Prosecution Insights
Last updated: May 29, 2026
Application No. 17/276,809

SEMICONDUCTOR STRUCTURES AND MANUFACTURING METHODS THEREOF

Non-Final OA §103§112
Filed
Mar 16, 2021
Priority
Nov 26, 2019 — nonprovisional of PCTCN2019120951
Examiner
NADAV, ORI
Art Unit
2811
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Enkris Semiconductor Inc.
OA Round
6 (Non-Final)
60%
Grant Probability
Moderate
6-7
OA Rounds
0m
Est. Remaining
81%
With Interview

Examiner Intelligence

Grants 60% of resolved cases
60%
Career Allowance Rate
421 granted / 698 resolved
-7.7% vs TC avg
Strong +21% interview lift
Without
With
+20.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
26 currently pending
Career history
767
Total Applications
across all art units

Statute-Specific Performance

§103
89.1%
+49.1% vs TC avg
§102
4.0%
-36.0% vs TC avg
§112
5.3%
-34.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 698 resolved cases

Office Action

§103 §112
The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA DETAILED ACTION Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-4, 7 and 15 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. The claimed limitation of “wherein the in-situ insulating layer is a laminated structure, which comprises, from bottom to top, a SiN layer and a SiAIN layer, a SiAIN layer and a SiN layer, or a SiN layer, a SiAIN layer and a SiN layer”, as recited in claim 1, is unclear as to how a laminated structure can comprise a SiN layer. It is further unclear what is meant by the phrase “a SiAIN layer and a SiN layer, or a SiN layer” Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-4, 7 and 15, as best understood, is/are rejected under 35 U.S.C. 103 as being unpatentable over Kai (CN104051522, provided as IDS on 03/16/2021) in view of Ogimoto (2013/020457), Kikkawa et al. (2009/0173951), Cheng (2015/0144955) and Then et al. (2015/0171205).Regarding claim 1, Kai teaches in figure 1 and related text semiconductor structure, comprising: a semiconductor substrate 1, a heterojunction 23/24, and an in-situ insulating layer 4, which are arranged from bottom to top, wherein the in-situ insulating layer 4 comprises at least one of SiN or SiAlN and is in direct contact with the heterojunction 23/24; a groove passing through the in-situ insulating layer 4 to the heterojunction 23/24; a transition layer 51, disposed in the groove and on the in-situ insulating layer, wherein the transition layer 52 comprises semiconductor Nickel oxide; a P-type semiconductor layer 52, disposed on the transition layer, wherein the P-type semiconductor layer does not fully fill the groove, wherein the P-type semiconductor layer comprises Nickel oxide; and a gate 53, disposed on the P-type semiconductor layer; wherein the transition layer is configured to prevent a selective growth of the P- type semiconductor layer on the in-situ insulating layer (inherently therein), and prevent atoms in the in-situ insulating layer from being diffused into the P-type semiconductor layer. Kai does not teach that wherein the in-situ insulating layer is a laminated structure, comprises, from bottom to top, a SiN layer and a SiAIN layer, a SiAIN layer and a SiN llayer, or a SiN layer, a SiAIN layer and a SiN layer, and wherein the transition layer is a laminated structure, which comprises at least two layers of an AIN layer, a SiAIN layer, and an AlGaN layer, and an upper surface of the in-situ insulating layer is completely covered by the transition layer, and wherein an ohmic contact is formed between the gate and the P-type semiconductor layer. Cheng teaches in figure 5e and related text an in-situ insulating layer is a laminated structure, comprises, from bottom to top, a SiN layer and a SiAIN layer, a SiAIN layer and a SiN llayer, or a SiN layer, a SiAIN layer and a SiN layer. Kikkawa et al. teach in related related text (see e.g. paragraph [069]) using a laminated structure, which comprises AlN/AlGaN instead of a single layer of AlN. Ogimto teaches in figure 2 and related text forming an in-situ insulating layer 31A completely covered by a transition layer comprising 22A. Then et al. teach in figure 3F and related text an ohmic contact 114 is formed between contact 114 and the P-type semiconductor layer 112. Ogimoto, Kikkawa et al., Cheng, Then et al. and Kai are analogous art because they are directed to semiconductor devices comprising heterojunctions and one of ordinary skill in the art would have had a reasonable expectation of success to modify Kai because they are from the same field of endeavor. It would have been obvious to a person of ordinary skill in the art, before the effective filling date of the claimed invention, to form the in-situ insulating layer is a laminated structure,comprises, from bottom to top, a SiN layer and a SiAIN layer, a SiAIN layer and a SiN llayer, or a SiN layer, a SiAIN layer and a SiN layer, as taught by Cheng, to form the transition layer as a laminated structure, which comprises at least two layers of an AIN layer, a SiAIN layer, and an AlGaN layer, as taught by Kikkawa et al., to have an upper surface of the in-situ insulating layer completely covered by the transition layer, as taught by Ogimoto, and to form an ohmic contact between the gate and the P-type semiconductor layer, as taught by Then et al., in prior art’s device in order to improve the device characteristics by using conventional materials, in order to provide better protection to the device, and in order to simplify the processing steps of making the device, respectively. Regarding the claimed limitations of using specific materials, it is noted that substitution of materials is not patentable even when the substitution is new and useful. Safetran Systems Corp. v. Federal Sign & Signal Corp. (DC NIII, 1981) 215 USPQ 979. It is further held that it is within the general skill of a worker in the art to select a known material on the basis of its suitability for the intended use as a matter of obvious design choice. In re Leshin, 125 USPQ 416. Regarding claim 2, Kai teaches in figure 1 and related text a source 31 and a drain 32 disposed respectively on either side of the gate. Regarding claims 3 and 7, Kai teaches in figure 1 and related text that the heterojunction comprises, from bottom to top, a channel layer 24 and a barrier layer 23 and wherein both the source and the drain contact the channel layer or the barrier layer. Kai does not teach that a thickness of the barrier layer ranges from 1 nm to 15 nm and wherein both the source and the drain contact the channel layer or the barrier layer. It would have been obvious to a person of ordinary skill in the art, before the effective filling date of the claimed invention, to form a thickness of the barrier layer ranges from 1 nm to 15 nm and wherein both the source and the drain contact the channel layer or the barrier layer, in Kai’s device in order to use the device in application which requires specific current flow and in order to optimize the device characteristics, respectively. Regarding claims 4 and 15, Kai teaches in figure 1 and related text that the heterojunction comprises a GaN-based material. Response to Arguments Applicant’s arguments with respect to the claim(s) have been considered but are moot because of the new ground of rejection. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ORI NADAV whose telephone number is 571-272-1660. The examiner can normally be reached between the hours of 7 AM to 4 PM (Eastern Standard Time) Monday through Friday. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Lynne Gurley can be reached on 571-272-1670. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). O.N. /ORI NADAV/ 9/20/2025 PRIMARY EXAMINER TECHNOLOGY CENTER 2800
Read full office action

Prosecution Timeline

Show 10 earlier events
Jan 30, 2025
Final Rejection mailed — §103, §112
Apr 18, 2025
Response after Non-Final Action
Apr 29, 2025
Request for Continued Examination
May 06, 2025
Response after Non-Final Action
Jun 17, 2025
Non-Final Rejection mailed — §103, §112
Sep 16, 2025
Response Filed
Sep 24, 2025
Final Rejection mailed — §103, §112
Nov 24, 2025
Response after Non-Final Action

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

6-7
Expected OA Rounds
60%
Grant Probability
81%
With Interview (+20.9%)
3y 10m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 698 resolved cases by this examiner. Grant probability derived from career allowance rate.

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