Prosecution Insights
Last updated: April 19, 2026
Application No. 17/393,345

IN-CHIP THERMOELECTRIC DEVICE

Final Rejection §103
Filed
Aug 03, 2021
Examiner
MOWLA, GOLAM
Art Unit
1721
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Taiwan Semiconductor Manufacturing Company Ltd.
OA Round
6 (Final)
61%
Grant Probability
Moderate
7-8
OA Rounds
3y 2m
To Grant
90%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allow Rate
540 granted / 881 resolved
-3.7% vs TC avg
Strong +29% interview lift
Without
With
+28.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
32 currently pending
Career history
913
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
46.8%
+6.8% vs TC avg
§102
24.5%
-15.5% vs TC avg
§112
22.0%
-18.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 881 resolved cases

Office Action

§103
DETAILED ACTION Email Communication Applicant is encouraged to authorize the Examiner to communicate via email by filing form PTO/SB/439 either via USPS, Central Fax, or EFS-Web. See MPEP 502.01, 502, 502.03. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment In response to Office Action mailed on 09/24/2025, Applicant has amended claim 1. However, Applicant’s amendment does not place the Application in condition for allowance. Status of the Rejections Due to Applicant’s amendment of claim 1, all rejections from the previous office action are withdrawn. However, upon further consideration, a new ground of rejection is presented below. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-2, 4, 6 and 8-12 are rejected under 35 U.S.C. 103 as being unpatentable over Pomerene et al. (US 6,559,538 B1) in view of Tan et al. (US 2019/0295943 A1). Regarding claim 1, Pomerene discloses a semiconductor device (figures 2c-2g), comprising: a semiconductor substrate (28, fig. 2d, 3:5-7) having a first surface (bottom surface) and a second surface (top surface) opposite the first surface (bottom surface) (3:23-27), wherein the semiconductor substrate comprises an active region containing a plurality of transistors (active circuitry such as transistors in the passivation layer 23, see figures 2b, 2:25-46); PNG media_image1.png 409 595 media_image1.png Greyscale a through-semiconductor via structure (N+ and P+ regions, figs. 2e-2f, 3:7-34) extending completely through the semiconductor substrate (28) from the first surface to the second surface (see figs. 2e-2f) (see annotated figure below) and disposed in a vicinity of the active region (active circuitry such as transistors in the passivation layer 23, see figures 2b, 2:25-46), PNG media_image2.png 330 657 media_image2.png Greyscale the through-semiconductor via structure comprising a first through-semiconductor via (N+ region) containing a first conductivity type material (n-type) and a second through-semiconductor via (P+ region) containing a second conductivity type material (p-type) opposite the first conductivity type material (n-type) (figs. 2e-2f, 3:7-34) and a first conductive layer (conductive layer 27, fig. 2c, 2-65-66) on the first surface (bottom surface) of the semiconductor substrate (28) and comprising a first portion (middle portion) coupled to a first end (bottom end) of the first through-semiconductor via (N+ region) and a first end (bottom end) of the second through-semiconductor via (P+ region) (see figure 2f). Pomerene further discloses that the semiconductor substrate (28) is bismuth telluride, lead telluride or chalcogenide (3:5-7). However, Pomerene does not explicitly disclose that the semiconductor substrate is a silicon substrate. Tan is directed to a semiconductor device ([0045], last sentence) wherein substrate (101) is made of Si or lead telluride ([0045]). Thus, Tan explicitly discloses that the Si and lead telluride are art-recognized equivalent semiconductor material that can be used to form substrate of a semiconductor device. Therefore, it would have been obvious to one skilled in the art at the time of the invention to have used the Si material as taught by Tan to form the substrate of Pomerene because substituting equivalents known for the same purpose is obvious. See MPEP §2144.06 (II). Regarding claim 2, Pomerene further discloses a second conductive layer (conductive layer 31, fig. 2f and 3:35-45) on the second surface (top surface) of the substrate (28) and comprising a first portion (portion that is connected to middle N+ region) coupled to a second end (top end) of the first through-silicon via (N+ region) and a second portion (portion that is connected to middle P+ region) coupled to a second end (top end) of the second through-silicon via (P+ region), the first and second portions of the second conductive layer (38) being electrically isolated from each other (the conductive layer 31 is patterned to have isolated portions) (figure 2f and 3:35-38). Regarding claim 4, Pomerene further discloses the through-silicon via structure further comprises: a third through-silicon via (N+ region) containing the first conductivity type material (n-type) and having a first end (bottom end) and a second end (top end) opposite the first end; a fourth through-silicon via (P+ region) containing the second conductivity type material (p-type) and having a first end (bottom end) and a second end (top end) opposite the first end (see figure 2f that shows plurality of N+ and P+ regions); the first conductive layer (27) comprising a second portion (right portion, see fig. 2f) coupled to the first end (bottom end) of the third through-silicon via (N+ regions) and the first end (bottom end) of the fourth through-silicon via (P+ regions); and the second portion (right portion) of the second conductive layer (31) coupled to the second end (top end) of the third through-silicon via (N+ region) (see fig. 2f). Regarding claim 6, Pomerene further discloses a conformal liner (formed by substrate 28) on sidewalls of the through-silicon via structure (see fig. 2f). Regarding claim 8, Pomerene as modified by Tan discloses the semiconductor substrate (28) is a bulk silicon substrate (see [0045] of Tan). Regarding claim 9, Pomerene further discloses a plurality of electronic devices (37 and 38) on the first surface (bottom surface) and in a vicinity of the through-silicon via structure (see fig. 2i). Regarding claim 10, Pomerene further discloses that each of the first and second through-silicon vias (N+ and P+ regions) comprises a rectangular cross-section (see figs. 2e and 2f). Regarding claim 11, Pomerene discloses a semiconductor device (fig. 2g) according to instant claim, and thus it must be configured to operate as a temperature sensor as in the case of the instant application. Regarding claim 12, Pomerene further discloses a second through-silicon via structure extending through the semiconductor substrate (see figure 2f that shows multiple via structures forming 3 pairs of N+/P+ regions), the second through-silicon via structure comprising a fifth through-silicon via (N+ region) containing the first conductivity type material (n-type material) and a sixth through-silicon via (P+ region) containing the second conductivity type material (p-type material) opposite the first conductivity type material (see fig. 2f), wherein the fifth through-silicon via is coupled to a first terminal (34, fig. 2h) of a power supply (current source, 3:46-49), and the sixth through-silicon via is coupled to a second terminal (34, fig. 2h) of the power supply (3:46-56). Claim 3 is rejected under 35 U.S.C. 103 as being unpatentable over Pomerene et al. (US 6,559,538 B1) in view of Tan et al. (US 2019/0295943 A1) as applied above, and further in view of Tan et al. (US 2015/0179543 A1) (hereafter referred as “Tan II”). Regarding claim 3, Pomerene is silent as to a first solder bump coupled to the first portion of the second conductive layer; and a second solder bump coupled to the second portion of the second conductive layer. Tan II discloses a semiconductor device wherein solder bumps used as means to connect p-type and n-type regions to the conductive layers ([0022]). Therefore, it would have been obvious to one skilled in the art at the time of the invention to have used the solder bumps as taught by Tan II to connect the p-type and n-type regions of Pomerene with the conductive layers, as shown by Tan II and also desired by Pomerene. Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Pomerene et al. (US 6,559,538 B1) in view of Tan et al. (US 2019/0295943 A1) as applied above, and further in view of Boukai et al. (US 2018/0351069 A1). Regarding claim 5, Pomerene is silent as to a metal silicide layer having a first silicide portion disposed on an upper surface of the first through-silicon via, and a second silicide portion disposed on an upper surface of the second through-silicon via. Boukai discloses a metal silicide layer is formed on the semiconductor regions to reduce the contact resistance between metal contact and other layers ([0200]). Therefore, it would have been obvious to one skilled in the art at the time of the invention to have used the metal silicide layer as taught by Boukai on the upper surfaces of the semiconductor regions of Pomerene to reduce the contact resistance, as shown by Boukai. Claim 7 is rejected under 35 U.S.C. 103 as being unpatentable over Pomerene et al. (US 6,559,538 B1) in view of Tan et al. (US 2019/0295943 A1) as applied above, and further in view of Nagakubo et al. (US 5,515,682). Regarding claim 7, Pomerene is silent as to a detection circuit configured to determine an electrical signal that is a function of a temperature difference between the first and second surfaces of the semiconductor substrate. Nagakubo discloses a Peltier device, similar to Pomerene, that comprises a detection circuit (Peltier control circuit that detects temperature, abstract) configured to determine an electrical signal that is a function of a temperature difference between first and second surfaces of a substrate (Abstract and claim 1). Therefore, it would have been obvious to one skilled in the art at the time of the invention to have used the Peltier control circuit as taught by Nagakubo in the device of Pomerene such that the temperature of the device can detected, as shown by Nagakubo. Response to Arguments Applicant's arguments with respect to claims 1-12 have been considered but are moot in view of the new ground(s) of rejection as necessitated by the amendments. Applicant argues that Pomerene does not disclose that the substrate comprises an active region comprising a plurality of transistors. The examiner respectfully disagrees. Pomerene discloses that the substrate comprises an active region comprising active circuitry such as transistors in the passivation layer 23 (see figures 2b, 2:25-46). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 6,800,933 B1 teaches a semiconductor device that reads on claim 1. US 6,800,933 B1 discloses a semiconductor device (figures 4-6), comprising: a semiconductor substrate (60, fig. 4 and 4:29-38) having a first surface (bottom surface) and a second surface (top surface) opposite the first surface (bottom surface); a through-silicon via structure (impurity regions 50, 46, 52 and 48, figures 5 and 6, 4:38-67) extending through the semiconductor substrate (60), the through-silicon via structure comprising a first through-silicon via (n-type impurity region 46 or 48) containing a first conductivity type material (n-type silicon, 4:28-65) and a second through-silicon via (p-type impurity region 50 or 52) containing a second conductivity type material (p-type silicon, 4:28-51) opposite the first conductivity type material (n-type silicon); and a first conductive layer (interconnect layer 38) on the first surface (bottom surface) of the semiconductor substrate (60) and comprising a first portion (middle portion of patterned interconnect layer 38, see figure 6) coupled to a first end (bottom end) of the first through-silicon via (46) and a first end (bottom end) of the second through-silicon via (52) (see figure 6) (4:28-67). However, the reference subsequently removes the semiconductor substrate (see figs. 7-8), and thus would not read on claim 2. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the date of this final action. Correspondence/Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to GOLAM MOWLA whose telephone number is (571)270-5268. The examiner can normally be reached on M-Th, 7am - 4pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Allison Bourke can be reached on 303-297-4684. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see https://ppair-my.uspto.gov/pair/PrivatePair. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GOLAM MOWLA/Primary Examiner, Art Unit 1721
Read full office action

Prosecution Timeline

Aug 03, 2021
Application Filed
Mar 29, 2022
Response after Non-Final Action
Dec 30, 2023
Non-Final Rejection — §103
Mar 22, 2024
Examiner Interview Summary
Mar 22, 2024
Applicant Interview (Telephonic)
Apr 07, 2024
Response Filed
Jul 12, 2024
Final Rejection — §103
Nov 18, 2024
Request for Continued Examination
Nov 19, 2024
Response after Non-Final Action
Nov 29, 2024
Non-Final Rejection — §103
Apr 04, 2025
Response Filed
Apr 18, 2025
Final Rejection — §103
Aug 25, 2025
Request for Continued Examination
Aug 29, 2025
Response after Non-Final Action
Sep 19, 2025
Non-Final Rejection — §103
Dec 29, 2025
Response Filed
Feb 06, 2026
Final Rejection — §103 (current)

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Prosecution Projections

7-8
Expected OA Rounds
61%
Grant Probability
90%
With Interview (+28.9%)
3y 2m
Median Time to Grant
High
PTA Risk
Based on 881 resolved cases by this examiner. Grant probability derived from career allow rate.

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