Prosecution Insights
Last updated: April 19, 2026
Application No. 17/326,929

HETEROCYCLIC COMPOUND AND ORGANIC LIGHT-EMITTING DEVICE INCLUDING THE SAME

Final Rejection §103
Filed
May 21, 2021
Examiner
KAHN, RACHEL
Art Unit
1766
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Samsung Display Co., Ltd.
OA Round
6 (Final)
28%
Grant Probability
At Risk
7-8
OA Rounds
3y 9m
To Grant
44%
With Interview

Examiner Intelligence

Grants only 28% of cases
28%
Career Allow Rate
179 granted / 649 resolved
-37.4% vs TC avg
Strong +16% interview lift
Without
With
+15.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
65 currently pending
Career history
714
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
48.5%
+8.5% vs TC avg
§102
15.5%
-24.5% vs TC avg
§112
23.7%
-16.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 649 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1-20 are pending as amended on 2/11/2026. Claims 1-6 and 11 stand withdrawn from consideration. Claim 7 has been amended to overcome the previously set forth rejection over Heo, and claim 20 has been amended to delete the species according to compound 14, which was examined in the previous action mailed on 11/26/2025. Therefore, search and examination has been extended to another species encompassed by the present claims: the species of compounds 17-19 recited in claim 20: PNG media_image1.png 492 313 media_image1.png Greyscale The new grounds of rejection below were necessitated by Applicant’s amendment. Therefore, this action is properly made final. Any rejections and/or objections made in the previous Office action and not repeated below are hereby withdrawn. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office Action. Claim Rejections - 35 USC § 103 Claim(s) 7-10 and 12-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Yang et al (WO 2018221985A1, English language equivalent family member, US 2020/0181096 A1 cited herein). Yang discloses a compound wherein a binaphthalene group bonded with a cyano group is bonded with a Ar1, represented by Chemical formula 1 [0009]: PNG media_image2.png 132 419 media_image2.png Greyscale wherein Ar1 is represented by: PNG media_image3.png 95 322 media_image3.png Greyscale (see also [0039], formula 1-7). Yang teaches that R3 can be a C6-60 aryl group [0017], and teaches that in the specification, examples of an aryl group include biphenyl and naphthyl groups [0035]. Yang teaches that L1 and L2 are preferably phenylene or biphenylene [0041], and exemplifies a compound wherein L1 and L2 are phenylene, and wherein the phenylene and binaphthalene groups (between the cyano group and the Ar1 moiety) are connected via para-(1,4)-linkages. See example in [0091]: PNG media_image4.png 154 350 media_image4.png Greyscale Yang discloses that when two functional groups bonded with binaphthalene have different structures, various properties (electron transport capability, band gap, energy level) can be more easily controlled, and electrical and thermal properties can be easily predicted depending on the substitution position of naphthalene [0044]. The compound can be used in an organic material layer capable of simultaneously performing electron injection and electron transport [0116]. Considering Yang’s disclosure that a heterocyclic compound represented by Chemical Formula 1 (having an asymmetric structure based on a binaphthalene skeleton to which a cyano group and a heterocyclic ring are bonded) can be used in an organic material layer capable of simultaneously performing electron injection and electron transport [0116, 0044], the person having ordinary skill in the art would have been motivated to select any named aryl group as the aryl R3 group disclosed by Yang, and any L1-binaphthalene-L2 skeleton from those disclosed by Yang, in order to achieve a desired electron transport capability, band gap and/or energy level, to easily predict electrical and thermal properties. It would have been obvious to the person having ordinary skill in the art, therefore, to have formed a compound according to Yang’s general chemical formula 1 having any binaphthalene skeleton structure exemplified by Yang for linking the cyano group and the heterocyclic Ar1 group, including a para-linked -phenylene-binaphthalene-phenylene- skeleton (as shown in Yang’s example compound 6). It would have been further obvious to the person having ordinary skill in the art to have formed a compound according to Yang’s general chemical formula 1 by selecting any C6-60 aryl group named by Yang in [0035] as the R3 group, including biphenyl or naphthyl, thereby arriving at compounds according to formula 17 (when R3 is biphenyl) or formulas 18-19 (when R3 is naphthyl), as recited in claim 20 (compounds 17-19 are also encompassed by the broader instant generic claims). Response to Arguments Applicant's arguments filed 2/11/2026 have been fully considered. Applicant argues that the previously set forth rejection over Heo has been overcome. The examiner agrees that Heo no longer discloses or suggests a compound according to the present claims, for the reasons argued by Applicant. However, the claims are not in condition for allowance in view of the new rejection above over Yang. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to RACHEL KAHN whose telephone number is (571)270-7346. The examiner can normally be reached Monday to Friday, 8-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Randy Gulakowski can be reached at 571-272-1302. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RACHEL KAHN/Primary Examiner, Art Unit 1766
Read full office action

Prosecution Timeline

May 21, 2021
Application Filed
May 30, 2024
Non-Final Rejection — §103
Aug 21, 2024
Response Filed
Oct 25, 2024
Final Rejection — §103
Dec 20, 2024
Response after Non-Final Action
Jan 16, 2025
Request for Continued Examination
Jan 19, 2025
Response after Non-Final Action
Mar 11, 2025
Non-Final Rejection — §103
Jun 04, 2025
Response Filed
Jul 09, 2025
Final Rejection — §103
Aug 29, 2025
Response after Non-Final Action
Sep 25, 2025
Request for Continued Examination
Sep 26, 2025
Response after Non-Final Action
Nov 24, 2025
Non-Final Rejection — §103
Feb 11, 2026
Response Filed
Mar 19, 2026
Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

7-8
Expected OA Rounds
28%
Grant Probability
44%
With Interview (+15.9%)
3y 9m
Median Time to Grant
High
PTA Risk
Based on 649 resolved cases by this examiner. Grant probability derived from career allow rate.

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