Prosecution Insights
Last updated: July 17, 2026
Application No. 17/776,383

LIGHT RECEIVING ELEMENT AND RANGING MODULE

Non-Final OA §103
Filed
May 12, 2022
Priority
Nov 19, 2019 — JP 2019-209174 +1 more
Examiner
ARMAND, MARC ANTHONY
Art Unit
2813
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Sony Group Corporation
OA Round
3 (Non-Final)
84%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
888 granted / 1064 resolved
+15.5% vs TC avg
Minimal +4% lift
Without
With
+3.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
34 currently pending
Career history
1087
Total Applications
across all art units

Statute-Specific Performance

§101
1.5%
-38.5% vs TC avg
§103
81.0%
+41.0% vs TC avg
§102
6.5%
-33.5% vs TC avg
§112
2.9%
-37.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1064 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 04/30/26 has been entered. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1,2,4-11,14,17-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jin et al., (Jin) US 2020/0286938 in view of Machida et al., (Machida) US 2019/0075261. Regarding claim 1, Jin shows in FIG. 1A-21, a light receiving element comprising: plural transfer gates (TXGA, TXGB, TXGC, TXGD)[0124] that distribute and transfer, to plural floating diffusions (FDA-FDD)[0100], signal charge accumulated in a photodiode that photoelectrically converts incident light, wherein at least two of the plural transfer gates (TXGA, TXGD) are arranged point-symmetrically with respect to an optical center along an incident direction of the incident light (Center of 700, see FIG. 21); wherein a number of the transfer gates is four (TXGA, TXGB, TXGC, TXGD) [0124], and the four transfer gates are arranged at positions forming vertices of a quadrangle with respect to the optical center along the incident direction of the incident light (see FIG. 21). Jin differs from the claimed invention because he does not explicitly disclose a device a first pair of the plural transfer gates is configured for transfer of signal charge to a first one of the plural floating diffusions, a second pair of the plural transfer gates is configured for transfer of signal charge to a second one of the plural floating diffusions, and the first pair and the second pair are configured for mutually coordinated timing such that the first pair is active when the second pair is inactive, and the first pair is inactive when the second pair is active. Machida discloses [0429] a device a first pair of the plural transfer gates (TG)(116) is configured for transfer of signal charge to a first one of the plural floating diffusions, a second pair of the plural transfer gates (TG)is configured for transfer of signal charge to a second one of the plural floating diffusions, and the first pair and the second pair are configured for mutually coordinated timing such that the first pair is active when the second pair is inactive, and the first pair is inactive when the second pair is active [0429]. Machida is evidence that ordinary workers skilled in the art would find reasons, suggestions or motivations to modify the device of Jin. Therefore, at the time the invention was made; It would have been prima facie obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use the teaching of Machida in the device Jin because it will facilitate transfer of charges [0429], and a device that can be configured to control the sensitivity ratio of the plurality of photoelectric conversion sections by intermittent driving with respect to storing of signal charges of a plurality of photoelectric conversion sections [0017]. Regarding claim 2, Jin shows in FIG. 1A-21, a light receiving element, wherein a number of the transfer gates is four (TXGA, TXGB, TXGC, TXGD) [0124], and the four transfer gates are arranged at positions forming vertices of a quadrangle with respect to the optical center along the incident direction of the incident light (see FIG. 21). Regarding claim 4, Jin shows in FIG. 1A-21, a light receiving element, further comprising: plural overflow gates (OGA, OGB, OGC, OGD) (see FIG. 21) [0064] that discharge charge overflowing from the floating diffusions, wherein at least two of the plural overflow gates two of (OGA, OGB, OGC, OGD) are arranged point-symmetrically with respect to the optical center along the incident direction of the incident (see FIG. 21). Regarding claim 5, Jin shows in FIG. 1A-21, a light receiving element, wherein a total number of the transfer gates (TXGA, TXGB, TXGC, TXGD) and the overflow gates (OGA, OGB, OGC, OGD) is an even number (4 each). Regarding claim 6, Jin shows in FIG. 1A-21, a light receiving element, wherein a total number of the transfer gates (TXGA, TXGB, TXGC, TXGD) and a total number of the overflow gates (OGA, OGB, OGC, OGD) are identical. Regarding claim 7, Jin shows in FIG. 1A-21, a light receiving element, wherein the optical center (center of 700) is set to one pixel (700) formed by arranging plural unit pixels. Regarding claim 8, Jin shows in FIG. 1A-21, a light receiving element, wherein the optical center (Center of 700) [0074] is set to a pixel group formed by arranging plural pixels (see FIG. 3). Regarding claim 9, Jin shows in FIG. 1A-21, a light receiving element, further comprising: plural amplification transistors (DX, DG operates as a amplifier) [0060] that read out and amplify the signal charge transferred to the floating diffusions as an electric signal, wherein at least two of the plural amplification transistors (DGA, DGB) are arranged point-symmetrically with respect to the optical center (center of 700) along the incident direction of the incident. Regarding claim 10, Jin shows in FIG. 1A-21, a light receiving element, further comprising: plural amplification transistors (DGA, DGB) (see FIG. 21) that read out and amplify the signal charge transferred to the floating diffusions (FDA-FDD) as an electric signal; and plural selection transistors (SELA-SELD)[0064] that turn on or off an output of a voltage signal from the amplification transistors, wherein at least two of the plural selection transistors (SELA, SELD) are arranged point-symmetrically with respect to the optical center along the incident direction of the incident. Regarding claim 11, Jin shows in FIG. 1A-21, a light receiving element, further comprising: plural reset transistors (RGA, RGB, RGC, RGD) [0064] that turn on or off a discharge of charge accumulated in the floating diffusions (FDA-FDD), wherein at least two of the plural reset transistors (RGA, RGD) (see FIG. 3) are arranged point-symmetrically with respect to the optical center along the incident direction of the incident. Regarding claim 14, Jin shows in FIG. 1A-21, a light receiving element comprising: a first semiconductor layer (layer where TG gates are formed)(FIG. 7A) including plural transfer gates (TXGA, TXGB, TXGC, TXGD) that distribute and transfer, to plural floating diffusions (FDA, FDB, FDC, FDD), signal charge accumulated in a photodiode (PD)[0065] that photoelectrically converts incident light, and plural overflow gates (OGA, OGB, OGC, OGD) (see FIG. 21) [0064] that discharge charge overflowing from the floating diffusions; and a second semiconductor layer (FIG.7A, 7B) including plural amplification transistors (DX, DG operates as a amplifier)[0060] that read out and amplify the signal charge transferred to the floating diffusions as an electric signal, plural reset transistors (RGA, RGD) (see FIG. 3) that turn on or off a discharge of charge accumulated in the floating diffusions, and plural selection transistors (SELA-SELD)[0064] that turn on or off an output of a voltage signal from the amplification transistors, wherein the first semiconductor layer and the second semiconductor layer are stacked in the incident direction of the light (Layers where TG DG are formed), at least two of the plural transfer gates (TGA, TGD) are arranged point-symmetrically with respect to an optical center along the incident direction of the incident, at least two of the plural overflow gates (OGA, OGD) are arranged point-symmetrically with respect to the optical center (center of 700) when viewed from the incident direction of the light, at least two of the plural amplification transistors (DGA, DGB) are arranged point-symmetrically with respect to the optical center along the incident direction of the incident, at least two of the plural reset transistors (RGA, RGC) are arranged point-symmetrically with respect to the optical center when viewed from the incident direction of the light, and at least two of the plural selection transistors (SELA, SELD) are arranged point-symmetrically with respect to the optical center along the incident direction of the incident; wherein a number of the transfer gates is four (TXGA, TXGB, TXGC, TXGD) [0124], and the four transfer gates are arranged at positions forming vertices of a quadrangle with respect to the optical center along the incident direction of the incident light (see FIG. 21). Jin differs from the claimed invention because he does not explicitly disclose a device a first pair of the plural transfer gates is configured for transfer of signal charge to a first one of the plural floating diffusions, a second pair of the plural transfer gates is configured for transfer of signal charge to a second one of the plural floating diffusions, and the first pair and the second pair are configured for mutually coordinated timing such that the first pair is active when the second pair is inactive, and the first pair is inactive when the second pair is active. Machida discloses [0429] a device a first pair of the plural transfer gates (TG)(116) is configured for transfer of signal charge to a first one of the plural floating diffusions, a second pair of the plural transfer gates (TG)is configured for transfer of signal charge to a second one of the plural floating diffusions, and the first pair and the second pair are configured for mutually coordinated timing such that the first pair is active when the second pair is inactive, and the first pair is inactive when the second pair is active [0429]. Machida is evidence that ordinary workers skilled in the art would find reasons, suggestions or motivations to modify the device of Jin. Therefore, at the time the invention was made; It would have been prima facie obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use the teaching of Machida in the device Jin because it will facilitate transfer of charges [0429], and a device that can be configured to control the sensitivity ratio of the plurality of photoelectric conversion sections by intermittent driving with respect to storing of signal charges of a plurality of photoelectric conversion sections [0017]. Regarding claim 17, Jin shows in FIG. 1A-21, a light receiving element, wherein at least two of the plural transfer gates (TGA-TGD) transfer the accumulated signal charge to one of the floating diffusions (FDA-FDD). Regarding claim 18, Jin shows in FIG. 1A-21, a light receiving element, wherein one of the plural transfer gates TGA-TGD) transfers the accumulated signal charge to one of the floating diffusions (FDA-FDD). Regarding claim 19, Jin shows in FIG. 1A-21, a light receiving element comprising: an on-chip lens (130) arranged on a side of the photodiode (PD) on which the light is incident on the photodiode. Regarding claim 20, Jin shows in FIG. 1A-21, a ranging module comprising: the light receiving element (610, 620); a light emitting unit (640) [0116] that emits irradiation light whose brightness changes periodically; and a light emission control unit (630) [0116] that controls irradiation timing of the irradiation light. Claim(s) 13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jin in view of Machida as applied to claims 1,2,4-11, 14, 17-20, and further in view of Gu et al., (Gu) US 2021/0365704. Regarding claim 13, Jin in view of Machida shows in FIG. 1A-21, a light receiving element. Jin in view of Machida differs from the claimed invention because he does not explicitly disclose a device having a light-shielding film that performs shielding in such a manner that a range of light incident on the photodiode is a preset range. Gu discloses a light-shielding film (111) [0104] that performs shielding in such a manner that a range of light incident on the photodiode is a preset range [0032, 0132]. Gu is evidence that ordinary workers skilled in the art would find reasons, suggestions or motivations to modify the device of Jin in view of Machida. Therefore, at the time the invention was made; It would have been prima facie obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use the teaching of Gu in the device of Jin in view of Machida because it will reduce the yield of the device [0005]. Allowable Subject Matter Claims 21,22 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Response to Arguments The Applicant argues that: "Jin does not disclose grouping the four transfer gates into two specific pairs, each pair being dedicated to transferring signal charge to a respective floating diffusion, and operating those paired gates with mutually coordinated timing." The Examiner respectfully disagrees because Jin shows in FIG. 21, grouping the four transfer gates into two specific pairs, and each pair being dedicated to have a respective floating diffusion. Machida [0429] a device a first pair of the plural transfer gates (TG)(116) is configured for transfer of signal charge to a first one of the plural floating diffusions, a second pair of the plural transfer gates (TG)is configured for transfer of signal charge to a second one of the plural floating diffusions, and the first pair and the second pair are configured for mutually coordinated timing such that the first pair is active when the second pair is inactive, and the first pair is inactive when the second pair is active [0429]. Thus, Jin modified by Machida will teach that each pair being dedicated to transferring signal charge to a respective floating diffusion, and operating those paired gates with mutually coordinated timing because Jin teaches a structure where transfer transistors are grouped and they each have their respective floating diffusion. Therefore, at the time the invention was made; It would have been prima facie obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use the teaching of Machida in the device Jin because it will facilitate transfer of charges [0429], and a device that can be configured to control the sensitivity ratio of the plurality of photoelectric conversion sections by intermittent driving with respect to storing of signal charges of a plurality of photoelectric conversion sections [0017]. Next, the Applicant argues that Machida does not disclose or suggest modifying a four-gate, quadrangular arrangement such that each diagonal or opposing pair of gates corresponds to a respective floating diffusion, and those diagonally arranged gate pairs are alternately driven in synchrony with optical-center-based symmetry. As explained above, Jin modified by Machida will teach the limitation above. That is, Jin teaches in FIG. 1A-21, a light receiving element, wherein a number of the transfer gates is four (TXGA, TXGB, TXGC, TXGD) [0124], and the four transfer gates are arranged at positions forming vertices of a quadrangle with respect to the optical center along the incident direction of the incident light (see FIG. 21). Additionally, Applicant argues that Machida does not disclose or suggest modifying a four-gate, quadrangular arrangement such that each diagonal or opposing pair of gates corresponds to a respective floating diffusion, and those diagonally arranged gate pairs are alternately driven in synchrony with optical-center-based symmetry. The Examiner respectfully disagrees because Jin teaches a four-gate, quadrangular arrangement such that each diagonal or opposing pair of gates corresponds to a respective floating diffusion. As for the other limitation: "those diagonally arranged gate pairs are alternately driven in synchrony with optical-center-based symmetry," Although the claims are interpreted in light of the specification, limitations from the specification are not read into the claims. See In re Van Geuns, 988 F.2d 1181, 26 USPQ2d 1057 (Fed. Cir. 1993). Lastly, In response to applicant's arguments against the references individually, one cannot show nonobviousness by attacking references individually where the rejections are based on combinations of references. See In re Keller, 642 F.2d 413, 208 USPQ 871 (CCPA 1981); In re Merck & Co., 800 F.2d 1091, 231 USPQ 375 (Fed. Cir. 1986). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MARC-ANTHONY ARMAND whose telephone number is (571)272-5178. The examiner can normally be reached 8am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Steven B Gauthier can be reached at 571-270-0373. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. MARC - ANTHONY ARMAND Primary Examiner Art Unit 2813 /MARC-ANTHONY ARMAND/ Primary Examiner, Art Unit 2813
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Prosecution Timeline

May 12, 2022
Application Filed
Oct 29, 2025
Non-Final Rejection mailed — §103
Jan 14, 2026
Response Filed
Feb 18, 2026
Final Rejection mailed — §103
Mar 24, 2026
Response after Non-Final Action
Apr 30, 2026
Request for Continued Examination
May 05, 2026
Response after Non-Final Action
May 20, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
84%
Grant Probability
87%
With Interview (+3.9%)
2y 4m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1064 resolved cases by this examiner. Grant probability derived from career allowance rate.

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