Prosecution Insights
Last updated: July 17, 2026
Application No. 17/604,175

CYTOPLASMIC MALE STERILE PLANT OF GENUS LACTUCA HAVING IMPROVED LOW TEMPERATURE GROWTH ABILITY

Non-Final OA §103
Filed
Oct 15, 2021
Priority
Apr 17, 2019 — JP 2019-078905 +1 more
Examiner
BYRNES, DAVID R
Art Unit
1662
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Sakata Seed Corporation
OA Round
5 (Non-Final)
78%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
183 granted / 233 resolved
+18.5% vs TC avg
Strong +22% interview lift
Without
With
+21.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
33 currently pending
Career history
274
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
31.4%
-8.6% vs TC avg
§102
17.3%
-22.7% vs TC avg
§112
39.3%
-0.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 233 resolved cases

Office Action

§103
Detailed Action The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Examiner’s Note In view of the Appeal Brief filed on 3/31/2026, PROSECUTION IS HEREBY REOPENED, for the reasons set forth below. To avoid abandonment of the application, appellant must exercise one of the following two options: (1) file a reply under 37 CFR 1.111 (if this Office action is non-final) or a reply under 37 CFR 1.113 (if this Office action is final); or, (2) initiate a new appeal by filing a notice of appeal under 37 CFR 41.31 followed by an appeal brief under 37 CFR 41.37. The previously paid notice of appeal fee and appeal brief fee can be applied to the new appeal. If, however, the appeal fees set forth in 37 CFR 41.20 have been increased since they were previously paid, then appellant must pay the difference between the increased fees and the amount previously paid. A Supervisory Patent Examiner (SPE) has approved of reopening prosecution by signing below: Status of claims Claims 1-2, 6 and 9-11 are examined. Withdrawn rejections The rejection of claim 2 under 35 USC 112(d) is withdrawn in consideration of remarks made by Applicant. The rejection of claims 1-2, 6 and 9-11 under 35 USC 102(a)(1) is withdrawn in consideration of remarks made by Applicant. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-2, 6 and 9-11 are rejected under 35 U.S.C. 103 as being unpatentable over Horiuchi (US8058505) taken with evidence from Munasinghe (Munasinghe and Agren. Current Opinion in Genetics and Development. 80: 102053. June 2023). Applicant claims a cytoplasmic male sterile (CMS) Lactuca plant having low temperature growth ability comprising a mitochondrial DNA identical to a complete mitochondrial gnome of a plant deposited by number FERM BP-22373 (Claim 1). Applicant claims the mitochondrial genome is derived from a plant of the genus Helianthus (claim 2). Applicant claims the cytoplasmic male sterile plant is derived from Lactuca sativa or an interspecific hybrid plant of the genus Lactuca (claim 6). Applicant claims a plant part (claim 9), a seed of the plant (claim 10) and a mitochondrial genome of the plant of claim 1 (claim 11). Regarding claim 1, Horiuchi discloses a cytoplasmic male sterile (CMS) plant of the genus Lactuca comprising a mitochondrial genome which would necessarily be identical to the one of the deposited plant. Applicant provides that the source of the cytoplasmic male sterility trait is from BF2MS1S (Specification, paragraph 113). Applicant provides “BF2MS1S” was developed by the asymmetric protoplast fusion using "50125-3-V1" as the cytoplasm donor (Specification, paragraph 146). Applicant discloses "50125-3-V1" is a progeny obtained by crossing a CMS lettuce line "50125-3" to “V lettuce” (Specification, paragraph 91). Horiuchi discloses “50125-3” was produced using “1216-2-T1” as donor material to provide cytoplasm (Example 2) and that the CMS line 1216-2-T1 comprises a mitochondrial genome derived from the sunflower mitochondrial sunflower (Helianthus), which Horiuchi discloses was transmitted stably (Column 9, Figure 8 Description). Munasinghe provides that, in contrast to nuclear genes that are passed on through both parents, mitochondrial genes are maternally inherited (page 1, left column, paragraph 1). Regarding claim 6, the plant of Horiuchi, 50125-3-V1, from which the CMS of the instantly claimed plant is derived, is genus Lactuca (column 25, Table 7 header). Regarding claims 9-11, the plant of Horiuchi, 50125-3-V1 comprises plant parts, seed, and a mitochondrial genome. Regarding the limitation of “low temperature growth ability”, Applicant does not claim any structure or method step that differentiates the claimed plant based on “low temperature growth ability”. Horiuchi does not teach a plant comprising a mitochondrial genome that is identical to a complete mitochondrial genome of a plant represented by deposit number FERM BP-22373. Horiuchi teaches introducing the cytoplasmic male sterility trait into many lines by backcrossing and producing F1 varieties (column 3, lines 19-23). Horiuchi teaches that the progeny plants will all be sterile because the trait is inherited by cytoplasmic inheritance (column 3, lines 23-25). Therefore, the lines and progeny plants taught by Horiuchi would have at least a portion of the instantly claimed mitochondrial genome including the genetic determinant of the cytoplasmic male sterility trait absent evidence to the contrary. It would have been obvious to one of ordinary skill in the art at the time of filing the instantly claimed invention to produce a CMS lettuce plant using “50125-3” to confer the CMS trait to progeny plants for development as a line and for production of an F1 variety. Changes to portions of the mitochondrial genome which do not interfere with the CMS trait would be immaterial and a mere design choice based on the other parent used which is obvious in view of the teachings of Horiuchi, which teaches that the CMS trait can be introduced into many lines. Therefore, a plant that reads on the instantly claimed lettuce plant is an obvious variant of the plants taught by Horiuchi. Conclusion Claims 1-2, 6 and 9-11 are rejected. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID R BYRNES whose telephone number is (571)270-3935. The examiner can normally be reached 9:00 - 5:00 M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Bratislav Stankovic can be reached at (571) 270-0305. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DAVID R BYRNES/Examiner, Art Unit 1662 /BRATISLAV STANKOVIC/Supervisory Patent Examiner, Art Units 1661 & 1662
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Prosecution Timeline

Show 11 earlier events
Jun 17, 2025
Applicant Interview (Telephonic)
Jun 17, 2025
Examiner Interview Summary
Nov 04, 2025
Final Rejection mailed — §103
Dec 30, 2025
Response after Non-Final Action
Feb 03, 2026
Notice of Allowance
Mar 31, 2026
Response after Non-Final Action
Apr 23, 2026
Response after Non-Final Action
Jul 08, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
78%
Grant Probability
99%
With Interview (+21.8%)
2y 4m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 233 resolved cases by this examiner. Grant probability derived from career allowance rate.

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