Prosecution Insights
Last updated: April 19, 2026
Application No. 17/478,603

INTELLECTUAL-PROPERTY ANALYSIS PLATFORM

Non-Final OA §101
Filed
Sep 17, 2021
Examiner
MONAGHAN, MICHAEL J
Art Unit
3629
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Moat Metrics Inc. Dba Moat
OA Round
7 (Non-Final)
36%
Grant Probability
At Risk
7-8
OA Rounds
3y 1m
To Grant
92%
With Interview

Examiner Intelligence

Grants only 36% of cases
36%
Career Allow Rate
46 granted / 126 resolved
-15.5% vs TC avg
Strong +56% interview lift
Without
With
+55.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
37 currently pending
Career history
163
Total Applications
across all art units

Statute-Specific Performance

§101
39.3%
-0.7% vs TC avg
§103
32.7%
-7.3% vs TC avg
§102
11.0%
-29.0% vs TC avg
§112
14.3%
-25.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 126 resolved cases

Office Action

§101
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on January 21, 2026 has been entered. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 21-32 are rejected under 35 U.S.C 101 because the claimed invention is directed to an abstract idea without significantly more. Step 1: Claims 21-32 recite a method (process) and therefore fall into a statutory category. Step 2A – Prong 1 (Is a Judicial Exception Recited?): The claims as a whole recites a method for determining metrics and other information associated with litigation campaigns based on the analysis of collected information, which under its broadest reasonable interpretation covers concepts performed in mental processes. In the present case, concepts capable of being performing in the human mind and/or via pen and paper (including an observation, evaluation, judgment, opinion)) such as determining metrics and other information associated with litigation campaigns based on the analysis of collected information. The abstract idea portion of the claims is as follows: A [computer user interface] method for analyzing litigation data of a technology area, [the computer user interface produced on a user computing device, for operation by a user, in communication with a server computing device executing code establishing computer processes comprising:] causing, [by the server computing device], a first qualitative analysis comprising: obtaining litigation data [from a data source], the data corresponding to the technology area, generating vector representations of the litigation data, wherein the vector representations comprise less data than the litigation data, generating a vector space specific to the vector representations that indicates distances between the vector representations and generating, based at least partly on a first portion of the vector representation, a litigation campaign, the litigation campaign including at least one of: a non-practicing entity (NPE) status associated with the first portion of the litigation data, a number of days since a most recent filing of a litigation case, a total number of case filings in the litigation data, a length of the litigation data, a total number of defendants in the litigation data, a technology area associated with the litigation data, and a plaintiff associated with the litigation data; transmitting, [via a network by a communication protocol from the server computing device to the user computing device], the litigation campaign; displaying, to a user, a first graphic associated with the litigation campaign based on the first qualitative analysis, wherein the first graphic is configured to update dynamically based at least in part on receiving new user input; [generating, in real time and based on the litigation campaign, a dynamic animation sequence associated with interactive graphic elements; and displaying the dynamic animation sequence with the first graphic such that the user computing device is automatically caused to output the dynamic animation sequence]. Where the portions not bracketed recite the abstract idea. The recited abstract idea above describes a mental process (including an observation, evaluation, judgment, opinion) but for the recitation of generic computing components. In the present application concepts directed to determining metrics and other information associated with litigation campaigns based on the analysis of collected information. (See paragraph 1) If a claim limitation, under its broadest reasonable interpretation, covers concepts capable of being performed in the human mind and/or via pen and paper, it falls under the Mental Processes grouping of abstract ideas. See MPEP 2106.04. Step 2A-Prong 2 (Is the Exception Integrated into a Practical Application?): The examiner views the following as the additional elements: A computer user interface. (See paragraphs 29 and 71) A user computing device. (See paragraph 106) A server computing device. (See paragraph 70) A data source. (See paragraph 114) A network. (See paragraphs 69 and 79) A communication protocol. (See paragraphs 79-80) A display. (See paragraph 106) A screen. (See paragraph 30 and 105) There is no indication that the computing elements are anything but generic hardware and /or software. Referring to “generating, in real time and based on the litigation campaign, a dynamic animation sequence associated with interactive graphic elements; and displaying the dynamic animation sequence with the first graphic such that the user computing device is automatically caused to output the dynamic animation sequence” the examiner views as a results-oriented solution lacking details and therefore equivalent to merely apply it. (See paragraph 41 of the Specification). The above additional elements and/or results oriented steps are mere instructions to implement an abstract idea using generic computing components within a computing environment and do not provide for a practical application. (See MPEP 2106.05(f)) Step 2B (Does the claim recite additional elements that amount to Significantly More than the Judicial Exception?): As noted above, the claims as a whole merely describes a method that generally “apply” the concepts discussed in prong 1 above. (See MPEP 2106.05 f (II)) In particular applicant has recited the computing components at a high-level of generality such that it amounts to no more than mere instructions to apply the exception using generic computer components. As the court stated in TLI Communications v. LLC v. AV Automotive LLC, 823 F.3d 607, 613 (Fed. Cir. 2016) merely invoking generic computing components or machinery that perform their functions in their ordinary capacity to facilitate the abstract idea are mere instructions to implement the abstract idea within a computing environment and does not add significantly more to the abstract idea. Accordingly, these additional computer components do not integrate the abstract idea into a practical application because it does not impose any meaningful limits on practicing the abstract idea. Therefore, even when viewed as a whole, nothing in the claim adds significantly more (i.e. an inventive concept) to the abstract idea and as a result the claim is not patent eligible. Dependent claims 22-27 and 29-30 further define the abstract idea as identified. Therefore claims 22-27, and 29-30 are considered to be patent ineligible. Dependent claim 28 further defines the abstract idea as identified. Additionally, the claims recite the generic second data sources (See paragraphs 114 and 236) for merely implementing the abstract idea using generic computing components which does not integrate the abstract idea into a practical application or adds significantly more. Therefore claim 28 is considered to be patent ineligible. Dependent claim 31 further defines the abstract idea as identified. Additionally, the claims recite the generic computer user interface (See paragraphs 29 and 71) for merely implementing the abstract idea using generic computing components which does not integrate the abstract idea into a practical application or adds significantly more. Therefore claim 31 is considered to be patent ineligible. In conclusion the claims do not provide an inventive concept, because the claims do not recite additional elements or a combination of elements that amount to significantly more than the judicial exception of the claims. There is no indication that the combination of elements improves the functioning of a computer or improves any other technology, and the collective functions merely provide conventional computer implementation. Therefore, whether taken individually or as an order combination, the claims are nonetheless rejected under 35 U.S.C. 101 as being directed to non-statutory subject matter. Response to Arguments Applicant's arguments filed January 21, 2026 have been fully considered. Applicant’s amendments and arguments, on page 5 of the Remarks, regarding the 101 rejection the Examiner finds unpersuasive. Applicant argues that the amended claims recite a practical application of the alleged abstract idea and recite significantly more than the abstract idea. The Examiner respectfully disagrees viewing the new limitations to further define the abstract idea rather than constituting additional elements. Indeed the broadest reasonable interpretation of generating a vector representation based on the litigation data (where the vector representation is a compact representation of the litigation data such that the representation comprises less data), generating a vector space based on the vector representations indicative of the distances between the vector representation, and generating the litigation campaign based on the vector representation are steps the Examiner views that a person can perform in the human mind or via pen and paper. (See also paragraph 66) Therefore the Examiner does not view the amended claims to integrate the recited abstract idea into a practical application or adds significantly more to the abstract idea. Therefore, the Examiner has maintained the 101 rejection. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Van Dusen et al. (US 20140075004) – directed to fuzzy concept mapping, voting ontology, crowd sourcing, and technology prediction. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL J MONAGHAN whose telephone number is (571)270-5523. The examiner can normally be reached on Monday- Friday 8:30 am - 5:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sarah Monfeldt can be reached on (571) 270-1833. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Michael J. Monaghan/Examiner, Art Unit 3629
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Prosecution Timeline

Sep 17, 2021
Application Filed
Sep 09, 2023
Non-Final Rejection — §101
Dec 05, 2023
Response Filed
Feb 06, 2024
Final Rejection — §101
Mar 27, 2024
Response after Non-Final Action
Apr 02, 2024
Response after Non-Final Action
May 10, 2024
Request for Continued Examination
May 13, 2024
Response after Non-Final Action
Sep 17, 2024
Non-Final Rejection — §101
Nov 27, 2024
Response Filed
Feb 03, 2025
Final Rejection — §101
May 07, 2025
Request for Continued Examination
May 09, 2025
Response after Non-Final Action
May 16, 2025
Non-Final Rejection — §101
Aug 20, 2025
Response Filed
Oct 17, 2025
Final Rejection — §101
Jan 21, 2026
Request for Continued Examination
Feb 26, 2026
Response after Non-Final Action
Mar 07, 2026
Non-Final Rejection — §101 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

7-8
Expected OA Rounds
36%
Grant Probability
92%
With Interview (+55.9%)
3y 1m
Median Time to Grant
High
PTA Risk
Based on 126 resolved cases by this examiner. Grant probability derived from career allow rate.

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