Prosecution Insights
Last updated: July 17, 2026
Application No. 17/611,269

SYSTEMS AND METHODS FOR GENERATING WORKSPACE VOLUMES AND IDENTIFYING REACHABLE WORKSPACES OF SURGICAL INSTRUMENTS

Non-Final OA §101§103§112
Filed
Nov 15, 2021
Priority
May 23, 2019 — provisional 62/852,128 +1 more
Examiner
BUI PHO, PASCAL M
Art Unit
3798
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Intuitive Surgical Operations Inc.
OA Round
5 (Non-Final)
64%
Grant Probability
Moderate
5-6
OA Rounds
0m
Est. Remaining
45%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allowance Rate
276 granted / 431 resolved
-6.0% vs TC avg
Minimal -19% lift
Without
With
+-19.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
22 currently pending
Career history
523
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
87.9%
+47.9% vs TC avg
§102
3.6%
-36.4% vs TC avg
§112
5.2%
-34.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 431 resolved cases

Office Action

§101 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 12/18/2025 has been entered. Presently, Claims 1-3, 5, 10, 12, 13, 15-20, 36, 37, 39, and 40 remain pending. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-3, 5, 10, 12, 13, 15-20, 36, 37, 39, and 40 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as failing to set forth the subject matter which the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the applicant regards as the invention. With regard to Claims 1 and 36, the limitation “wherein the image capture device captures image data” is indefinite because it is unclear whether or not it is a positive limitation of the claimed method. As presented, it appears that the limitation merely constitutes the intended use of the image capture device and therefore is not afforded patentable weight. Should the Applicant intend to recite the limitation positively, it is suggested that Applicant amend the claim to include an additional step of “capturing image data with the image capture device” or similar. Further with regard to Claim 1, the limitation “modifying…the image data by subtracting the unreachable portion of the workspace represented by the image data” is indefinite because it is unclear what the unreachable portion is being subtracted from. Clarification is required. Dependent claims not directly addressed above are hereby also rejected under 35 U.S.C. 112(b) because they inherit the indefiniteness of the claim(s) they respectively depend upon. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 1-3, 5, 10, 12, 15-20, 36, 37, 39, and 40 are rejected under 35 U.S.C. 101 because the claimed invention is directed to one or more judicial exception(s), without significantly more. With regard to Claim 1: Step 1: Claim 1 is directed to a method. Step 2A, Prong One: Claim 1 recites the following limitations: “generating…a workspace volume…”, “determining…a reachable portion of the workspace…” and “modifying…the image data by subtracting…”. These limitations, as broadly and reasonably interpreted and understood, represent steps that can practically be performed in the mind and/or with the aid of pen/paper AND/OR mathematical concepts. Claim 1 therefore recites the judicial exception of abstract ideas. Step 2A, Prong Two: Claim 1 further recites the additional limitations: “referencing…the workspace volume…” and “displaying…”. These limitations, either taken individually or as a whole, represent pre and post-extra solution activities that do not integrate the judicial exceptions set forth in Step 2A, Prong One into a practical application. Step 2B: For similar reasons set forth in Step 2A, Prong Two, the additional limitations do not provide an inventive concept that would constitute significantly more than the judicial exception. Accordingly, Claim 1 is considered to be directed to a judicial exception and is therefore non-patent eligible. With regard to Claim 36: Step 1: Claim 1 is directed to a method. Step 2A, Prong One: Claim 1 recites the following limitations: “generating…a workspace volume…”, “determining…a reachable portion of the workspace…”, “modifying…the image data by subtracting…”, and “…determining an incision location…”. These limitations, as broadly and reasonably interpreted and understood, represent steps that can practically be performed in the mind and/or with the aid of pen/paper AND/OR mathematical concepts. Claim 1 therefore recites the judicial exception of abstract ideas. Step 2A, Prong Two: Claim 1 further recites the additional limitations: “referencing…the workspace volume…”, and “displaying…”. These limitations, either taken individually or as a whole, represent pre and post-extra solution activities that do not integrate the judicial exceptions set forth in Step 2A, Prong One into a practical application. Step 2B: For similar reasons set forth in Step 2A, Prong Two, the additional limitations do not provide an inventive concept that would constitute significantly more than the judicial exception. Accordingly, Claim 1 is considered to be directed to a judicial exception and is therefore non-patent eligible. Claim 15 further recites an analyzing and converting step, both of which, merely recite mental processes that could practically be performed in the mind and/or with the aid of pen/paper and mathematical concepts and therefore is also non-patent eligible. Claim 17 further recites the steps of “generating…”, “referencing…”, and “determining…”. Similarly to the above, these steps recite mental processes that could practically be performed in the mind and/or with the aid of pen/paper. Accordingly, Claim 17 is also non-patent eligible. Claims 18 and 20 further recites the steps of “determining…” and “computing…”. Similarly to the above, these steps recite mental processes that could practically be performed in the mind and/or with the aid of pen/paper. Accordingly, Claims 18 and 20 are also non-patent eligible. Claim 19 further recites the limitation of “determining…”, which recites the judicial exception of a mental process-type abstract idea. The further limitation of “displaying…” merely recites an insignificant post-extra solution activity that neither integrates the judicial exceptions into a practical application and/or provide an inventive concept. Claims 2, 3, 5, 10, 12, 16, 37, 39, 40 further recite additional limitations that when considered alone or as a whole, merely represent insignificant pre or post-extra solution activities that do not integrate the judicial exceptions into a practical application and/or provide an inventive concept. Accordingly, Claims 2, 3, 5, 10, 12, 13, 16, 37, 39, and 40 are also non-patent eligible. Note: It is noted that Claim 13 is not rejected under 35 U.S.C. 101 and is found to be patent eligible, when placed into independent form, because the limitation “wherein a radius of the spherical shape is determined based on an insertion range of an instrument” does integrate the judicial exception into a practical application and is therefore deemed patent eligible. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1-3, 5, 10, 12, 36, 37, 39, and 40 are rejected under 35 U.S.C. 103 as being unpatentable over Bertram (US 2020/0330174) in view of Jarc et al. (US 2016/0314710), further in view of Groth et al. (US 2013/0028494). Regarding claims 1, 5, 10, and 12, Bertram discloses a method comprising: generating a workspace volume indicating an operational region of reach (see entire document including abstract, Figs. 8-12, and para 3, 42, and 46-63); referencing the workspace volume to an image capture reference frame of an image capture device, wherein the image capture device captures image data (see entire document including abstract, Figs. 8-12, and para 3, 42, and 46-63); and determining a reachable workspace portion of the image data that is within the workspace volume (see entire document including abstract, Figs. 8-12, and para 3, 42, and 46-63). Jarc discloses a similar surgical robotic method, further comprising: displaying the reachable workspace portion of the image data without the unreachable portion of the image data; and displaying a false graphic in place of the unreachable portion of the image data (see entire document including Figs. 4 and 6-9 and para 4, 6, 28, 34, 35, 45, 54, 55, 57, 60, 72, 89, 92, 95, 120-127, 151, and 182). It would have been obvious and predictable to have combined the teachings of Bertram and Jarc because doing so would predictably alert a user to regions that cannot be reached bythe surgical robot system. Examiner takes Official Notice that medical imaging displays are well known and common place, that include false graphic comprising at least one of a color hue, a color saturation, an illumination, or a surface pattern and that include overlays comprising at least one of a colored grid, a plurality of colored dots, or a plurality of contour lines. Examiner further notes that the false graphics noted herein read on the modified image data claimed. Groth discloses a similar medical imaging device and system, wherein a colored grid, which also reads on a surface pattern is used to distinguish various regions of interest (see para 139). It would have been obvious and predictable to have used colors and patterns to highlight areas in a medical image because doing so would alert a user to the area and information such as unreachability of a portion of the medical space in the image. As noted in the above arguments, replacing the unreachable portion with a grid or overlay reads on and obviates the replacing condition of the present claims because replacing is a broad term that includes any display that is not the visually the same as the original data or image. The grid and/or overlay of the prior art reads on this interpretation of the claims. Regarding claim 2, Bertram discloses a method, wherein the operational region of reach includes a region of a reach of an instrument (see entire document including abstract, Figs. 8-12, and para 3, 42, and 46-63). Regarding claim 3, Bertram discloses a method, wherein the operational region of reach includes a region of a reach of an arm of a manipulating system, the arm being coupled to an instrument (see entire document including abstract, Figs. 8-12, and para 3, 42, and 46-63). With further regard to claim 5, Jarc discloses a similar surgical robotic method, further comprising: displaying the reachable workspace portion of the image data without the unreachable portion of the image data; and displaying a false graphic in place of the unreachable portion of the image data (see entire document including Figs. 4 and 6-9 and para 4, 6, 28, 34, 35, 45, 54, 55, 57, 60, 72, 89, 92, 95, 120-127, 151, and 182). It would have been obvious and predictable to have combined the teachings of Bertram and Jarc because doing so would predictably alert a user to regions that cannot be reached by the surgical robot system. Examiner notes that Bertram discloses displaying the reachable area as noted with respect to claim 1. With further regard to claim 10, Jarc discloses a similar surgical robotic method, furthercomprising: displaying the reachable workspace portion of the image data and the unreachable portion of the image data; and displaying an overlay on the image data (see entire document including Figs. 4 and 6-9 and para 4, 6, 28, 34, 35, 45, 54, 55, 57, 60, 72, 89, 92, 95, 120-127, 151, and 182). It would have been obvious and predictable to have combined the teachings of Bertram and Jarc because doing so would predictably alert a user to regions that cannot be reached by the surgical robot system. Examiner notes that Bertram discloses displaying the reachable area as noted with respect to claim 1. Regarding claim 36, Bertram discloses a method comprising: generating a workspace volume indicating an operational region of reach (see entire document including abstract, Figs. 8-12, and para 3, 42, and 46-63); referencing the workspace volume to an image capture reference frame of an image capture device, wherein the image capture device captures image data (see entire document including abstract, Figs. 8-12, and para 3, 42, and 46-63); determining a reachable workspace portion of the image data that is within the workspace volume (see entire document including abstract, Figs. 8-12, and para 3, 42, and 46-63); and based on the determined reachable workspace portion, determining an incision location of an instrument (see entire document including abstract, Figs. 8-12, and para 3, 42, and 46-63). Jarc discloses a similar surgical robotic method, further comprising: displaying the reachable workspace portion of the image data without the unreachable portion of the image data; and displaying a false graphic in place of the unreachable portion of the image data (see entire document including Figs. 4 and 6-9 and para 4, 6, 28, 34, 35, 45, 54, 55, 57, 60, 72, 89, 92, 95, 120-127, 151, and 182). It would have been obvious and predictable to have combined the teachings of Bertram and Jarc because doing so would predictably alert a user to regions that cannot be reached by the surgical robot system. Examiner takes Official Notice that medical imaging displays are well known and common place, that include false graphic comprising at least one of a color hue, a color saturation, an illumination, or a surface pattern and that include overlays comprising at least one of a colored grid, a plurality of colored dots, or a plurality of contour lines. Examiner notes that the false graphics noted herein read on the modified image data claimed. Groth discloses a similar medical imaging device and system, wherein a colored grid, which also reads on a surface pattern is used to distinguish various regions of interest (see para 139). It would have been obvious and predictable to have used colors and patterns to highlight areas in a medical image because doing so would alert a user to the area and information such as unreachability of a portion of the medical space in the image. As noted in the above arguments, replacing the unreachable portion with a grid or overlay reads on and obviates the replacing condition of the present claims because replacing is a broad term that includes any display that is not the visually the same as the original data or image. The grid and/or overlay of the prior art reads on this interpretation of the claims. Regarding claim 37, Bertram discloses a method, wherein the operational region of reach includes a region of a reach of the instrument (see entire document including abstract, Figs. 8-12, and para 3, 42, and 46-63). Regarding claim 39, Bertram discloses a method, wherein the workspace volume is generated prior to a beginning of a surgical medical procedure (see entire document including abstract, Figs. 8-12, and para 3, 42, and 46-63). Regarding claim 40, Jarc discloses a similar surgical robotic method, further comprising: determining an unreachable portion of the image data that is outside of the workspace volume; displaying the reachable workspace portion of the image data without the unreachable portion of the image data; and wherein the unreachable portion is modified to be a ghost image (see entire document including Figs. 4 and 6-9 and para 4, 6, 28, 34, 35, 45, 54, 55, 57, 60, 72, 89, 92, 95, 120-127, 151, and 182). It would have been obvious and predictable to have combined the teachings of Bertram and Jarc because doing so would predictably alert a user to regions that cannot be reached by the surgical robot system. Examiner notes that Bertram discloses displaying the reachable area as noted with respect to claim 36. Examiner takes Official Notice that medical imaging displays are well known and common place, that include false graphic comprising at least one of a color hue, a color saturation, an illumination, or a surface pattern. It would have been obvious and predictable to have used colors and patterns to highlight areas in a medical image because doing so would alert a user to the area and information such as unreachability of a portion of the medical space in the image. Claim 13 is rejected under 35 U.S.C. 103 as being unpatentable over Bertram, Jarc, Groth and the skill in the art as applied to claim 1 above, and further in view of Koenig et al. (US 2017/0020615). Regarding claim 13, Koenig discloses a similar surgical robot method, wherein the workspace volume has a spherical shape, and wherein a radius of the spherical shape is determined based on an insertion range of an instrument (see Fig. 2 and para 36-39). It would have been obvious and predictable to have combined the teachings of Bertram with Koenig because doing so would predictably show a workable area for the robot disclosed in Koenig. Essentially, a skilled artisan would have found it obvious to display a workable area for each given type of surgical device. Claim 15 is rejected under 35 U.S.C. 103 as being unpatentable over Bertram, Jarc, Groth, and the skill in the art as applied to claim 1 above and further in view of Yang et al. (US 2006/0066612). Regarding claim 15, Yang discloses a similar imaging system in combination with Bertram discloses a method, wherein determining the reachable workspace portion comprises: analyzing the image data to generate a dense disparity map for a set of left eye image data of the image data and a set of right eye image data of the image data; and converting the dense disparity map to a depth buffer image, wherein the reachable workspace portion of the image data is determined from the depth buffer image (see above citations to Bertram and Yang Figs. 1-5 and para 45-65). It would have been obvious and predictable to have combined the teachings of Bertram and Yang because doing so would predictably allow for stereoscopic 3D imaging to aide in surgical navigation and to assist in determining reachable and unreachable locations in the 3D surgical field. Claim 16 is rejected under 35 U.S.C. 103 as being unpatentable over Bertram, Jarc, Groth, the skill in the art, and Yang as applied to claim 15 above and further in view of Itkowitz ‘700 (US 2018/0092700). Regarding claim 16, Itkowitz ‘700 discloses a similar surgical medical imaging robotics method, further comprising rendering a left eye image of the reachable workspace portion of the image data; rendering a right eye image of the reachable workspace portion of the image data; and generating a composite image of the reachable workspace portion of the image data (see para 42 and Fig. 2). It would have been obvious and predictable to have combined the teachings of Bertram and Itkowitz ‘700 because doing so would predictably allow for stereoscopic 3D imaging to aide in surgical navigation and to assist in determining reachable and unreachable locations in the 3D surgical field. Claim 17 is rejected under 35 U.S.C. 103 as being unpatentable over Bertram, Jarc, Groth, and the skill in the art as applied to claim 1 above, and further in view of Farritor et al. (US 2017/0354470). Regarding claim 17, Bertram discloses a method, further comprising: generating a second workspace volume indicating a region of a reach of a second instrument; referencing the second workspace volume to the image capture reference frame; generating a composite workspace volume by combining the workspace volume and the second workspace volume; referencing the composite workspace volume to the image capture reference frame; and determining a reachable workspace portion of the image data that is within the composite workspace volume (see entire document including abstract, Figs. 8-12, and para 3, 42, and 46- 63). As above noted, Bertram appears to discloses a composite image. In the alternative, Farritor discloses a similar robot control method, generating a second workspace volume indicating a region of a reach of a second instrument; referencing the second workspace volume to the image capture reference frame; generating a composite workspace volume by combining the workspace volume and the second workspace volume; referencing the composite workspace volume to the image capture reference frame; and determining a reachable workspace portion of the image data that is within the composite workspace volume (see Figs. 6 and 7 and para 156-161). It would have been obvious and predictable to have displayed multiple surgical reach areas, including one for each tool disclosed in Bertram, because doing so would ensure that all tools could reach a target to perform a procedure. Claims 18 and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Bertram, Jarc, Groth, the skill in the art, and Farritor as applied to claim 17 above and further in view of Itkowitz et al. (US 9,789,608). Regarding claims 18 and 20, Itkowitz discloses a similar surgical robot method, wherein generating the composite workspace volume comprises: determining that an arm coupled to an instrument will contact a second arm coupled to a second instrument during a surgical procedure; based on the determined contact, computing a distance field for the instrument and computing a second distance field for the second instrument; and based on the computed distance field, determining a volumetric distance field; and wherein computing the distance field for the instrument comprises: determining a closest distance between a surface of the arm and a surface of the second arm (see Figs. 8-11 and the section designated Collision Detection). It would have been obvious and predictable to have combined the teachings of Bertram and Itkowitz because doing so would indicate to an operator any potential collisions that may or have occurred. Claim 19 is rejected under 35 U.S.C. 103 as being unpatentable over Bertram, Jarc, Groth, the skill in the art, Farritor, and Itkowitz as applied to claim 18 above and further in view of Jarc. Regarding claim 19, Jarc discloses a similar surgical robotic method, further comprising: determining an unreachable portion of the image data that is outside of the composite workspace volume; and displaying the volumetric distance field as a false graphic in place of the unreachable portion of the image data (see entire document including Figs. 4 and 6-9 and para 4, 6, 28, 34, 35, 45, 54, 55, 57, 60, 72, 89, 92, 95, 120-127, 151, and 182). It would have been obvious and predictable to have combined the teachings of Bertram and Jarc because doing so would predictably alert a user to regions that cannot be reached by the surgical robot system. Response to Arguments Applicant's arguments filed 11/21/2025 have been fully considered but they are not persuasive. More specifically, the Applicant appears to assert that none of the references, either solely or in combination, “fail to disclose or suggest “modifying…the image data by subtracting the unreachable portion of the workspace represented by the image data”, as recited in Claims 1 and 36. The Examiner respectfully disagrees. It is first noted that it is not readily clear what the difference between “subtracting” and “replacing” is in the context of the claim. As broadly and reasonably understood, one of ordinary skill in the art would recognize that by “subtracting” the unreachable portion from the image data, the Applicant is also “replacing” the unreachable portion from the image data with either nothing or other image data. Similarly, by “replacing” the unreachable portion from the image data, the Applicant is also “subtracting” the unreachable portion from the image data. Therefore, as interpreted, the limitations “replacing” and “subtracting” are deemed functionally equivalent (or at least variants of each other) in the present application’s context. Accordingly, as indicated above, Jarc discloses displaying a reachable workspace portion of the image data without the unreachable portion of the image data and replacing it (i.e. subtracting it and replacing it) with a false graphic. In addition, Groth discloses utilizing a grid or an overlay to distinguish various regions of interest. It is asserted that replacing the unreachable portion with a grid or overlay “subtracts” the unreachable portion and replaces it with a grid or overlay, as claimed. The Applicant’s arguments are therefore deemed non-persuasive and the rejections deemed proper. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PASCAL M. BUI-PHO whose telephone number is (571)272-2714. The examiner can normally be reached M-F: 8:30 AM - 5:00 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jonathan T. Moffat can be reached at (571) 272-4390. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PASCAL M BUI PHO/Supervisory Patent Examiner, Art Unit 3798
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Prosecution Timeline

Show 8 earlier events
Apr 25, 2025
Response after Non-Final Action
May 05, 2025
Non-Final Rejection mailed — §101, §103, §112
Aug 05, 2025
Response Filed
Oct 09, 2025
Final Rejection mailed — §101, §103, §112
Nov 21, 2025
Response after Non-Final Action
Dec 18, 2025
Request for Continued Examination
Feb 11, 2026
Response after Non-Final Action
Jul 01, 2026
Non-Final Rejection mailed — §101, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
64%
Grant Probability
45%
With Interview (-19.3%)
3y 2m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 431 resolved cases by this examiner. Grant probability derived from career allowance rate.

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