Prosecution Insights
Last updated: October 02, 2026
Application No. 17/718,922

ENZYMATIC TARGETING CARIOGENIC BACTERIAL-FUNGAL BIOFILM INTERACTION

Final Rejection §103
Filed
Apr 12, 2022
Priority
Apr 14, 2021 — provisional 63/174,707
Examiner
ROBERTS, LEZAH
Art Unit
1612
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
The Trustees of the University of Pennsylvania
OA Round
6 (Final)
48%
Grant Probability
Moderate
7-8
OA Rounds
0m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 48% of resolved cases
48%
Career Allowance Rate
374 granted / 772 resolved
-11.6% vs TC avg
Strong +35% interview lift
Without
With
+35.1%
Interview Lift
resolved cases with interview
Typical timeline
4y 1m
Avg Prosecution
49 currently pending
Career history
844
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
52.8%
+12.8% vs TC avg
§102
14.7%
-25.3% vs TC avg
§112
16.9%
-23.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 772 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Applicants' arguments, filed July 8, 2026, have been fully considered. Rejections and/or objections not reiterated from previous office actions are hereby withdrawn. The following rejections and/or objections are either reiterated or newly applied. They constitute the complete set presently being applied to the instant application. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims Claim Rejections - 35 USC § 103 – Obviousness (Revised) Claims 1 and 4-6 are rejected under 35 U.S.C. 103 as being unpatentable over Chen (CN 105476936) in view of Yu et al. (CN 1044902) in further view of Johansen (US 6,100,080). Chen discloses a high efficient stain-dispelling toothpaste, comprising 3 to 8 parts of a stain removing agent, and 2 to 6 parts of an enzyme preparation (Abstract). An embodiment is a toothpaste comprising 3 parts of enzyme preparation, 2 parts of tetrasodium pyrophosphate, 2 parts of sodium fluoride, 0.1 parts of sodium monofluorophosphate, 0.01 parts of calcium bisulfate, 3 parts of anhydrous silicon dioxide, 5 parts of wollastonite, 2 parts of sorbitol, 3 parts of sodium carboxymethyl cellulose, 3 parts of green tea extract, 2 parts of glycerol, 5 parts of xanthan gum, 2 parts of stevioside, 1 part of peppermint, 2 parts of water, 6 parts of strontium chloride, 1 part of paeonol, 1 part of thymol, 2 parts of asarum, 4 parts of herba schizonepetae, 2 parts of immunoglobulin, 1 part of sargent barberry bark extract, 3 parts of betelnut extractive, 2 parts of herba patriniae, 1 part of blackberry lily, 2 parts of garlic. Mannanase appears to be the only enzyme in the composition. Chen differs from the instant claims insofar as it does not disclose that the composition stays in contact for about 5 minutes. Yu et al. disclose a toothpaste for protecting the teeth and preventing caries. The composition comprises fluoride, carboxymethylcellulose, glycerol, an enzyme and a phosphate salt. The carboxymethyl cellulose amount ranges from 4 to 7% in order become the main carrier of the toothpaste. The toothpaste is brushed on the teeth. The paste creates a film on the teeth and is held on the teeth for 3 to 5 minutes. This leads to exerting its performance. Then the paste is rinsed off with water. The toothpaste is suitable for men, women, the old, the young. It is especially suitable for the kindergarten and primary school students. Carboxymethyl cellulose is a thickening agent. One of ordinary skill in the art would reasonably conclude that by adding more carboxymethylcellulose, as taught by Yu et al., the thicker the toothpaste, and this would lead to the toothpaste staying on the teeth for a longer period of time. Leaving the toothpaste on the teeth for a longer period of time would lead to a longer time the actives are in contact with the teeth. Therefore, it would have been obvious to one of ordinary skill in the art prior to filing the instant application to have formulated the toothpaste of Chen to remain on the teeth for 5 minutes in order to effectively deliver the enzyme to the teeth for a longer period of time to obtain its therapeutic effect. It would also have been obvious to one of ordinary skill in the art prior to the filing of the instant application to have used the compositions on children teeth when the enzyme system of Chen et al. is used in the vehicle/composition of Yu et al. because these toothpastes are suitable for all ages. Chen in view of Yu et al. is discussed above and discloses enzymes. It differs from the instant claims insofar as it does not explicitly disclose the type of mannanase. Johansen disclose enzymatic treatment of biofilm. Biofilms are a severe problem in medical science and industry including dental plaque. Enzymes capable of biofilm degradation includes 1,4-β-D-mannan mannanohydrolase, α- D-mannoside mannohydrolase and β-D-mannoside mannohydrolase (beta-mannosidase). The one or more enzymes may be added to a composition. A method of treating the biofilm includes contacting the biofilm with a cleaning composition comprising one or more hydrolases, wherein the hydrolases include hemicellulases including mannanases (reference claims 1-2). The amount of hydrolase in the cleaning composition ranges from 0.01 to about 5000 micrograms protein/ml. Generally, it is prima facie obvious to select a known material for incorporation into a composition, based on its recognized suitability for its intended use. See MPEP 2144.07. It would also have been obvious to one of ordinary skill in the art prior to the filing of the instant application to have used one of the mannanases of Johansen in the composition of Chen in view of Yu et al. because they are disclosed to disrupt biofilms. This would lead to the disruption of biofilms on the teeth. It would also have been obvious to one of ordinary skill in the art prior to the filing of the instant application to have used the compositions on children teeth when the enzyme system of Chen et al. and Johansen are used in the vehicle/composition of Yu et al. because these toothpastes are suitable for all ages. It would also have been obvious to one of ordinary skill in the art prior to the filing of the instant application to have added mannanase, as the enzyme, to the compositions of Yu et al. in order to obtain its therapeutic effect inhibiting tooth decay and biofilm. In regards to the amount 0.05 units (0.016-0.025 microgram/mL) to 20 units (1.9 to 6.25 microgram/mL, the range overlaps that disclosed by Johansen, 0.01 to about 5000 micrograms protein/ml. It is well-settled, however, that even a slight overlap in range establishes a prima facie case of obviousness. See MPEP 2144.05. Accordingly, since an overlap plainly exists here, it would have been obvious to have selected values within the overlap, consistent with MPEP 2144.05. Therefore, it would have been obvious to one of ordinary skill in the art prior to filing the instant application to have used an amount within the gap because it is effective for disrupting biofilm. Response to Arguments The Examiner submits that it cannot be concluded that Chen does not disclose mannanase. However, to advance prosecution, it is concluded that Chen does not disclose mannanase. However, Johansen cures this deficiency as applied above. Johansen discloses using enzymes to treat biofilm. The enzymes may be used alone or in combination. Therefore, Johansen discloses using single enzymes and it would have been obvious to have used mannanase in the composition of Chen in view of Yu because it removes biofilms from the teeth. In regards to the alleged unexpected results, enzymes act on a specific substrate. Therefore, one would reasonably conclude that a specific enzyme targets a specific microbe or structure of a microbe. Further, the claims recite a composition for treating dental caries. They do not recite that the mannanase or composition has a specific mechanism to treat dental caries. Therefore, the combination of references meet the limitation of the instant claims. Conclusion Claims 1, 4-6 are rejected. Claims 7-17 are withdrawn. No claims allowed. THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LEZAH ROBERTS whose telephone number is (571)272-1071. The examiner can normally be reached Monday-Friday 11:00-7:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sahana Kaup can be reached on 571-272-6897. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LEZAH ROBERTS/Primary Examiner, Art Unit 1612
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Prosecution Timeline

Show 9 earlier events
Mar 06, 2026
Interview Requested
Mar 18, 2026
Applicant Interview (Telephonic)
Mar 18, 2026
Examiner Interview Summary
Mar 20, 2026
Request for Continued Examination
Mar 23, 2026
Response after Non-Final Action
Apr 08, 2026
Non-Final Rejection mailed — §103
Jul 08, 2026
Response Filed
Sep 22, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12734116
CATIONIC MATERIAL FOR TOOTH DESENSITIZATION, PREPARATION METHOD THEREFOR, AND APPLICATION THEREOF
2y 1m to grant Granted Sep 15, 2026
Patent 12702631
Oral Care Compositions Comprising Hops Beta Acids And Fluoride Ions
1y 2m to grant Granted Aug 11, 2026
Patent 12697288
COMPOSITION FOR ORAL CAVITY
5y 3m to grant Granted Aug 04, 2026
Patent 12691045
Rheological Solid Composition for Use in Shaving
5y 3m to grant Granted Jul 28, 2026
Patent 12661309
PREPARATION AND EFFICACY OF TOOTH WHITENING TABLET INCLUDING SHMP
5y 0m to grant Granted Jun 23, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

7-8
Expected OA Rounds
48%
Grant Probability
84%
With Interview (+35.1%)
4y 1m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 772 resolved cases by this examiner. Grant probability derived from career allowance rate.

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