Prosecution Insights
Last updated: April 19, 2026
Application No. 17/448,716

Semiconductor Die, Semiconductor Device and Method for Forming a Semiconductor Die

Non-Final OA §103
Filed
Sep 24, 2021
Examiner
FAN, SU JYA
Art Unit
2818
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Intel Corporation
OA Round
3 (Non-Final)
75%
Grant Probability
Favorable
3-4
OA Rounds
2y 9m
To Grant
86%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allow Rate
700 granted / 929 resolved
+7.3% vs TC avg
Moderate +11% lift
Without
With
+11.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
53 currently pending
Career history
982
Total Applications
across all art units

Statute-Specific Performance

§101
3.4%
-36.6% vs TC avg
§103
47.6%
+7.6% vs TC avg
§102
24.9%
-15.1% vs TC avg
§112
19.7%
-20.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 929 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Response to Amendment The following office action is in response to the amendment and remarks filed on 11/7/25. Applicant’s amendment to claims 1 and 13 is acknowledged. Claims 1-20 are pending and claims 18-20 are withdrawn. Claims 1-17 are subject to examination at this time. Response to Arguments Applicant's arguments with respect to claim 1 have been considered but are moot in view of the new ground(s) of rejection. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-5, 7 and 12-17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lee et al., US Publication No. 2022/0367320 A1 in view of Hirabayashi, JP 2009186378 A (see attached English machine translation). Lee teaches: A semiconductor die, comprising (see fig. 1 rotated 180 degrees): PNG media_image1.png 468 704 media_image1.png Greyscale a semiconductor substrate (111); a plurality of transistors (121) arranged at a front side of the semiconductor substrate; an electrically conductive structure (150), wherein a top surface of the electrically conductive structure is contacted at the front side of the semiconductor substrate (111) and a bottom surface of the electrically conductive structure is contacted at a backside of the semiconductor substrate (111); and a backside metallization layer stack (140) attached to the backside of the semiconductor substrate, wherein a first portion (e.g. 141 top) of a wiring structure of the backside metallization layer stack is formed in a first metallization layer (e.g. 140 top) of the backside metallization layer stack, a second portion (e.g. 141 bottom) of the wiring structure is formed in a second metallization layer (e.g. 140 bottom ) of the backside metallization layer stack, and a tapered vertical connection (143) is formed between the first portion of the wiring structure and the second portion of the wiring structure, wherein the first metallization layer (e.g. 140 top) is closer to the semiconductor substrate (111) than the second metallization layer (e.g. 140 bottom), …wherein the semiconductor die (100) is a single semiconductor die and the plurality of transistors (121), the electrically conductive structure (150), and the backside metallization layer stack (140) belong to the single semiconductor die (100). See Lee at para. [0022] – [0061]. Regarding claim 1: Lee does not expressly teach: wherein a width of the tapered vertical connection increases towards the first metallization layer, In an analogous art, Hirabayashi teaches: (see figs. 1-3) wherein a width of the tapered vertical connection (10a) increases towards a top surface of a substrate (1). Hirabayashi teaches vertical connections (10a) having both a forward taper and a reverse taper. See Hirabayashi at English machine translation pages 5-6. It would have been obvious to one of ordinary skill in the art to modify Lee with Hirabayashi to form the “wherein a width of the tapered vertical connection increases towards the first metallization layer” because forming vertical connections having both a forward taper and a reverse taper can help suppress bending of the substrate. See Hirabayashi at English machine translation page 3. Lee further teaches: 2. The semiconductor die according to claim 1, wherein the first portion of the wiring structure (e.g. 141 top) is a contact interface structure (e.g. 141 top forming interface with 150) connected to the bottom surface of the electrically conductive structure (150), fig. 1. 3. The semiconductor die according to claim 2, wherein the backside metallization layer stack (140) further comprises a bonding surface layer (113) arranged besides the contact interface structure (e.g. 141 top forming interface with 150), fig. 1. Regarding claim 3: Lee is silent the bonding surface layer (133) comprises at least one of silicon carbon nitride, silicon oxide or polyimide. However, it would have been obvious to one having ordinary skill in the art to form the bonding surface layer (133) comprises at least one of silicon carbon nitride, silicon oxide or polyimide, since it is within the general skill of a worker in the art to select known material on the basis of its suitability for the intended purpose as a matter of obvious design choice. In re Leshin, 125 USPQ 416. See MPEP § 2144.07, Art Recognized Suitability for an Intended Purpose. Lee further teaches: 4. The semiconductor die according to claim 2, wherein a length of the contact interface structure (e.g. 141 top forming interface with 150) is at most 100 nm (e.g. The width of 150 is 50-250 nm, para. [0047]) 5. The semiconductor die according to claim 1, wherein a minimal lateral dimension of the bottom surface of the electrically conductive structure is at most 100nm (e.g. The width of 150 is 50-250 nm, para. [0047]) Regarding claims 4-5: In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). “[A] prior art reference that discloses a range encompassing a somewhat narrower claimed range is sufficient to establish a prima facie case of obviousness." In re Peterson, 315 F.3d 1325, 1330, 65 USPQ2d 1379, 1382-83 (Fed. Cir. 2003). See MPEP § 2144.05, Obviousness of Ranges Referring to MPEP § 2144.05, “…the applicant must show that the particular range is critical, generally by showing that the claimed range achieves unexpected results over the prior art range.” (See also MPEP § 716.02 for a discussion of criticality and unexpected results.) 7. The semiconductor die according to claim 1, wherein the electrically conductive structure (150) is electrically insulated (115) from the semiconductor substrate, para. [0045], fig. 1. 12. The semiconductor die according to claim 1, further comprising a front side wiring layer stack (130) formed on the front side of the semiconductor substrate (111), wherein the front side wiring layer stack comprises a front side wiring structure (138) electrically connected to the wiring structure (141) of the backside metallization layer stack (140), fig. 1. 13. A semiconductor device, comprising (see fig. 9): the semiconductor die (100) according to claim 1; and a package substrate (400) attached to a front side of the semiconductor die. 14. The semiconductor device according to claim 13, further comprising a redistribution layer (200+190) formed on a backside of the semiconductor die (100), wherein the redistribution layer is electrically connected to a second contact interface structure (e.g. 141 bottom forming interface with 190) of the backside metallization layer stack (140), fig. 9. 15. The semiconductor device according to claim 14, wherein the second portion of the wiring structure (e.g. 141 bottom) is the second contact interface structure (e.g. 141 bottom forming interface with 190) connected to the backside metallization layer stack (140), fig. 9. 16. The semiconductor device according to claim 14, further comprising an interconnect structure (310) arranged laterally beside the semiconductor die (100) and extending from the redistribution layer (200+190) to the package substrate (400), fig. 9. 17. The semiconductor device according to claim 16, further comprising a mold compound (320) embedding the semiconductor die (100) and the interconnect structure (310), fig. 9 It would have been obvious to a person of ordinary skill in the art before the effective filling date of the claimed invention to modify the teachings of Lee with the teachings of Hirabayashi because forming vertical connections having both a forward taper and a reverse taper can help suppress bending of the substrate. See Hirabayashi at English machine translation page 3. Claim(s) 6 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lee in view of Hirabayashi, as applied to claim 1 above, and further in view of Chang et al., US Publication No. 2016/0190233 a1 (of record). Regarding claim 6: Lee and Hirabayashi teach all the limitations of claim 1 above, and Lee further teaches the transistors comprise field effect transistors such as MOSFETS at para. [0030]. Leedoes not expressly teach: wherein the plurality of transistors comprises at least one of a fin field-effect transistor, a nanowire transistor, a ribbon transistor or a gate all around transistor. In an analogous art, Chang teaches field effect transistors can comprise a fin field-effect transistor (finFET) or a gate all around transistor (GAA). See Chang at para. [0001]. It would have been obvious to a person of ordinary skill in the art before the effective filling date of the claimed invention to modify the teachings of Lee with the teachings of Chang because “Since the drive currents of transistors are proportional to the channel widths, the drive currents of the FinFETs and GAA transistors are increased over that of conventional planar transistors.” See Chang at para. [0001]. Claim(s) 8 and 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lee in view of Hirabayashi, as applied to claim 1 above, and further in view of Reisner, US Publication No. 2008/0315356 A1 (of record). Regarding claims 8 and 9: Lee and Hirabayashi teach all the limitations of claim 1 above, but do not expressly teach: wherein a layer of the backside metallization layer stack comprises a dielectric material of a capacitor; wherein a layer of the backside metallization layer stack comprises a magnetic material of an inductor. In an analogous art, Reisner teaches: (see fig. 1A) wherein a layer of the backside metallization layer (105) stack comprises a dielectric material of a capacitor (114, 116); wherein a layer of the backside metallization layer stack (105) comprises a magnetic material of an inductor (110, 112). See Reisner at para. [0024] – [0025]. It would have been obvious to a person of ordinary skill in the art before the effective filling date of the claimed invention to modify the teachings of Lee with the teachings of Reisner because integrating passive devices on the backside metallization layer can save space by forming passive devices on a surface that is typically utilized only for backside metallization. See Reisner at para. [0025]. Claim(s) 10 and 11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lee in view of Hirabayashi, as applied to claim 1 above, and further in view of Bauer et al., German Publication No. DE 102013108075 A1 (of record, see attached English machine translation). Regarding claim 10: Lee and Hirabayashi teach all the limitations of 1 above, but do not expressly teach: wherein the backside metallization layer stack comprises a circuit element electrically connected to the electrically conductive structure. In an analogous art, Bauer teaches: (see fig. 2) wherein the backside metallization layer stack (238) comprises a circuit element (e.g. source/drain region on back side of chip). See Bauer at English machine translation page 10, “The chip backside metallization layer 238 can provide an electrical connection, e.g. B. with one or more electrical circuits on the chip front 106 , z. In the active chip region 226 , For example, the chip backside metallization layer 238 provide an electrical connection to a source / drain region on the back side of a power semiconductor device.”) It would have been obvious to a person of ordinary skill in the art to modify Lee to form the backside metallization layer stack to comprise a circuit element to be electrically connected to the electrically conductive structure because Bauer teaches electrical circuits can be formed on the chip front or back of the chip. See Bauer at English machine translation page 7. Regarding claim 11: Bauer further teaches: further comprising circuitry comprising at least one transistor of the plurality of transistors (e.g. electrical circuit on chip front), wherein the circuit element (e.g. source/drain region on back side) is electrically connected to the transistor of the circuitry. See Bauer at English machine translation page 10, “The chip backside metallization layer 238 can provide an electrical connection, e.g. B. with one or more electrical circuits on the chip front 106 , z. In the active chip region 226 , For example, the chip backside metallization layer 238 provide an electrical connection to a source / drain region on the back side of a power semiconductor device.”) It would have been obvious to a person of ordinary skill in the art before the effective filling date of the claimed invention to modify the teachings of Lee with the teachings of Bauer to form “the circuit element (e.g. source/drain region on back side of chip) is electrically connected to the transistor of the circuitry (e.g. electrical circuit on chip front) via the electrically conductive structure” in order to transmit and receive signals between the back of the chip and the chip front. See Bauer at English machine translation page 2, “…the active chip region is set up for transmitting a signal and / or for receiving a signal.” Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Michele Fan whose telephone number is 571-270-7401. The examiner can normally be reached on M-F from 7:30 am to 4 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor, Jeff Natalini, can be reached on (571) 272-2266. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Michele Fan/ Primary Examiner, Art Unit 2818 27 February 2026
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Prosecution Timeline

Sep 24, 2021
Application Filed
Sep 26, 2022
Response after Non-Final Action
Mar 10, 2025
Non-Final Rejection — §103
Jun 06, 2025
Response Filed
Aug 12, 2025
Final Rejection — §103
Oct 10, 2025
Interview Requested
Oct 21, 2025
Applicant Interview (Telephonic)
Oct 22, 2025
Examiner Interview Summary
Nov 07, 2025
Request for Continued Examination
Nov 14, 2025
Response after Non-Final Action
Feb 27, 2026
Non-Final Rejection — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
75%
Grant Probability
86%
With Interview (+11.2%)
2y 9m
Median Time to Grant
High
PTA Risk
Based on 929 resolved cases by this examiner. Grant probability derived from career allow rate.

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