Prosecution Insights
Last updated: July 17, 2026
Application No. 17/373,309

TECHNIQUES FOR GENERATING IMAGES WITH NEURAL NETWORKS

Non-Final OA §102§103
Filed
Jul 12, 2021
Examiner
ROZ, MARK
Art Unit
2675
Tech Center
2600 — Communications
Assignee
NVIDIA Corporation
OA Round
5 (Non-Final)
67%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allowance Rate
265 granted / 397 resolved
+4.8% vs TC avg
Strong +36% interview lift
Without
With
+36.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
5 currently pending
Career history
406
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
77.4%
+37.4% vs TC avg
§102
11.4%
-28.6% vs TC avg
§112
9.2%
-30.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 397 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant amends independent claims to further recite “neural networks are trained .. on randomly degraded versions of the second lower-resolution image”. Examiner notes that the term “randomly degraded” is very broadly recited, and it could mean anything from randomly selecting images to be degraded, to a random calculation that occurs in the process of the degrading. Examiner points out that the Zhong reference, relied on in the standing rejection, incorporates by reference the article by He, fully cited below. Zhong, ch III equations (2) and (4) describe the function Fd that is applied as the convolution function in Fig 2. The function Fd includes a parameter sigma. This parameter is further described as the PReLu activation function in the He reference – see description of equation (1) in Zhong, and citation [38] in Zhong’s References section. Importantly, the He reference describes the PReLu function training on page 1031, right column, paragraph labeled “Training”: there are at least two different steps that are described as random – the random jittering of scale s, and random color altering. Consequently, Zhong’s convolution does include steps that can be reasonably characterized as random. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1, 6-9, 13-15, 18, 20-22, 25, 27, 29-30 rejected under 35 U.S.C. 102(a)(1) as being anticipated by Zhong (“High-Resolution Depth Maps Imaging via Attention-Based Hierarchical Multi-Modal Fusion” IEEE 2021) and further by He (“Delving Deep into Rectifiers: Surpassing Human-Level Performance on ImageNet Classification” IEEE 2015) incorporated by reference within Zhong, see p 2021, right col 1st par, reference [38] As for claim 1, Zhong teaches one or more circuits to use one or more neural networks to combine one or more first features of an object in a first image of the object with one or more second features in a second lower-resolution image of the object based, at least in part, on applying non-local spatial attention from the one or more first features to the one or more second features. (Fig 2, Fig 3, ch III par 2, pars “Module of feature extraction” and “Module of multi-modal attention based fusion”, combining the high-resolution guidance image Y and the low-resolution depth map D using a multi-modal attention based fusion method) wherein the one or more neural networks are trained based, at least_in part, on one or more randomly degraded versions of the second lower-resolution image (He, incorporated by reference within Zhong, pg 1031 right col, paragraph labeled “Training”, discusses randomly sampling scale s and performing random color altering; and further discussed in “Response to Arguments” above) As for independent claims 9, 15, 21, 27, please see discussion of claim 1 above. As for claim 13, 6, Zhong teaches the one or more processors are to generate a degraded version of the second lower-resolution image (Fig 2, LR image undergoes multiple convolution operations), and perform a comparison that includes using a loss function based, at least in part, on a downsampled version of one or more images generated by the one or more neural networks (ch III eq 10, loss function invokes entire network architecture thus including the convolution operations). As for claims 14, 7, 8, 18, 20, 22, 29, 30, Zhong teaches the training or more processors are to use a set of training data, (ch VI various training datasets are discussed, e.g. subchapters A.(1)-(2) ) generate a randomly degraded version of the second lower-resolution image (ch III eq 10, loss function invokes entire network architecture thus including convolution operations in Fig 2), and train one or more attention layers of the one or more neural networks to apply non-local spatial attention from the one or more first features to the one or more second features based, at least in part, on using the randomly degraded version of the second lower- resolution image as an input to the one or more neural networks (ch III eq 10, loss function invokes entire network architecture thus including the MMAF module of Fig 3). As for claim 25, Zhong teaches the one or more processors are also to at least train the one or more neural networks to generate one or more images of the object that correspond to the second lower-resolution image, at a same resolution of the first image (Fig 2, the SR output is the same size image as the HR Guidance input image) Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. A. Claims 2, 4-5, 10-12, 16, 17, 19, 23-24, 26, 28, 31-32 rejected under 35 U.S.C. 103 as being unpatentable over Zhong in view of Lyu (“Multi-Contrast Super-Resolution MRI Through a Progressive Network” Arxiv 2019) As for claims 10, 16, 17, 32, Zhong does not teach, Lyu however teaches the first image is a first magnetic resonance imaging (MRI) image generated using T1 weighting (Lyu, Fig 1a, ch IIA par 2, ch IIIA par 2, using T1 weighted images for HR images), the second lower-resolution image is a second MRI image generated using T2 weighting (Lyu ch IIB down-sampling T2 images for LR images) , and the one or more processors are to use the one or more neural networks to generate images that correspond to the second lower-resolution image of the object, at a higher resolution than the second lower-resolution image (Lyu Fig 1 the T2 SR output corresponds to the T2 input image ) It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention, to modify the image super-resolution method of Zhong by including MRI images of Lyu, as both pertain to the art of training neural networks to perform super-resolution of images. The motivation to do so would have been to create higher-resolution MRI images. As for claims 28, 5, 23, Zhong does not teach, Lyu however teaches the object is an anatomical structure, the second lower-resolution image is a magnetic resonance imaging (MRI) image (Lyu, as above), a computed tomography (CT) image, or a positron emission tomography (PET) image, and the one or more generated images correspond to the second lower-resolution image, at a higher resolution than the second lower-resolution image (as above) As for claims 19, 4, 11, 24 Zhong does not teach, Lyu however teaches training the one or more neural networks further includes a second comparison of the one or more generated images of the object with the first image of the object, and using a weighted loss function based, at least in part, on the first comparison and the second comparison (Lyu ch D, (1)-(4) teaches four different Loss components) It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention, to modify the image super-resolution method of Zhong by including the compound loss function of Lyu, as both pertain to the art of training neural networks to perform super-resolution of images. The motivation to do so would have been, Zhong teaches a loss function L, however does not provide implementation details for this function. Lyu provides relevant details for a loss function used in a similar scenario. As for claim 26, Zhong does not teach, Lyu however teaches the training includes using a loss function based, at least in part, on a structural similarity index measure (Lyu ch IIID(4) Texture Matching Loss), a mean squared error loss (ch IID(2)), and a normalized mutual information value (ch IIID (3) Perceptual Loss or IIID(1) Adversarial Loss) It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention, to modify the image super-resolution method of Zhong by including the compound loss function of Lyu, as both pertain to the art of training neural networks to perform super-resolution of images. The motivation to do so would have been, Zhong teaches a loss function L, however does not provide implementation details for this function. Lyu provides relevant details for a loss function used in a similar scenario. As for claims 31, 12, 2, please see discussion of claims 10, 19 and 26 above. Cited references and motivations to combine apply analogously. B. Claim 3 is rejected under 35 U.S.C. 103 as being unpatentable over Zhong in view of Lyu in further view of MRI Basics (https://case.edu/med/neurology/NR/MRI%20Basics.htm 2016) As for claim 3, Zhong doesn’t specifically teach, Lyu however teaches the object is an anatomical structure, the first image is a first magnetic resonance imaging (MRI) image, and the second lower-resolution image is a second MRI image (Lyu see discussion of claim 10 above) It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention, to modify the image super-resolution method of Zhong by including MRI images of Lyu, as both pertain to the art of training neural networks to perform super-resolution of images. The motivation to do so would have been to create higher-resolution MRI images. the combination of Zhong and Lyu doesn’t specifically teach, MRI Basics however teaches generated based, at least in part, using at least one of a different time to echo or a different repetition time than used to generate the first MRI image (MRI Basics, par “Physics of MRI” explanation of TE (Time to Echo), and pg 2 table “Most common MRI sequences and their Approximate TR and TE times”) It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention, to modify the combination of Zhong and Lyu by further including the MRI specifications of MRI Basics, as both pertain to capturing MRI images. The motivation to do so would have been, Lyu teaches T1 and T2 MRI image capture specifications, but does not specify how they differ. MRI Basics provides substantially more detail on T1 and T2 MRI image capture. Final Rejection THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to MARK ROZ whose telephone number is (571)270-3382. The examiner can normally be reached on M-F 8:00am-4:30pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Andrew Moyer can be reached on (571)272-9523. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300.Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MARK ROZ/ Primary Examiner, Art Unit 2669
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Prosecution Timeline

Show 15 earlier events
Jun 30, 2025
Response Filed
Jul 28, 2025
Final Rejection mailed — §102, §103
Sep 22, 2025
Interview Requested
Sep 30, 2025
Examiner Interview Summary
Sep 30, 2025
Examiner Interview (Telephonic)
Jan 28, 2026
Request for Continued Examination
Feb 09, 2026
Response after Non-Final Action
Jul 16, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

5-6
Expected OA Rounds
67%
Grant Probability
99%
With Interview (+36.3%)
3y 7m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 397 resolved cases by this examiner. Grant probability derived from career allowance rate.

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