Prosecution Insights
Last updated: April 19, 2026
Application No. 17/632,398

Drug-Coated Balloon Controllable In Drug Metabolism And Preparation Method Therefor

Final Rejection §103
Filed
Feb 02, 2022
Examiner
TADAYYON ESLAMI, TABASSOM
Art Unit
1718
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Shanghai Heartcare Medical Technology Corporation Limited
OA Round
2 (Final)
50%
Grant Probability
Moderate
3-4
OA Rounds
3y 7m
To Grant
77%
With Interview

Examiner Intelligence

Grants 50% of resolved cases
50%
Career Allow Rate
384 granted / 776 resolved
-15.5% vs TC avg
Strong +27% interview lift
Without
With
+27.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
65 currently pending
Career history
841
Total Applications
across all art units

Statute-Specific Performance

§103
60.2%
+20.2% vs TC avg
§102
15.7%
-24.3% vs TC avg
§112
20.7%
-19.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 776 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Applicant's election without traverse of Group I in the reply filed on 07/24/25 is acknowledged. Claims 10, 12 withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected Group II, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 07/24/25. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 3, and 5-6 are rejected under 35 U.S.C. 103 as being unpatentable over Gopinath Mani et al (U. S. Patent Application: 2016/0121027, here after Mani), further in view of Lixiao Wang (U. S. Patent Application: 2010/0209472, here after Wang), and Yung-Ming Chen et al (Chinese Patent: 103826757, here after Chen). Claim 1 is rejected. Mani teaches a method for preparing a drug-coated balloon controllable in drug metabolism (drug release balloon), wherein the method comprises the following steps: coating a balloon with drug-loaded formula comprising polymers (DS) and therapeutics (PAT) [abstract], comprising step 1: mixing DS, PAT, a drug receptor protein inhibitor (metabolism modulator) [0210, 0211], a drug [0210, 0211], water, and ethanol to prepare a medicinal liquid [0297], applying the coating to the balloon by dipping, and step 5; drying the sprayed balloon to obtain the drug-coated balloon [0298 last line]. Although in this embodiment Mani teaches coating via dipping, however, Mani also teaches coating can be done with spraying as well [0057]. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a method of coating the balloon as Mani teaches and apply the coating with spraying, because it is also a suitable to apply coating to balloons. Mani teaches; step 2: loading the medicinal liquid prepared in the step 1 into an ultrasonic spraying equipment; and setting flow parameters [0298, 0242]; step 3: adjusting a distance between an ultrasonic nozzle of the ultrasonic spraying equipment and the balloon [0242], spraying is at room temperature therefore the coating is done in ambient temperature(controlled) at 25-28 °C; step 4: turning on the ultrasonic spraying equipment and spraying along an axial direction of the balloon (horizontal translation speed) [table 1A, 1B], and obviously back and forth as known by ordinary skill in art; and Mani also teaches wetting a surface of the balloon with ethanol [0298], but not before coating (spraying). However, Mani also teaches repeating coating/drying steps to form desirable multilayered drug coated device [0051]. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a method of coating the balloon as Mani teaches where steps of coating (and dehydration in ethanol) and drying, because it helps to achieve desirable coating thickness layer. Each dehydration step is wetting the surface with ethanol for next coating step (prior to coating or spraying step). Mani does not teach rotating the balloon and adjusting the rotation speed of it during coating. Wang teaches a method of coating a balloon where the balloon is rotating during coating process, and also teaches adjusting the speed of rotation with sweeping motion (back and forth) speed of sprayer [0262] to coat the balloon, and form unform coating [0111 last line]. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a method of coating the balloon as Mani teaches where the balloon is rotated with adjusted speed, because it is important to form uniform coating to release the drug uniformly to target tissues. Mani teaches in the composition comprising drug is siromilus(rapamycin) [0211]. Claim 4 is rejected. Mani teaches the drug is rapamycin(siromilus) [0211], but does not teach the drug receptor protein inhibitor is FKBP12 (an inhibitor of immunoaffinity protein). Chen teaches coating a balloon for drug release composition and teaches the drug is rapamycin and drug receptor protein inhibitor is FKBP12[0071]. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a method of coating the balloon as Mani teaches where the drug and inhibitor are based on Chen teaching, because Chen teaches suitable coating composition for drug released balloons. Claim 3 is rejected. Mani teaches the drug metabolism modulator comprising the drug receptor protein inhibitor and bosentan (drug metabolism isoenzyme inducer) [0211]. Claim 5 is rejected as Mani teaches in the composition comprising drug is siromilus(rapamycin), and imatinib (the drug metabolism isoenzyme inhibitor as an inhibitor of CYP3A4) [0211]. Claim 6 is rejected. Mani teaches the drug metabolism modulator comprising the drug receptor protein inhibitor and bosentan (drug metabolism isoenzyme inducer CYP3A4) [0211]. Claim 4 is rejected under 35 U.S.C. 103 as being unpatentable over Gopinath Mani et al (U. S. Patent Application: 2016/0121027, here after Mani), Lixiao Wang (U. S. Patent Application: 2010/0209472, here after Wang), Yung-Ming Chen et al (Chinese Patent: 103826757, here after Chen), further in view of Idris Edmond Graziani et al (Canadian Patent: 2676613, here after Graziani). Claim 4 is rejected. Chen does not teach protein inhibitor FKBP12 comprising 3-pyridin-3-ylpropyl-(2S)-1-(3,3-dimethyl-2-oxo-pentanoyl)-pyrrolidine-2-carboxylate (OR GPI1046). Graziani teaches a drug for cardiovascular disorder, where FKBP12 comprising GPI1046[table 2]. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a method of coating the balloon as Mani, Wang and Chen teach where the inhibitor FKBP12 comprising GPI1046, because it is suitable for cardiovascular disorder. Claims 7-9 are rejected under 35 U.S.C. 103 as being unpatentable over Gopinath Mani et al (U. S. Patent Application: 2016/0121027, here after Mani), Lixiao Wang (U. S. Patent Application: 2010/0209472, here after Wang), Yung-Ming Chen et al (Chinese Patent: 103826757, here after Chen), and further in view of Tetsuya Yasuhiro et al (WO 2006/137510, here after Yasuhiro). Claims 7-9 are rejected. Neither of Mani nor Wang teach a ratio of the drug receptor protein inhibitor to the drug is 0.25-4: 1. Yasuhiro teaches a ratio of drug receptor protein inhibitor to the drug is 0.01-100[0046]. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a method of coating the balloon as Mani and Wang where a ratio of drug receptor protein inhibitor to the drug is 0.01-100, because it is suitable ratio for making drug treatment balloons. Although it does not teach a ratio of 0.25-4: 1. However overlapping ranges are prima facie evidence of obviousness. It would have been obvious to one having ordinary skill in the art to have selected the portion of [overlapping range] that corresponds to the claimed range. In re Malagari, 182 USPQ 549 (CCPA 1974). and a drug metabolism slows down as a function of an increase of an addition amount of the drug receptor protein inhibitor. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention was made to have a method of coating the balloon as Mani, Wang, and Chen where a ratio of drug receptor protein inhibitor to the drug is 0.25-4:1, because one having ordinary skill in the art to have selected the portion of the overlapping range that corresponds to the claimed range in absence of criticality. a drug metabolism slows down as a function of an increase of an addition amount of the drug receptor protein (metabolism isoenzyme inhibitor/ or inducer). Response to Arguments Applicant's arguments filed 01/06/26 have been fully considered but they are not persuasive. The applicant argues Mani does not teach addition of a drug receptor protein inhibitor, a drug metabolism isoenzyme inhibitor, or an inducer. The examiner disaggregate, Mani teaches therapeutic agent comprising rapamycin, bosentan (drug metabolism isoenzyme inducer), imatinib (the drug metabolism isoenzyme inhibitor as an inhibitor of CYP3A4) [0211], or drug receptor protein inhibitor [0210]. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TABASSOM TADAYYON ESLAMI whose telephone number is (571)270-1885. The examiner can normally be reached M-F 9:30-6. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, M-F 9:30-6 can be reached at Gordon Baldwin. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TABASSOM TADAYYON ESLAMI/Primary Examiner, Art Unit 1718
Read full office action

Prosecution Timeline

Feb 02, 2022
Application Filed
Oct 10, 2025
Non-Final Rejection — §103
Jan 06, 2026
Response Filed
Mar 25, 2026
Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
50%
Grant Probability
77%
With Interview (+27.1%)
3y 7m
Median Time to Grant
Moderate
PTA Risk
Based on 776 resolved cases by this examiner. Grant probability derived from career allow rate.

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