Prosecution Insights
Last updated: October 02, 2026
Application No. 17/169,442

COMPOSITIONS AND METHODS TO BARCODE BACTERIOPHAGE RECEPTORS, AND USES THEREOF

Final Rejection §103
Filed
Feb 06, 2021
Priority
Feb 06, 2020 — provisional 62/971,130
Examiner
NICOL, ALEXANDER W
Art Unit
1634
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
The Regents of the University of California
OA Round
6 (Final)
43%
Grant Probability
Moderate
7-8
OA Rounds
0m
Est. Remaining
86%
With Interview

Examiner Intelligence

Grants 43% of resolved cases
43%
Career Allowance Rate
76 granted / 177 resolved
-17.1% vs TC avg
Strong +43% interview lift
Without
With
+43.1%
Interview Lift
resolved cases with interview
Typical timeline
4y 1m
Avg Prosecution
42 currently pending
Career history
234
Total Applications
across all art units

Statute-Specific Performance

§101
3.0%
-37.0% vs TC avg
§103
41.4%
+1.4% vs TC avg
§102
19.2%
-20.8% vs TC avg
§112
21.1%
-18.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 177 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Application/Claims Applicant’s response filed on 7/21/2026 has been considered. The terminal disclaimer submitted on 7/21/2026 was approved. Claims 15 and 16 have been newly added. Claim 10 had been amended. Claims 1-10 and 12-16 are pending. Claims 1-9 are currently withdrawn from further consideration pursuant to 37 CFR 1.142 (b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Claims 10 and 12-16 are the subject of the present Official action. Priority Applicant’s claim for the benefit of a prior-filed application PRO 62/971,130 filed on 2/6/2020 under 35 U.S.C 119(e) or under 35 U.S.C 120, 121 or 365(c) is acknowledged. Accordingly, the effective priority date of the instant application is granted as 2/6/2020. Withdrawn Rejections The nonstatutory double patenting rejection of claims 10 and 12-13 over claims 1-11 of co-pending Application No: 17/473,968 has been withdrawn in light of applicants submission of the terminal disclaimer on 7/21/2026. The 35 U.S.C. 103 rejection of claims 10 and 12-16 over Bohm in view of Mutalik, Xu and Price has been re-applied in modified form to address applicants amendments and new claims 15 and 16. Claim Interpretation Claim 10 describes determining the locations on a genome of a bacteriophage wherein insertion of an n-mer barcode into the genome that is not essential for the bacteriophage for infecting a host bacterium. Applicant provides a functional definition describing what is considered essential in not preventing the bacteriophage’s plaque forming capabilities with the host bacterium. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 10 and 12-16 stand rejected in modified form under 35 U.S.C. 103 as being unpatentable over Bohm et al. "Genes affecting progression of bacteriophage P22 infection in Salmonella identified by transposon and single gene deletion screens." Molecular microbiology 108.3 (2018): 288-305 (hereinafter Bohm, reference of record) in view of Mutalik et al. "Dual-barcoded shotgun expression library sequencing for high-throughput characterization of functional traits in bacteria." Nature communications 10.1 (2019): 308 (hereinafter Mutalik, reference of record) and Xu et al. "Bacteriophage therapy against Enterobacteriaceae." Virologica Sinica 30 (2015): 11-18 (hereinafter Xu, reference of record). This rejection is newly applied to address applicants claim amendments on 11/20/2025. This rejection is applied in modified form to address applicants claim amendments and new claims 15 and 16 on 7/21/20026. A reply to applicants’ traversal is found below. Claim 10: Bohm describes high-throughput method for screening gene function in bacteriophages by transposon and single gene deletion screenings (Bohm, abstract). Bohm describes generating a random insertion transposon library of 240,000 mutants in Salmonella enterica which was used to monitor effects of individual bacterial gene disruptions on bacteriophage P22 lytic infection (Bohm, abstract, pg 296 col 1). Bohm screened over 2000 Salmonella single gene deletion mutants to identify genes that impacted either plaque formation or culture growth rates (Bohm, pg 291 col 1, table 2 and Fig 6). Bohm describes the quantitative pattern of Tn5 insertions via measurement by PCR of a region that contains the barcode unique to each Tn insertion, followed by Illumina sequencing of the amplified DNA (Bohm, pg 290 and Fig 1). Bohn does not teach administering these barcoded bacteriophages to a subject caused or infected with the host bacterium to identify the unique barcode in a sample obtained from any subject to determine the source of the barcoded bacteriophage. Claims 15-16: Bohm describes applications towards host bacterium including Salmonella enterica (Bohm, summary). Claim 10: Mutalik describes a dual-barcoded shotgun expression library sequencing (Dub-seq) technique for performing high-throughput and quantitative gain-of-function (GOF) and loss-of-function (LOF) screens (Mutalik, abstract, intro col 2 and Fig 1). Dub-seq couples shotgun cloning of random DNA fragments with competitive fitness assays to assess the phenotypic importance of genes contained on those fragments in a single tube assay (Mutalik, Discussion para 1). Mutalik demonstrated this technique by generating an E. coli Dub-seq library and assayed the phenotypic consequences of overexpressing nearly all genes on E. coli fitness under dozens of experimental conditions (Mutalik, Fig 1). In Fig 2, Mutalik shows the E. coli Dub-seq library characterization. Notably, in 2A black and red line tracks represent genes essential for viability when deleted that are encoded on the negative and positive strands. Thus, Mutalik shows insertions of these barcodes into non-essential regions. Mutalik describes applying these approaches to LOF screens to study phage infection (Mutalik, pg 6 col 2). Mutalik compares large-scale genetic gain and loss of function screens, finding a moderate overlap between genes that are beneficial when overexpressed (Mutalik, pg 7 col 2 and pg 8 col 1). Although Mutalik demonstrates the efficacy of Dub-seq in E. coli (bacteria) and fails to apply these techniques to bacteriophages, Mutalik states that Dub-seq may readily be extended to DNA from other sources for genome-wide fitness assays (Mutalik, pg 8 col 2). Mutalik does not describe applying the Dub-seq techniques for performing LOF screens in bacteriophages, testing each bacteriophage’s plaque forming capabilities to determine the essentiality of the n-mer barcode location and administering these barcoded bacteriophages to a subject caused or infected with the host bacterium as described in newly amended claims 10 and 12. Claim 14: Mutalik lists CRISPRi as an effective technique for interrogating essential genes under multiple conditions and building libraries (Mutalik, intro). Claims 15-16: Mutalik describes applications towards host bacterium including Eschericha coli (Mutalik, abstract). It would have been prima facie obvious to one of ordinary skill in the art to apply the plaque formation assay as described by Bohm in bacteriophages to evaluate the essentiality of the n-mer barcode location using the Dub-seq methods described by Mutalik. It would have been a matter of combining prior art elements according to known methods to yield predictable results for one of ordinary skill to evaluate the effects of each n-mer barcode insertion on the plaque forming abilities of the bacteriophage. One would have been motivated to do so in order to ensure that the barcoded bacteriophage retains their respective replicative function and utility as a phage therapy. One would have a reasonable expectation of success given Mutalik’s statement that Dub-seq may be readily be extended to DNA from other organisms (like bacteriophages) for genome-wide fitness assays. Neither Mutalik nor Bohm describe the use of RB-TnSeq to generate libraries and using this to identify the unique barcode form any subject. Claim 10: Price teaches coupling TnSeq with random DNA barcoding of each mutant (RB-TnSeq) which makes it easier to measure phenotypes across many conditions. Price uses RB-TnSeq to address the sequence-to-function gap by systematically exploring the mutant phenotypes of thousands of genes from each of 32 bacteria under multiple experimental conditions (Price, pg 2). Claim 13: Price describes the use of coupling TnSeq with random DNA barcoding of each mutant (RB-TnSeq) which makes it easier to measure phenotypes across many conditions (Price, intro). It would have been prima facie obvious to one of ordinary skill in the art to apply the RB-TnSeq techniques described by Price to the plaque formation assay as described by Bohm in bacteriophages to evaluate the essentiality of the n-mer barcode location. It would have been a matter of combining prior art elements according to known methods to yield predictable results for one of ordinary skill to evaluate the effects of each n-mer barcode insertion on the plaque forming abilities of the bacteriophage. One would have been motivated to do so in order to improve scalability, since RB-TnSeq requires the characterization of the mutant library only once when compared to Dub-seq. Furthermore, RB-TnSeq is highly effective at identifying genes that are essential for survival under specific conditions since it relies on disrupting genes (knockout) as compared to overexpression. One would have a reasonable expectation of success the reduced complexity of library generation using RB-TnSeq as compared to dubseq. Neither Bohm, Mutalik nor Price describe administering these barcoded bacteriophages to a subject caused or infected with the host bacterium to identify the origin of the barcoded bacteriophage. Claims 10 and 12: Xu describes the recent advances in bacteriophage therapy as an alternative approach towards using antibiotics for the treatment of Enterobacteriaceae and related bacterial infections (Xu, abstract). Xu describes the bacterial lytic mechanisms and lysins targeted on the peptidoglycan of the bacterial wall (Xu, Fig 2 and Section “The bacteriolytic mechanism”). Xu describes administering bacteriophages to patients suffering from an infection with the host bacterium (Xu, pg 15 col 2). It would have been prima facie obvious to one of ordinary skill in the art to apply the RB-TnSeq techniques for performing LOF screens as described by Mutalik in view of Bohm and Price on bacteriophages like those described by Xu rather than E. coli. It would have been a matter of simply substituting one known organism (E. coli.) for another (bacteriophage) to obtain predictable results. One would have been motivated to do so in order to characterize functional traits in bacteriophages for use in therapies against bacterial infections and identify the origin of the barcoded bacteriophage from a subject. One would have a reasonable expectation of success given that the Dub-seq techniques are broadly applicable to other organisms for performing high-throughput and quantitative gain-of-function (GOF) and loss-of-function (LOF) screens. Accordingly, in the absence of evidence to the contrary, one of ordinary skill in the art would have considered the claimed invention to have been prima facie obvious to at the time the invention was made. Reply to Applicant’s Traversal Applicant argues that none of the cited references describe identifying the unique barcode in a sample obtained from any human patient thereby determining the source or origin of the barcode bacteriophage from any human patient as recited in the independent claim. These arguments have been fully considered, but are not found persuasive since one cannot show non-obviousness by attacking references individually where the rejections are based on combinations of references, see MPEP 2145. It is argued that it would have been prima facie obvious to one of ordinary skill in the art to apply the RB-TnSeq techniques for performing LOF screens as described by Mutalik in view of Bohm and Price on bacteriophages like those described by Xu rather than E. coli. It would have been a matter of simply substituting one known organism (E. coli.) for another (bacteriophage) to obtain predictable results. One would have been motivated to do so in order to characterize functional traits in bacteriophages for use in therapies against bacterial infections and identify the origin of the barcoded bacteriophage from a subject. One would have a reasonable expectation of success given that the Dub-seq techniques are broadly applicable to other organisms for performing high-throughput and quantitative gain-of-function (GOF) and loss-of-function (LOF) screens. Accordingly, in the absence of evidence to the contrary, one of ordinary skill in the art would have considered the claimed invention to have been prima facie obvious to at the time the invention was made. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALEXANDER NICOL whose telephone number is (571)272-6383. The examiner can normally be reached on M-F 8-5 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Maria Leavitt can be reached on (571)272-1085. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see https://ppair-my.uspto.gov/pair/PrivatePair. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Alexander Nicol Patent Examiner Art Unit 1634 /ALEXANDER W NICOL/Examiner, Art Unit 1634 /FEREYDOUN G SAJJADI/Supervisory Patent Examiner, Art Unit 1699
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Prosecution Timeline

Show 6 earlier events
Dec 06, 2024
Non-Final Rejection mailed — §103
Mar 04, 2025
Response Filed
May 22, 2025
Final Rejection mailed — §103
Nov 20, 2025
Request for Continued Examination
Nov 21, 2025
Response after Non-Final Action
Mar 20, 2026
Non-Final Rejection mailed — §103
Jul 21, 2026
Response Filed
Sep 16, 2026
Final Rejection mailed — §103 (current)

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Prosecution Projections

7-8
Expected OA Rounds
43%
Grant Probability
86%
With Interview (+43.1%)
4y 1m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 177 resolved cases by this examiner. Grant probability derived from career allowance rate.

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