Prosecution Insights
Last updated: April 18, 2026
Application No. 17/597,724

FOOD INGREDIENT AND COCOA AND/OR MALT BEVERAGE PRODUCTS

Non-Final OA §103
Filed
Jan 20, 2022
Examiner
AXTELL, ASHLEY
Art Unit
1792
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Société des Produits Nestlé S.A.
OA Round
3 (Non-Final)
13%
Grant Probability
At Risk
3-4
OA Rounds
4y 9m
To Grant
38%
With Interview

Examiner Intelligence

Grants only 13% of cases
13%
Career Allow Rate
36 granted / 280 resolved
-52.1% vs TC avg
Strong +25% interview lift
Without
With
+24.6%
Interview Lift
resolved cases with interview
Typical timeline
4y 9m
Avg Prosecution
55 currently pending
Career history
335
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
52.9%
+12.9% vs TC avg
§102
8.1%
-31.9% vs TC avg
§112
32.1%
-7.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 280 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Reopening of Prosecution After Appeal Brief In view of the Appeal Brief filed on 11/24/2025, PROSECUTION IS HEREBY REOPENED. A new ground of rejection is set forth below. To avoid abandonment of the application, appellant must exercise one of the following two options: (1) file a reply under 37 CFR 1.111 (if this Office action is non-final) or a reply under 37 CFR 1.113 (if this Office action is final); or, (2) initiate a new appeal by filing a notice of appeal under 37 CFR 41.31 followed by an appeal brief under 37 CFR 41.37. The previously paid notice of appeal fee and appeal brief fee can be applied to the new appeal. If, however, the appeal fees set forth in 37 CFR 41.20 have been increased since they were previously paid, then appellant must pay the difference between the increased fees and the amount previously paid. A Supervisory Patent Examiner (SPE) has approved of reopening prosecution by signing below: Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-3 and 15-23 are rejected under 35 U.S.C. 103 as being unpatentable over Ray US 2017/0164631. For convenience, the claimed ranges required by claim 1 are: 25-40% by dry weight of milk protein; 0.035%- 16.5% by dry weight lactose (35%X(0.1%) -55%X(30%) = 0.035%- 16.5%); 2.8%-22% by dry weight glucose (35%X(8%)- 55%X(40%)= 2.8%- 22%); 0.035%-11% by dry weight galactose (35%X(0.1%) -55%(20%)= 0.035%-11%); 14% -49.5% by dry weight galactooligosaccharide (35%X(40%)-55%(90%)= 14%-49.5%). Regarding claim 1, Ray discloses a liquid milk product comprising 25% (w/w) solids ([0096]). It is noted that the solids of milk include at least proteins, carbohydrates and fats. It is noted that a liquid milk product can be considered a food ingredient. Ray discloses that the liquid milk product comprises 1-10% (w/w) protein, the protein is milk protein ([0078], [0080]-[0082]). Ray discloses that the liquid milk product comprises 0.05-3% (w/w) lactose ([0039]) Ray discloses that the liquid milk product comprises glucose in the range of 0.5-3% (w/w) ([0047]). Ray discloses that the liquid milk product comprises galactose in the range of 0.05-3% (w/w) ([0053]). Ray discloses that the liquid milk product comprises GOS (galactooligosaccharide) in the range of 0.9-10%(w/w) ([0056]). To determine the dry weight of protein (i.e. weight of the protein/weight of total solids) see paragraphs [0032], [0142]- [0145]. Where the total solids are 25%(w/w) (i.e. 25g total solids/100g total weight) ([0096]) and protein is 1-10%(w/w) (i.e. 1g-10g protein/100g total weight) ([0078]), the dry weight % of protein is determined by: 1g protein/100g total weight X 100g total weight /25g total solids = 1g protein/25g total solids = 0.04 = 4%, 10g protein/100g total weight X 100g total weight/25g total solids = 10g protein/25g total solids = 0.4 = 40% Therefore, protein can range from 4%-40% based on dry weight, overlapping the claimed range. Where the total solids are 25%(w/w) (i.e. 25g total solids/100g total weight) ([0032]) and lactose is 0.05-3%(w/w) (i.e. 0.05g-3g lactose/100g total weight), the dry weight % of lactose is determined by: 0.05g lactose/100g total weight X 100g total weight/25g total solids = 0.05g lactose/25g total solids = 0.002 = 0.2% lactose, 3g lactose/100g total weight X 100g total weight/25g total solids = 0.12 = 12% Therefore, lactose can range from 0.2% to 12% based on dry weight, overlapping the claimed range. As discussed above the claim requires 0.035%- 16.5% by dry weight lactose (35%X(0.1%) -55%X(30%) = 0.035%- 16.5%); Where the total solids are 25%(w/w) (i.e. 25g total solids/100g total weight) and glucose is 0.5-3%(w/w) (i.e. 0.5g-3g glucose/100g total weight) ([0047], [0032]), the dry weight % of glucose is determined by: 0.5g glucose/100g total weight X 100g total weight/25g total solids = 0.02 = 2%, 3g glucose/100g total weight X 100 g total weight/25g total solids =0.12 = 12% glucose. Therefore, glucose can range from 2% to 12% based on dry weight, overlapping the claimed range. As discussed above the claim requires 2.8%-22% by dry weight glucose (35%X(8%)- 55%X(40%)= 2.8%- 22%); Where the total solids are 25%(w/w) (i.e. 25g total solids/100g total weight) and galactose is 0.05-3%(w/w) (i.e. 0.05g-3g/100g total weight) ([0053],[0032]), the dry weight % of galactose is determined by: 0.05g galactose/100g total weight X 100g total weight/25g total solids = 0.05g galactose/25g total solids = 0.002 = 0.2% galactose, 3g galactose/100g total weight X 100g total weight/25g total solids = 0.12 = 12% Therefore, galactose can range from 0.2% to 12% based on dry weight, overlapping the claimed range. As discussed above the claim requires 0.035%-11% by dry weight galactose (35%X(0.1%) -55%(20%)= 0.035%-11%); Where the total solids are 25%(w/w) (i.e. 25g total solids/100g total weight) and GOS is 0.9-10%(w/w) (i.e. 0.9g-10g GOS/100g total weight) ([0056], [0032]), the dry weight % of GOS is determined by: 0.9g GOS/100g total weight X 100g total weight/25g total solids= 0.9g GOS/25g total solids = 0.036 = 3.6% GOS, 10g GOS/100g total weight X 100g total weight/25g total solids = 0.4 = 40% GOS. Therefore, GOS can range from 3.6% to 40% based on dry weight, overlapping the claimed range. As discussed above the claim requires 14% -49.5% by dry weight galactooligosaccharide (35%X(40%)-55%(90%)= 14%-49.5%). Regarding claims 2 and 3, Ray discloses that the liquid milk product may comprise a total amount of fat which may be milkfat and/or vegetable oil in the range of 1-4% (w/w) ([0089], [0091], [0092]). Based on the total solids of 25% (w/w), the dry weight of the milk fat or vegetable oil is 4-16%. Regarding claim 15, claim 15 is rejected for the same reasons given above as for claim 1. Regarding claim 16, for convenience claim 16 requires that the food ingredient comprise: 0.35%-11% by dry weight lactose (35%X(1%) -55%X(20%) = 0.35%- 11%); 5.25%-19.25% by dry weight glucose (35%X(15%)- 55%X(35%)= 5.25%- 19.25%); 0.35%-5.5% by dry weight galactose (35%X(1%) -55%(10%)= 0.35%-5.5%); 24.5% -46.5% by dry weight galactooligosaccharide (35%X(70%)-55%(85%)= 24.5%-46.5%); Each of the above ranges overlap the ranges taught by Ray as discussed above in claim 1. Regarding claim 17, for convenience claim 17 requires that the food ingredient comprise: 0.35%-7.7% by dry weight lactose (35%X(1%) -55%X(14%) = 0.35%- 7.7%); 5.25%-15.95% by dry weight glucose (35%X(15%)- 55%X(29%)= 5.25%- 15.95%); 0.35%-4.4% by dry weight galactose (35%X(1%) -55%(8%)= 0.35%-4.4%); 24.5% -49.5% by dry weight galactooligosaccharide (35%X(70%)-55%(90%)= 24.5%-49.5%); Each of the above ranges overlap the ranges taught by Ray as discussed above in claim 1. Regarding claim 18, for convenience claim 18 requires that the food ingredient comprise: 0.045%-16.5% by dry weight lactose (45%X(0.1%) -55%X(30%) = 0.045%- 16.5%); 3.6%-22% by dry weight glucose (45%X(8%)- 55%X(40%)= 3.6%- 22%); 0.045%-11% by dry weight galactose (45%X(0.1%) -55%(20%)= 0.45%-11%); 22.5%-49.5% by dry weight galactooligosaccharide (45%X(40%)-55%(90%)= 18%-49.5%); Each of the above ranges overlap the ranges taught by Ray as discussed above in claim 1. Regarding claim 19 for convenience claim 19 requires that the food ingredient comprise: 0.45%-11% by dry weight lactose (45%X(1%) -55%X(20%) = 0.45%- 11%); 6.75%-19.25% by dry weight glucose (45%X(15%)- 55%X(35%)= 6.75%- 19.25%); 0.45%-5.5% by dry weight galactose (45%X(1%) -55%(10%)= 0.45%-5.5%); 22.5%-46.75% by dry weight galactooligosaccharide (45%X(50%)-55%(85%)= 22.5%-46.75%); Each of the above ranges overlap the ranges taught by Ray as discussed above in claim 1. Regarding claim 20, for convenience claim 20 requires that the food ingredient comprise: 0.45%-11% by dry weight lactose (45%X(1%) -55%X(14%) = 0.45%- 7.7%); 6.75%-15.95% by dry weight glucose (45%X(15%)- 55%X(29%)= 6.75%- 15.95%); 0.45%-4.4% by dry weight galactose (45%X(1%) -55%(8%)= 0.45%-4.4%); 31.5%-49.5% by dry weight galactooligosaccharide (45%X(70%)- 55%(90%) =31.5%-49.5%); Each of the above ranges overlap the ranges taught by Ray as discussed above in claim 1. Regarding claim 21, for convenience claim 21 requires that the food ingredient comprise: 0.050%-16.5% by dry weight lactose (50%X(0.1%) -55%X(30%) = 0.050%- 16.5%); 4%-22% by dry weight glucose (50%X(8%)- 55%X(40%)= 7.5%- 22%); 0.050%-11% by dry weight galactose (50%X(0.1%) -55%(20%)= 0.050%-11%); 20%-49.5% by dry weight galactooligosaccharide (50%X(40%)-55%(90%)= 20%-49.5%); Each of the above ranges overlap the ranges taught by Ray as discussed above in claim 1. Regarding claim 22, for convenience claim 22 requires that the food ingredient comprise: 0.50%-11% by dry weight lactose (50%X(1%) -55%X(20%) = 0.50%- 11%); 7.5%-19.25% by dry weight glucose (50%X(15%)- 55%X(35%)= 7.5%- 19.25%); 0.50%-5.5% by dry weight galactose (50%X(1%) -55%(10%)= 0.50%-5.5%); 25%-46.75% by dry weight galactooligosaccharide (50%X(50%)-55%(85%)= 25%-46.75%); Each of the above ranges overlap the ranges taught by Ray as discussed above in claim 1. Regarding claim 23, for convenience claim 23 requires that the food ingredient comprise: 0.50%-7.7% by dry weight lactose (50%X(1%) -55%X(14%) = 0.50%- 7.7%); 7.5%-15.95% by dry weight glucose (50%X(15%)- 55%X(29%)= 7.5%- 15.95%); 0.50%-4.4% by dry weight galactose (50%X(1%) -55%(5%)= 0.50%-4.4%); 35%-49.5% by dry weight galactooligosaccharide (50%X(70%)-55%(90%)= 35%-49.5%); Each of the above ranges overlap the ranges taught by Ray as discussed above in claim 1. Response to Arguments Applicant’s arguments with respect to claim(s) have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ASHLEY AXTELL whose telephone number is (571)270-0316. The examiner can normally be reached M-F 9:00- 5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, ERIK KASHNIKOW can be reached at 571-270-3475. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /A.A/ Ashley AxtellExaminer, Art Unit 1792 /ERIK KASHNIKOW/Supervisory Patent Examiner, Art Unit 1792
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Prosecution Timeline

Jan 20, 2022
Application Filed
Sep 30, 2024
Non-Final Rejection — §103
Feb 03, 2025
Response Filed
May 25, 2025
Final Rejection — §103
Jul 24, 2025
Response after Non-Final Action
Oct 02, 2025
Notice of Allowance
Nov 24, 2025
Response after Non-Final Action
Dec 03, 2025
Response after Non-Final Action
Apr 02, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
13%
Grant Probability
38%
With Interview (+24.6%)
4y 9m
Median Time to Grant
High
PTA Risk
Based on 280 resolved cases by this examiner. Grant probability derived from career allow rate.

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