Prosecution Insights
Last updated: April 19, 2026
Application No. 17/429,526

UPLINK TRANSMISSION IN RADIO ACCESS NETWORK

Final Rejection §103
Filed
Aug 09, 2021
Examiner
PHUONG, DAI
Art Unit
2644
Tech Center
2600 — Communications
Assignee
Telefonaktiebolaget Lm Ericsson (Publ)
OA Round
6 (Final)
76%
Grant Probability
Favorable
7-8
OA Rounds
3y 0m
To Grant
92%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allow Rate
611 granted / 809 resolved
+13.5% vs TC avg
Strong +16% interview lift
Without
With
+16.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
36 currently pending
Career history
845
Total Applications
across all art units

Statute-Specific Performance

§101
3.1%
-36.9% vs TC avg
§103
51.1%
+11.1% vs TC avg
§102
20.0%
-20.0% vs TC avg
§112
9.1%
-30.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 809 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Response to Argument Applicant's arguments, filed 12/22/25, with respect to claims have been considered but are moot in view of the new ground(s) of rejection. Claims 9, 15 and 20 have been canceled. Claims 1-8, 10-14, 16-19 and 21 are pending. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-8, 10-14, 16-19 and 21 are rejected under 35 U.S.C. 103 as being unpatentable over Soong et al. (U.S. 20170264401) in view of Xiong et al. (U.S. 20180063820) and further in view of Moroga et al. (U.S. 20190261284) and further in view of Takeda et al. (U.S. 20180249487). For claim 1, Soong et al. disclose a method of operating a user equipment in a radio access network, the method comprising: transmitting signaling on frequency resources, the signaling having a signaling waveform (SC-FDMA) based on the relative position of the frequency resources in an operating frequency range (at least Fig. 5A, [0044], [0051] and [0059]-[0060]. The base station 110 configures one or more zones of an uplink channel in the uplink subframe using a signaling message (or receives the configuration from the network). One of the zones in the uplink channel is configured as a physical uplink control channel (PUCCH) for transmission of control information. The PUCCH zones are configured at either edge of the bandwidth. Once the PUCCH zones have been configured, the base station 110 may transmit the PUCCH zone configuration to the user equipment UE. In response to receiving the PUCCH zone configuration, the UE sends uplink control information (UCI) on the PUCCH in these zones using a single carrier modulation, such as SC-FDMA. The UCI and data are received by the base station 110. The base station 110 decodes the UCI on the PUCCH resource in the PUCCH zone using the single carrier modulation.) However, Soong et al. do not disclose the transmitting comprising switching from a configured waveform to the signaling waveform based at least in part on a capability of the user equipment, the capability corresponding to a maximum power reduction, MPR, value of the user equipment, and the switching to the signaling waveform being dependent on at least one of: time/frequency resources of reception of a scheduling grant scheduling the transmission; a format or type of a scheduling grant scheduling the transmission; and rank of transmission. In the same field of endeavor, Xiong et al. disclose the transmitting comprising switching from a configured waveform to the signaling waveform based at least in part on a capability of the user equipment (at least [0064]-[0065] and [0094]. Benefits can be gained by allowing a UE in a limited-coverage scenario to use the SC-FDMA waveform for uplink transmissions in order to improve the link budget. For UEs in a normal-coverage scenario, however, using the OFDMA waveform for uplink transmissions can provide the benefit of frequency-selective scheduling. In one example, the indication of whether SC-FDMA or OFDMA is to be used can be signaled via UE-specific dedicated RRC signaling. In another example, the indication can be explicitly included in a DCI format for an uplink grant. For instance, a bit value of 1 can be used to indicate that OFDMA is to be used, while a bit value of zero can be used to indicate that SC-FDMA is to be used. However, in some examples, the UE can select the transmission scheme and send an indication of the selection to the cellular base station. The SC-FDMA scheme or the OFDMA scheme can be selected at the UE based on a measurement report for the UE or a UE capability to support a hybrid uplink mode. In another example, whether to apply the SC-FDMA scheme or the OFDMA scheme can be determined based on a reference signal received power (RSRP) measurement made at the UE, a path loss measurement made at the UE, a measurement report for the UE, or a UE capability to support a hybrid uplink mode. ) Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to modify the invention of Soong et al. as taught by Xiong et al. for purpose of improving the link budget. In the same field of endeavor, Moroga et al. disclose the capability corresponding to a maximum power reduction, MPR, value of the user equipment (at least [0025] and [0035]-[0036]. It is assumed that the MPR and the A-MPR are defined. Here, in the transmission power control method (Method 1), values of the MPR and values of the A-MPR, which are respectively different from each other between a case where OFDM is used in the UL signal and a case where DFT-s-OFDM is used in the UL signal, are applied. In a case where OFDM is used in the UL signal, the user equipment 20 calculates transmission power in a maximum transmission power range that is determined by the MPR and the A-MPR which are applied in a case where OFDM is used. In addition, in a case where DFT-s-OFDM is used in the UL signal, the user equipment 20 calculates the transmission power in a maximum transmission power range that is determined by the MPR and the A-MPR which are applied in a case where DFT-s-OFDM is used. The access mode in which DFT-s-OFDM is used in a waveform is also be referred to as single carrier-frequency division multiple access (SC-FDMA).) Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to modify the invention of Soong et al. as taught by Moroga et al. for purpose of controlling transmission power in a UL signal and in a case of using OFDM and in a case of using DFT-s-OFDM in the UL signal, and also improving battery lifetime due to a reduction in power consumption. In the same field of endeavor, Takeda et al. disclose the switching to the signaling waveform being dependent on at least one of: time/frequency resources of reception of a scheduling grant scheduling the transmission; and rank of transmission (at least [0059]-[0062], [0075]-[0076], [0080] and [0124]. The user terminal is able to select the UL transmission scheme based on a specific bit field value of a detected L1/L2 control signal (for example, PDCCH). The specific bit field may be a bit field newly added to the user terminal configured to switch the UL transmission scheme, or the bit field included in the existing DCI format may be reused. If the additional bit field is used, it is possible to indicate which UL transmission scheme to use by one bit. The additional bit field is only added to a DCI format detected by the UE-specific search space, and it may be configured that the user terminal performs the SC-FDMA base UL transmission if a control signal to schedule UL data is detected in the common search space. Furthermore, the user terminal may select the UL transmission scheme in accordance with whether PRBs to which UL data is allocated are continuous or not. For example, it may be configured that when allocated PRBs are continuous, the user terminal performs the SC-FDMA base UL transmission and if allocated PRBs are not continuous, the user terminal performs the OFDMA base UL transmission.) Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to modify the invention of Soong et al. as taught by Takeda et al. for purpose of reducing interference between the user terminals and the possibility of interruption of connection (disconnection) of the user terminal. For claim 2, the claim is an apparatus claim which has features similar to claim 1. Therefore, the claim is also rejected for the same reason in claim 1. For claim 3, the claim is an apparatus claim which has features similar to claim 1. Therefore, the claim is also rejected for the same reason in claim 1. For claim 4, the claim is an apparatus claim which has features similar to claim 1. Therefore, the claim is also rejected for the same reason in claim 1. For claim 5, the combination of Soong et al., Xiong et al., Moroga et al. and Takeda et al. disclose the method according to claim 1. Song et al. disclose wherein the signaling is associated to a physical channel (at least Fig. 5A, [0044], [0051] and [0059]-[0060]. The base station 110 configures one or more zones of an uplink channel in the uplink subframe using a signaling message (or receives the configuration from the network). One of the zones in the uplink channel is configured as a physical uplink control channel (PUCCH) for transmission of control information. The PUCCH zones are configured at either edge of the bandwidth. Once the PUCCH zones have been configured, the base station 110 may transmit the PUCCH zone configuration to the user equipment UE. In response to receiving the PUCCH zone configuration, the UE sends uplink control information (UCI) on the PUCCH in these zones using a single carrier modulation, such as SC-FDMA. The UCI and data are received by the base station 110. The base station 110 decodes the UCI on the PUCCH resource in the PUCCH zone using the single carrier modulation.) For claim 6, the combination of Soong et al., Xiong et al., Moroga et al. and Takeda et al. disclose the method according to claim 1. Song et al. disclose wherein the frequency resources are scheduled with one of downlink control information and Radio Resource Control layer signaling (at least [0063]. The signaling message is the DCI used indicate where the PUCCH is located. For example, (1) a new DCI format may be used to convey the same information as the described RRC messages. This new DCI could use a format similar to the DCI in the enhanced interference mitigation and traffic adaptation (eIMTA) signaling; or (2) when a UE receives an assignment through an existing DCI (e.g., using any of the formats, such as formats 1, 1A, 1B, 1C, 1D, 2, 2A, etc.), a field may be added to indicate the PUCCH zone(s). In this embodiment, the UE would use the signaled PUCCH zones to send the UCI, if needed. However, in order to limit the DCI overhead, a few pre-configurations may be applied or may be communicated in advance through RRC signaling. For example, each PUCCH zone is allocated an index, and only the index corresponding to the PUCCH zone is signaled in the DCI.) For claim 7, the combination of Soong et al., Xiong et al., Moroga et al. and Takeda et al. disclose the method according to claim 1. Song et al. disclose wherein the signaling waveform is a single carrier Frequency Division Multiple Access, SC-FDMA, waveform (at least Fig. 5A, [0044], [0051] and [0059]-[0060]. The base station 110 configures one or more zones of an uplink channel in the uplink subframe using a signaling message (or receives the configuration from the network). One of the zones in the uplink channel is configured as a physical uplink control channel (PUCCH) for transmission of control information. The PUCCH zones are configured at either edge of the bandwidth. Once the PUCCH zones have been configured, the base station 110 may transmit the PUCCH zone configuration to the user equipment UE. In response to receiving the PUCCH zone configuration, the UE sends uplink control information (UCI) on the PUCCH in these zones using a single carrier modulation, such as SC-FDMA. The UCI and data are received by the base station 110. The base station 110 decodes the UCI on the PUCCH resource in the PUCCH zone using the single carrier modulation.) For claim 8, the combination of Soong et al., Xiong et al., Moroga et al. and Takeda et al. disclose the method according to claim 1. Song et al. disclose wherein a configured waveform for a channel associated to the signaling is configured, wherein the signaling waveform is different from the configured waveform (at least [0066]-[0067]. The UE transmits the UCI piggybacked on the PUSCH resource using a multicarrier modulation, such as OFDM. Furthermore, the UE encodes the UCI on the PUCCH resource in the PUCCH zone using the single carrier modulation (when the PUCCH is being transmitted), or encodes the data on the PUSCH resource in the PUSCH zone using multi-carrier modulation.) For claim 10, the combination of Soong et al., Xiong et al., Moroga et al. and Takeda et al. disclose the method according to claim 1. Song et al. disclose wherein the signaling waveform is used if the frequency resources correspond to one of an edge allocation and an outer allocation (at least Fig. 5A, [0044], [0051] and [0059]-[0060]. The base station 110 configures one or more zones of an uplink channel in the uplink subframe using a signaling message (or receives the configuration from the network). One of the zones in the uplink channel is configured as a physical uplink control channel (PUCCH) for transmission of control information. The PUCCH zones are configured at either edge of the bandwidth. Once the PUCCH zones have been configured, the base station 110 may transmit the PUCCH zone configuration to the user equipment UE. In response to receiving the PUCCH zone configuration, the UE sends uplink control information (UCI) on the PUCCH in these zones using a single carrier modulation, such as SC-FDMA. The UCI and data are received by the base station 110. The base station 110 decodes the UCI on the PUCCH resource in the PUCCH zone using the single carrier modulation.) For claim 11, the combination of Soong et al., Xiong et al., Moroga et al. and Takeda et al. disclose the method according to claim 1. Song et al. disclose wherein a first signaling waveform is used for transmission if the frequency resources correspond to at least one of an edge allocation and an outer allocation (at least Fig. 5A-B and [0044]. PUCCH is transmitted into these 504 zones using SC-FDMA. It is noted that according to the specification of the application, an outer position may correspond to the frequency resources being within 10% or 15% or 20% or 25% of the width W from one of these boundaries, without being at an edge position (however, in some variants, an edge position may be considered a form of outer position), and a second signaling waveform is used for transmission if the frequency resources correspond to an inner allocation (at least Fig. 5B and [0044]. PUSCH are transmitted in the other zones 502 (illustrated as white rows) using OFDM). For claim 12, the combination of Soong et al., Xiong et al., Moroga et al. and Takeda et al. disclose the method according to claim 1. Song et al. disclose wherein a modulation used for the signaling is based on the signaling waveform (at least [0047] and [0061]-[0065]. The UE transmits the UCI on the PUCCH resource using a single carrier modulation). For claim 13, the combination of Soong et al., Xiong et al., Moroga et al. and Takeda et al. disclose the method according to claim 1. Xiong et al. disclose wherein the signaling waveform is dependent on at least one of: a Modulation and Coding Scheme; and a type of allocation of the frequency resources, (at least [0134]. Wherein the circuitry is further configured to receive, via UE-specific dedicated Radio Resource Control (RRC) signaling from the cellular base station or in a Downlink Control Information (DCI) format for an uplink grant from the cellular base station, an indication of whether to apply the SC-FDMA scheme or the OFDMA scheme to the uplink transmission.) For claim 14, the claim has features similar to claim 1. Therefore, the claim is also rejected for the same reason in claim 1. For claims 16-19, the claim has features similar to claims 5-8. Therefore, the claim is also rejected for the same reason in claims 5-8. For claim 21, the combination of Soong et al., Xiong et al., Moroga et al. and Takeda et al. disclose the method according to claim 1. Song et al. disclose wherein the physical channel is one of a Physical Uplink Shared Channel and a Physical Uplink Control Channel (at least Fig. 5A, [0044], [0051] and [0059]-[0060]. The base station 110 configures one or more zones of an uplink channel in the uplink subframe using a signaling message (or receives the configuration from the network). One of the zones in the uplink channel is configured as a physical uplink control channel (PUCCH) for transmission of control information. The PUCCH zones are configured at either edge of the bandwidth. Once the PUCCH zones have been configured, the base station 110 may transmit the PUCCH zone configuration to the user equipment UE. In response to receiving the PUCCH zone configuration, the UE sends uplink control information (UCI) on the PUCCH in these zones using a single carrier modulation, such as SC-FDMA. The UCI and data are received by the base station 110. The base station 110 decodes the UCI on the PUCCH resource in the PUCCH zone using the single carrier modulation.)Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAI PHUONG whose telephone number is 571-272-7896. The examiner can normally be reached on Monday-Friday, 8am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, Applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kathy Wang-Hurst can be reached on 571-270-5371. The fax phone number for the organization where this application or proceeding is assigned is 571-273-7687. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). /DAI PHUONG/Primary Examiner, Art Unit 2644
Read full office action

Prosecution Timeline

Aug 09, 2021
Application Filed
Oct 18, 2023
Non-Final Rejection — §103
Jan 24, 2024
Response Filed
Apr 15, 2024
Final Rejection — §103
Jul 17, 2024
Request for Continued Examination
Jul 21, 2024
Response after Non-Final Action
Aug 20, 2024
Non-Final Rejection — §103
Feb 21, 2025
Response Filed
May 07, 2025
Final Rejection — §103
Aug 13, 2025
Request for Continued Examination
Aug 18, 2025
Response after Non-Final Action
Aug 19, 2025
Non-Final Rejection — §103
Dec 22, 2025
Response Filed
Feb 13, 2026
Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

7-8
Expected OA Rounds
76%
Grant Probability
92%
With Interview (+16.0%)
3y 0m
Median Time to Grant
High
PTA Risk
Based on 809 resolved cases by this examiner. Grant probability derived from career allow rate.

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