A: when the instrument manipulator 2420 is mounted, it comprises the linkage mechanism in the housing since the housing includes the mount that connects actuator assembly to the linear actuator; [0269]). Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of pre-AIA 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (b) the invention was patented or described in a printed publication in this or a foreign country or in public use or on sale in this country, more than one year prior to the date of application for patent in the United States. Claims 2-24 are rejected under pre-AIA 35 U.S.C. 102(b) as being anticipated by Larkin et al. (US 2008/0065105). In re claim 2, Larkin discloses an instrument manipulating system (Fig. 25A: assembly 2516) comprising: a manipulator arm (2514); an instrument manipulator (Fig. 24B: 2420) at a distal end (fig. 25A: right side of arm 2514) of the manipulator arm (fig. 25A), wherein the instrument manipulator is removably engageable with an instrument ([0268]: instrument manipulator 2420 removably mates with instrument 2402; fig. 24A-24B) so as to removably mount the instrument at the instrument manipulating system (fig. 25A: instrument 2502a is removably mounted at the instrument manipulator system 2516 by mounting with the instrument manipulator; [0069]) wherein the instrument manipulator comprises: an engagement face (Fig. 24B: top surface of 2420 where disks 2422 sit on) configured to removably engage (fig. 24A-fig. 24B) with the instrument (fig. 25A: once the instrument is mounted, the instrument may removably engage with the instrument manipulator); a drive output mechanism (actuator disks 2422) connected to (fig. 24A and fig. 24B: when 2402 and 2420 combine, the actuator disks 2422 will be connected to the top surface of 2420; fig. 25A; [0268-0269]) and protruding (fig. 24B) from the engagement face (fig. 24B) and movable linearly relative to the engagement face ([0187]: although disks are used, other mechanical mechanisms such as cables can also be used to linearly transfer actuating forces; [0264]) the drive output mechanism configured to removably engage with a corresponding driven input mechanism of the instrument in a mounted state ([0268]: driven input mechanism are interface disks 2410, which removably engage with part of the drive output mechanism i.e. the actuator disks 2422) of the instrument (fig. 24A: interface disks 2410 are part of instrument 2402) at the manipulating system (fig. 25A) so as to transfer motion to the driven input mechanism via linear movement of the drive output mechanism relative to the engagement face ([0267-0269]: instrument manipulator 2504 is mounted to linear actuator 2510 and allows for cables that run through the body tube to be controlled as shown in an alternative embodiment [0262]; [0267]: the mating between interface disks 2410 and the actuation disks 2422 imparts motion which controls a degree of freedom of the instrument and would do so relative to the engagement face); an actuator (Fig. 25A: combination of linear actuator 2510 and actuator assembly 2504; [0268-0269]: actuator also includes servomotor actuator 2426 which cause rotation of disks 2422); and a linkage mechanism ([0269]: mount that connects actuator assembly 2504 to the linear actuator 2510) operably coupling the actuator to the drive output mechanism ([0268-0269]: connecting linear actuator 2510 to actuator assembly 2504 allows the drive output mechanism i.e. the actuator disks 2510 to be coupled), wherein the linkage mechanism is configured to transfer motion generated by the actuator to the drive output mechanism [0267-0269] so as to move the drive output mechanism linearly relative to the engagement face ([0268]: actuator disks 2422 move; fig. 24A-24B: actuator disks 2422 move relative to the engagement face i.e. relative to the top surface of 2420 where the actuator disks 2422 sit on; [0262]: cables may be used that drive linear movement relative to the engagement face; [0264, 0267, 0269]). In re claim 3, Larkin discloses wherein: the linkage mechanism comprises a linkage member (2504; [0269]), a threaded member ([0269]: servocontrolled lead screw), and a sliding member ([0269]: nut is a sliding member) operably coupling the linkage member to the threaded member ([0269]: the nut operably couples the linkage member to the threaded member since the nut sliding along the lead screw would convert the rotational motion of actuator assembly 2504 to linear motion of linear actuator 2510), rotation of the threaded member imparting motion to the linkage member [0268, 0269]. In re claim 4, Larkin discloses wherein: the actuator is operably coupled to the threaded member to drive rotary motion of the threaded member [0268-0269], the rotary motion of the threaded member driving the linear motion of the drive output mechanism ([0268-0269]: rotary motion of the threaded lead screw controls the linear motion of the body tube 2506 and the actuator disks 2422 are turned by an associated rotating servomotor actuator 2426; [0264]: each actuator may have a linear motor to independently move the instrument and guide tube). In re claim 5, Larkin discloses wherein: the actuator is configured to generate rotary motion (Fig. 24B and Fig. 25A: servomotor actuator 2426 is part of actuator assembly 2504; [0268]: servomotor actuator 2426 rotates), and the linkage mechanism is configured to convert the rotary motion of the actuator to the linear motion of the drive output mechanism [0269]. In re claim 6, Larkin discloses wherein the manipulator arm comprises a plurality of links [0250] coupled together by one or more joints [0250], wherein the instrument manipulator is coupled to a distal end (fig. 25A: bottom portion of 2504) of a distal link (fig. 25A: combination of 2504 and 2510) of the plurality of links of the manipulator arm (Fig. 25B). In re claim 7, Larkin discloses further comprising: the instrument mounted to the instrument manipulator (Fig. 25A). In re claim 8, Larkin discloses wherein the instrument comprises an elongate shaft (body tube 2406), an end effector coupled to the elongate shaft ([0267]: distal end of body tube 2406 can include an end effector), and a movable element ([0267]: cables that run through body tube 0267 move to control the distal end of the instrument) extending through the elongate shaft [0267] and operably coupled to the driven input mechanism ([0267]: cables are coupled to disks 2410 and transmit roll torques on the disks to body tube 2406) and to the end effector ([0267]: cables are controlled to the distal end of the instrument which can consist of an end effector) such that motion of the driven input mechanism drives motion of the end effector ([0267]: cables transmit roll torques on disks 2410 which are associated with a degree of freedom such as an end effector grip). In re claim 9, Larkin discloses wherein: the instrument manipulator comprises: a second drive output mechanism ([0274]: some of the disks 2422 can be replaced with other mechanical components such as levers; [0291]: various combinations for the instrument and instrument components can be made) protruding from the engagement face (Fig. 24B: levers can protrude out instead of disks 2422) and configured to removably engage ([0267-0268]: second driven input mechanism would be the corresponding input 2410 associated with the levers and would be removably engageable; fig. 24A-24B) with a corresponding second driven input mechanism of the instrument in the mounted state of the instrument (fig. 24A: levers 2410 would be part of instrument 2402) at the instrument manipulator (fig. 25A; [0267]) such that motion of the second drive output mechanism imparts motion to the second driven input mechanism ([0267, 0274]: a second driven input mechanism would be the corresponding input 2410 associated with the levers of the second drive output mechanism and would impart motion); a second actuator (Fig. 25A: combination of linear actuator 2510 and actuator assembly 2504 corresponding with the second drive output mechanism; [0269]); and a second linkage mechanism operably coupling the second actuator to the second output mechanism and configured to transfer motion generated by the second actuator to the second drive output mechanism ([0267-0269]: similar to the linkage mechanism in claim 2 above but would correspond to the second actuator and second drive output mechanism relating to levers instead of disks). In re claim 10, Larkin discloses wherein: the drive output mechanism is drivable independently of the second drive output mechanism ([0267-0268]: each of the disk 2422 is turned by an associated rotating servomotor actuator 2426, so if some of the disks 2422 were levers to be part of the second drive output mechanism, then each of the levers would correspond to its own actuator 2426 and each of the disks 2422 corresponding to the first drive output mechanism will be driven by its own actuator 2426). In re claim 11, regarding the limitations “a teleoperable surgical system comprising…”, Larkin discloses a teleoperable surgical system [0044]. Regarding the limitations “…a manipulator arm comprising a plurality of links at a distal end coupled together by one or more joints; and an instrument manipulator coupled to one of the plurality of links of the manipulator arm ”, see claim 6 above. Regarding the limitations, “…an instrument manipulator…configured to removably mount an instrument to the instrument manipulator the instrument manipulator comprising: wherein the engagement face is configured to removably engage with an instrument so as to mount the instrument at the instrument manipulator, a drive output mechanism connected to and protruding from the engagement face and movable linearly relative to the engagement face, the drive output mechanism configured to removably engage with a corresponding driven input mechanism of the instrument in a mounted state, an actuator, and a linkage mechanism …operably coupling the actuator to the drive output mechanism, wherein the linkage mechanism is configured to transfer motion generated by the actuator to move the drive output mechanism linearly relative to the engagement face”, see claim 2 above. Regarding the limitations, “the instrument manipulator comprising: a housing; an engagement face coupled to the housing, the instrument manipulator comprising: … a linkage mechanism in the housing and operably coupling the actuator to the drive output mechanism,” Larkin discloses the instrument manipulator comprising: a housing (fig. 24A: exterior portion of 2402 comprising 2410, 2404, and mount that connects actuator assembly to the linear actuator; fig. 25A: instrument manipulator comprises the housing once the instrument manipulator is mounted with the housing; [0269]); an engagement face coupled to the housing (fig. 25A), the instrument manipulator comprising: a linkage mechanism in the housing (fig. 25A: when the instrument manipulator is mounted, it comprises the linkage mechanism in the housing since the housing includes the mount that connects actuator assembly to the linear actuator; [0269]). In re claim 12, regarding the limitations “wherein: in the mounted state of the instrument at the instrument manipulator, the linear motion of the drive output mechanism imparts motion to the driven input mechanism of the instrument”, see claim 2 above. In re claim 13, Larkin discloses further comprising: the instrument removably mounted to the engagement face of the instrument manipulator (Fig. 25A; [0269]). In re claim 14, Larkin discloses wherein: the instrument comprises an end effector ([0052]: each instrument has an end effector) operably coupled to the driven input mechanism such that motion of the driven input mechanism imparts motion to the end effector ([0267]: disk 2410 may be associated with the end effector’s grip). In re claim 15, regarding the limitations “wherein: the instrument further comprises: an elongate shaft coupled to the end effector; and a movable element extending through the elongate shaft and operably coupled to the driven input mechanism and to the end effector to transfer motion from the driven input mechanism to the end effector”, see claim 8 above. In re claim 16, regarding the limitations “wherein: the linkage mechanism comprises a linkage member, a threaded member, and a sliding member operably coupling the linkage member to the threaded member, rotation of the threaded member imparting motion to the linkage member”, see claim 3 above. In re claim 17, regarding the limitations “wherein: the actuator is operably coupled to the threaded member to drive rotary motion of the threaded member, the rotary motion of the threaded member driving the linear motion of the drive output mechanism”, see claim 4 above. In re claim 18, regarding the limitations “wherein: the actuator is configured to generate rotary motion, and the linkage mechanism is configured to convert the rotary motion of the actuator to the linear motion of the drive output mechanism”, see claim 5 above. In re claim 19, regarding the limitations “wherein: the instrument manipulator comprises: a second drive output mechanism protruding from the engagement face and configured to removably engage with a corresponding second driven input mechanism of the instrument in the mounted state of the instrument at the instrument manipulator such that motion of the second drive output mechanism imparts motion to the second driven input mechanism; a second actuator; and a second linkage mechanism operably coupling the second actuator to the second output mechanism and configured to transfer motion generated by the second actuator to the second drive output mechanism”, see claim 9 above. In re claim 20, regarding the limitations “wherein: the drive output mechanism is drivable independently of the second drive output mechanism”, see claim 10 above. In re claim 21, Larkin discloses further comprising an insertion drive mechanism ([0270-0271]: drive mechanism that moves manipulator arm 2514; fig. 25B) operably coupled to the instrument manipulator (fig. 25B) and configured to impart translational movement to the instrument manipulator ([0271]: manipulator arm can move; [0285]: instruments may be linearly extended; [0291]) and thereby drive insertion of the instrument in the mounted state of the instrument to the instrument manipulator ([0271]: linear movement of the manipulator arm would drive insertion of the instrument in the mounted stated to the instrument manipulator). In re claim 22, Larkin discloses wherein the engagement face of the instrument manipulator is an external face (fig. 24B: top of 2420 is an external face i.e. exposed to the exterior) coupled to a housing (fig. 24A: exterior portion of 2402 comprising 2410, 2404, and mount that connects actuator assembly to the linear actuator; [0269]) enclosing the actuator (fig. 24A) and linkage mechanism (fig. 24A; fig. 25A). In re claim 23, regarding the limitations, “further comprising an insertion drive mechanism operably coupled to the instrument manipulator and configured to impart translational movement to the instrument manipulator and thereby drive insertion of the instrument in the mounted state of the instrument to the instrument manipulator”, see in re claim 21 above. In re claim 24, regarding the limitations, “wherein the engagement face of the instrument manipulator is an external face coupled to the housing enclosing the actuator and linkage mechanism”, see in re claim 22 above. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant’s disclosure: Brock et al. (US 2002/0128633) discloses a robotic surgery apparatus (abstract) comprising an instrument member [0040] removably engageable with an instrument ([0040]: instrument member is removably engageable with a guide member). Contact Any inquiry concerning this communication or earlier communications from the examiner should be directed to RUMAISA R BAIG whose telephone number is (571)270-0175. The examiner can normally be reached Mon-Fri: 8am- 5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, David Hamaoui can be reached on (571) 270-5625. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RUMAISA RASHID BAIG/Examiner, Art Unit 3796 /William J Levicky/Primary Examiner, Art Unit 3796
Read full office action

Prosecution Timeline

Jan 27, 2021
Application Filed
Feb 21, 2024
Non-Final Rejection — §102
May 28, 2024
Response Filed
Sep 22, 2024
Final Rejection — §102
Nov 25, 2024
Response after Non-Final Action
Jan 16, 2025
Request for Continued Examination
Jan 17, 2025
Response after Non-Final Action
Mar 08, 2025
Non-Final Rejection — §102
Jun 12, 2025
Examiner Interview Summary
Jun 17, 2025
Response Filed
Sep 26, 2025
Final Rejection — §102
Nov 26, 2025
Interview Requested
Dec 13, 2025
Examiner Interview Summary
Jan 30, 2026
Request for Continued Examination
Feb 20, 2026
Response after Non-Final Action
Mar 21, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12502534
SYSTEMS AND METHODS TO PROMOTE TISSUE HEALTH VIA ELECTRICAL STIMULATION
2y 5m to grant Granted Dec 23, 2025
Patent 12239385
Universal tool adapter
2y 5m to grant Granted Mar 04, 2025
Patent 12239386
METHOD FOR DETERMINING A POSITION OF A LASER FOCUS OF A LASER BEAM OF AN EYE SURGICAL LASER, AS WELL AS TREATMENT APPARATUS
2y 5m to grant Granted Mar 04, 2025
Patent 12150630
WIRE GRIPPING DEVICE
2y 5m to grant Granted Nov 26, 2024
Patent 12075978
BENDING MECHANISM AND MEDICAL EQUIPMENT
2y 5m to grant Granted Sep 03, 2024
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

5-6
Expected OA Rounds
23%
Grant Probability
56%
With Interview (+33.3%)
3y 5m
Median Time to Grant
High
PTA Risk
Based on 35 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month