Prosecution Insights
Last updated: April 17, 2026
Application No. 17/464,402

MEDICAL DEVICES FOR DELIVERY OF siRNA

Non-Final OA §DP
Filed
Sep 01, 2021
Examiner
AHMED, TASNIM M
Art Unit
3783
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Vivasor Inc.
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
2y 9m
To Grant
86%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allow Rate
342 granted / 427 resolved
+10.1% vs TC avg
Moderate +6% lift
Without
With
+6.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
32 currently pending
Career history
459
Total Applications
across all art units

Statute-Specific Performance

§101
1.5%
-38.5% vs TC avg
§103
36.9%
-3.1% vs TC avg
§102
29.9%
-10.1% vs TC avg
§112
21.9%
-18.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 427 resolved cases

Office Action

§DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application is being examined under the pre-AIA first to invent provisions. Election/Restrictions Applicant’s election without traverse of Group I (claims 1-13) in the reply filed on 12 February 2025 is acknowledged. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claim 1 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 18 of U.S. Patent No. 11,135,414. Although the claims at issue are not identical, they are not patentably distinct from each other because the patent claims anticipate the instant claims as detailed below: Instant Patent 1. A method for delivering an siRNA construct across a dermal barrier, the method comprising: penetrating the stratum corneum with a microneedle having a surface on which a plurality of nanostructures and/or a plurality of microstructures are arranged in a pattern that comprises a fractal and/or fractal-like geometry, wherein the nanostructures and/or microstructures project outward from the surface of the microneedle, and wherein the microneedle further contains a channel; transporting an siRNA construct through the channel of the microneedle and across the stratum corneum. 18. A method for delivering an siRNA construct across a dermal barrier, the method comprising: penetrating the stratum corneum with a microneedle having a surface on which a plurality of nanostructures are arranged in a pattern that comprises a fractal and/or fractal-like geometry, wherein the nanostructures project outward from the surface of the microneedle, and wherein the microneedle further contains a channel; transporting an siRNA construct from a reservoir through the channel of the microneedle and across the stratum corneum. Claim 2 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 18 of U.S. Patent No. 11,135,414 in view of Binks et al (US 2008/0312610). Regarding claim 2, the patent discloses the method of claim 1 but is silent regarding “wherein the siRNA construct is transported across the stratum corneum at a steady concentration over a period of time.” Binks teaches a transdermal microneedle delivery device, thus being in the same field of endeavor, that transports the drug at a steady state rate of delivery (¶0007) in order to have controlled delivery of the drug with predictable results. It would have been obvious to a person of ordinary skill in the art prior to the effective filing date of the claimed invention to have delivered the drug of the patent at a steady concentration over a period of time as taught by Binks in order to have controlled delivery of the drug with predictable results. Claims 3, 5-7, and 10-13 are rejected on the ground of nonstatutory double patenting as being unpatentable over claim 18 of U.S. Patent No. 11,135,414 in view of Wen et al (US 2008/0305989). Regarding claim 3, the patent discloses the method of claim 1 but is silent regarding “wherein the siRNA construct includes a duplexed region of between about 20 and about 30 pairs.” Wen teaches using siRNA for transdermal delivery (¶0079), thus being in the same field of endeavor, using an siRNA agent with a duplexed region of between 20-30 pairs (¶0079 – “e.g., 21-23 nucleotides”). It would have been obvious to a person of ordinary skill in the art prior to the effective filing date of the claimed invention to have modified the siRNA construct of the patent to be a construct with a duplexed region of about 20 and about 30 pairs as taught by Wen as such a modification would be the result of a simple substitution of one known element (the siRNA construct of the patent) for another known patent (the siRNA construct of Wen with the duplexed region) to obtain predictable results (providing an effective therapy using siRNA). Regarding claim 5, the patent discloses the method of claim 1 but is silent regarding “wherein the siRNA construct comprises additional nucleotides or nucleotide analogues.” Wen teaches using siRNA for transdermal delivery (¶0079), thus being in the same field of endeavor, using an siRNA agent with additional nucleotides or nucleotide analogues (¶0045). It would have been obvious to a person of ordinary skill in the art prior to the effective filing date of the claimed invention to have modified the siRNA construct of the patent to be a construct with additional nucleotides or nucleotide analogues as taught by Wen as such a modification would be the result of a simple substitution of one known element (the siRNA construct of the patent) for another known patent (the siRNA construct of Wen with the nucleotides/analogues) to obtain predictable results (providing an effective therapy using siRNA). Regarding claim 6, the patent discloses the method of claim 1 but is silent regarding “wherein the siRNA construct includes insertions, deletions, or single point mutations compared to a portion of a targeted gene.” Wen teaches using siRNA for transdermal delivery (¶0079), thus being in the same field of endeavor, using an siRNA agent with insertions, deletions, or single point mutations compared to a portion of a targeted gene (¶0049). It would have been obvious to a person of ordinary skill in the art prior to the effective filing date of the claimed invention to have modified the siRNA construct of the patent to be a construct with insertions, deletions, or single point mutations as taught by Wen as such a modification would be the result of a simple substitution of one known element (the siRNA construct of the patent) for another known patent (the siRNA construct of Wen with insertions, deletions, or single point mutations) to obtain predictable results (providing an effective therapy using siRNA). Regarding claim 7, the patent discloses the method of claim 1 but is silent regarding “wherein the siRNA construct is a single strand siRNA.” Wen teaches using siRNA for transdermal delivery (¶0079), thus being in the same field of endeavor, using an siRNA agent in the form of a single strand (¶0058). It would have been obvious to a person of ordinary skill in the art prior to the effective filing date of the claimed invention to have modified the siRNA construct of the patent to be a construct in the form of a single strand of siRNA as taught by Wen as such a modification would be the result of a simple substitution of one known element (the siRNA construct of the patent) for another known patent (the single strand siRNA construct of Wen) to obtain predictable results (providing an effective therapy using siRNA). Regarding claim 10, the patent discloses the method of claim 1 but is silent regarding “wherein the siRNA construct is incorporated into a delivery vehicle.” Wen teaches using siRNA for transdermal delivery (¶0079), thus being in the same field of endeavor, using an siRNA agent incorporated into a delivery vehicle such as a liposome (¶0094). Doing so allows delivery of an siRNA agent while preventing anything toxic or deleterious to interact with the siRNA agent (¶0097). It would have been obvious to a person of ordinary skill in the art prior to the effective filing date of the claimed invention to have modified the siRNA construct of the patent to be incorporated into a delivery vehicle as taught by Wen in order to allow delivery of an siRNA agent while preventing anything toxic or deleterious to interact with the siRNA agent, as recognized by Wen. Regarding claim 11, the patent in view of Wen discloses the method of claim 10, wherein the delivery vehicle being a liposome (Wen; ¶0094). Regarding claim 12, the patent discloses the method of claim 1 but is silent regarding “wherein the siRNA construct comprises a vector.” Wen teaches using siRNA for transdermal delivery (¶0079), thus being in the same field of endeavor, using an siRNA agent comprising a vector (¶0079). It would have been obvious to a person of ordinary skill in the art prior to the effective filing date of the claimed invention to have modified the siRNA construct of the patent to be a construct comprising a vector as taught by Wen as such a modification would be the result of a simple substitution of one known element (the siRNA construct of the patent) for another known patent (the siRNA construct of Wen with a vector) to obtain predictable results (providing an effective therapy using siRNA). Regarding claim 13, the patent in view of Wen discloses the method of claim 12, wherein the vector is a viral vector (Wen; ¶0080). Claim 4 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 18 of U.S. Patent No. 11,135,414 in view of Sung et al (US 8137697). Regarding claim 4, the patent discloses the method of claim 1 but is silent regarding “wherein at least one strand of the siRNA construct includes a 3' overhang of two or three nucleotides.” Sung teaches an siRNA structure, thus being in the same field of endeavor, has a well-defined structure of a short double strand of RNA with 2 nucleotide 3’ overhangs on either end (Col. 34:37-39). It would have been obvious to a person of ordinary skill in the art prior to the effective filing date of the claimed invention to have modified the siRNA construct of the patent to incorporate a 3’ overhang of two nucleotides as taught by Sung in order to provide sufficient structure for a functional siRNA construct. Claims 8-9 are rejected on the ground of nonstatutory double patenting as being unpatentable over claim 18 of U.S. Patent No. 11,135,414 in view of Nabel et al (US 5328470). Regarding claim 8, the patent discloses the method of claim 1 but is silent regarding “wherein the siRNA comprises a ligand tethered to the siRNA.” Nabel teaches a method of targeted delivery of RNA, thus being in the same field of endeavor, that uses targeting ligands (Col. 11:7-29) in order to improve targeted delivery of the siRNA (Col. 13:55-58). It would have been obvious to a person of ordinary skill in the art prior to the effective filing date of the claimed invention to have modified the siRNA of the patent to comprise a ligand tethered to the siRNA as taught by Nabel in order to improve targeted delivery, as recognized by Nabel. Regarding claim 9, the patent in view of Nabel discloses the method of claim 8, wherein the ligand is selected from the group consisting of a therapeutic modifier and a diagnostic compound (Nabel; Abstract). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to TASNIM M AHMED whose telephone number is (571)272-9536. The examiner can normally be reached M-F 9am-5pm Pacific time. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nathan R Price can be reached on (571)270-5421. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TASNIM MEHJABIN AHMED/Primary Examiner, Art Unit 3783
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Prosecution Timeline

Sep 01, 2021
Application Filed
Feb 21, 2025
Non-Final Rejection — §DP
Oct 29, 2025
Response after Non-Final Action

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
86%
With Interview (+6.4%)
2y 9m
Median Time to Grant
Low
PTA Risk
Based on 427 resolved cases by this examiner. Grant probability derived from career allow rate.

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