Prosecution Insights
Last updated: July 17, 2026
Application No. 17/787,225

POSITIVE ELECTRODE ACTIVE MATERIAL, METHOD FOR PRODUCING SAME, AND LITHIUM SECONDARY BATTERY INCLUDING SAME

Non-Final OA §103
Filed
Aug 09, 2022
Priority
Dec 20, 2019 — RE 10-2019-0172485 +1 more
Examiner
GREENE, PATRICK MARSHALL
Art Unit
1724
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Posco Future M Co. Ltd.
OA Round
3 (Non-Final)
69%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allowance Rate
109 granted / 158 resolved
+4.0% vs TC avg
Strong +27% interview lift
Without
With
+27.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
27 currently pending
Career history
206
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
92.8%
+52.8% vs TC avg
§102
6.2%
-33.8% vs TC avg
§112
0.3%
-39.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 158 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 12/17/25 has been entered. Response to Arguments The following is in response to the remarks filed 12/17/25. The applicant submits that the amendments overcome the previous rejection. The examiner agrees, and the previous rejection is withdrawn. A new basis for rejection appears below. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1, 2, 4, 6 – 8, and 14 are rejected under 35 U.S.C. 103 by Choi, US20210167381A1 (newly cited) and Ito, US20180212233A1 (previously cited). Regarding claim 1, Choi teaches the positive electrode active material for a lithium secondary battery [0002], wherein: the positive electrode active material is a lithium metal oxide particle in the form of a secondary particle including a plurality of primary particles [0016], and the positive electrode active material comprises: a first coating layer positioned on at least part of the primary particle surface (first coating on primary particles)[0024]; and a second coating layer positioned on at least part of the secondary particle surface (second coating covering secondary particle)[0027] wherein, the first coating layer contains a first niobium compound that does not contain lithium (formula 2 when a = 0)[0025], the second coating layer contains a second niobium compound having a different composition from the first niobium compound (formula 3 when a does not equal 0)[0027], wherein the primary particle on which the first coating layer is positioned, is positioned inside the secondary particle [0083] and the surface of the primary particle excludes the surface of the primary particle exposed to the outer surface of the secondary particle (first coating layer formed on the primary particle and the second coating formed on the secondary particle). Choi does not teach the second coating layer contains the first niobium compound. Ito teaches a positive electrode active material for a lithium secondary battery, wherein: the positive electrode active material is a lithium metal oxide particle including a plurality of primary particles (core (101))[fig. 2], and the positive electrode active material comprises: a first coating layer positioned on at least part of the primary particle surface (first coating layer (102))[fig. 2]; and a second coating layer (second coating (103)) wherein, the first coating layer contains a first niobium compound [0010], the second coating layer contains the first niobium compound [0013] and a second niobium compound having a different composition from the first niobium compound [0080] wherein the second coating layer contains the first niobium compound (second layer comprising a combination of metal oxides comprising niobium compounds)[0013]. Further, it is known in the art to combine mixtures of compounds into positive electrode coating layers. Then, it would have been obvious to one of ordinary skill in the art to combine the teaching for a second coating layer of Ito which comprises a mixture of metal oxides comprising niobium compounds into the second coating layer of Choi as obvious to try from a limited number of possible solutions (ie. single compound vs mixture). Regarding claim 2, combined Choi teaches the positive electrode active material of claim 1. Further, Choi teaches wherein: the primary particle on which the first coating layer is positioned is positioned inside the secondary particle (coating on agglomerated primary particles)[0034] Regarding claim 4, combined Choi teaches the positive electrode active material of claim 1, Further, Ito teaches wherein: at least one of the first niobium compound and the second niobium compound contains an amorphous structure [0060]. Regarding claim 6, combined Choi teaches the positive electrode active material of claim 1, Further, Ito teaches wherein: the second niobium compound is at least one of LiNbO3, Nb2O5, Li3NbO4 and LiNb3O8 [0042]. Regarding claim 7, combined Choi teaches the positive electrode active material of claim 1, Further, Ito teaches wherein: an average thickness of the first coating layer is less than 5 nm [0014]. In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists [MPEP 2144.05 I]. Regarding claim 8, combined Choi teaches the positive electrode active material of claim 1, Further, Ito teaches wherein: an average thickness of the second coating layer is less than 30 nm [0015]. In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists [MPEP 2144.05 I]. Regarding claim 14, Choi teaches the lithium secondary battery comprising: a positive electrode comprising the positive electrode active material of claim 1; a negative electrode; and a non-aqueous electrolyte [0022]. Claims 3 and 5 are rejected under 35 U.S.C. 103 by Choi, US20210167381A1 and Ito, US20180212233A1 as applied to claim 1 above, and further in view of Han, US20220416231A1. Regarding claim 3, combined Choi teaches the positive electrode active material of claim 1, Combined Choi does not teach wherein: the first niobium compound does not contain lithium. Han teaches a positive electrode material comprising a lithium oxide primary particle [0002] wherein the primary particle has a coating layer disposed thereon wherein the coating layer comprises at least one of Nb2O5 and NbO [0031]. Further, Han teaches that the coating layer comprising said compounds effectively coats the lithium oxide primary particles and reduces battery deterioration [0037]. Then, it would have been obvious to one of ordinary skill in the art to combine the coating material of Han into the electrode material of combined Choi to reduce battery deterioration. Regarding claim 5, combined Choi teaches the positive electrode active material of claim 3, Further, Han teaches wherein: the first niobium compound is at least one of Nb2O5, NbO and NbO2 [0031]. Claim 9 is rejected under 35 U.S.C. 103 by Choi, US20210167381A1 and Ito, US20180212233A1 as applied to claim 1 above, and further in view of Campbell, US20210028448A1. Regarding claim 9, combined Choi teaches the positive electrode active material of claim 1, Further, Ito teaches wherein: the second niobium compound is LiNbO3 [0042]. Combined Choi does not teach a content of the LiNbO3 is 15.7 at % or more based on the total of the first and second niobium compounds included in the positive active material. Campbell teaches a positive electrode material comprising a lithium oxide primary particle [0002] wherein the primary particle has a coating layer disposed thereon wherein the coating layer comprises LiNbO3 [0079] wherein a content of the LiNbO3 is 15.7 at % or more based on the total of the first and second niobium compounds included in the positive active material (95% or more)[0108]. Further, Campbell teaches that lithium niobate is preferred as it selectively forms on the surface of the cathode material thereby improving conductivity [0079]. Then, it would have been obvious to one of ordinary skill in the art to combine the coating composition of Campbell into the material of combined Choi to improve conductivity. Claim 10 is rejected under 35 U.S.C. 103 by Choi, US20210167381A1 and Ito, US20180212233A1 as applied to claim 1 above, and further in view of Kaneda, US20210280864A1. Regarding claim 10, combined Choi teaches the positive electrode active material of claim 1, Combined Choi does not teach wherein: a content of niobium in the positive active material is 4,000 ppm or less based on the total of the positive active material Kaneda teaches a positive electrode material for a lithium secondary battery [0001] wherein the positive electrode material is a lithium metal oxide particle including primary particles agglomerated to form a secondary particle structure [0026] wherein the primary particles and the secondary particles to have a coating layer comprising a niobium compound [0067][0068], wherein: a content of niobium in the positive active material is 4,000 ppm or less based on the total of the positive active material (1000 – 25000 ppm)[table 1]. In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists [MPEP 2144.05 I]. Further, Kaneda teaches that the niobium concentration within the positive active material within the claimed range increases conductivity while reducing reaction resistance [0062][0063]. Then, it would have been obvious to one of ordinary skill in the art to combine the concentration of Kaneda into the active material of combined Choi to increase conductivity and reduce resistance. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PATRICK M GREENE whose telephone number is (571)270-1340. The examiner can normally be reached M-F 8-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Miriam Stagg can be reached at (571)270-5256. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PATRICK MARSHALL GREENE/Examiner, Art Unit 1724 /MIRIAM STAGG/Supervisory Patent Examiner, Art Unit 1724
Read full office action

Prosecution Timeline

Aug 09, 2022
Application Filed
Jun 16, 2025
Non-Final Rejection mailed — §103
Sep 16, 2025
Response Filed
Oct 21, 2025
Final Rejection mailed — §103
Dec 17, 2025
Request for Continued Examination
Dec 19, 2025
Response after Non-Final Action
Apr 09, 2026
Non-Final Rejection mailed — §103
Jul 09, 2026
Response Filed

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12665216
MANUFACTURING METHOD OF SECONDARY BATTERY
3y 6m to grant Granted Jun 23, 2026
Patent 12633631
MANUFACTURING METHOD OF SECONDARY BATTERY
3y 5m to grant Granted May 19, 2026
Patent 12620630
ALL-SOLID-STATE BATTERY
4y 1m to grant Granted May 05, 2026
Patent 12512481
ELECTRODE FOR MEMBRANE-ELECTRODE ASSEMBLY AND METHOD OF MANUFACTURING SAME
1y 9m to grant Granted Dec 30, 2025
Patent 12500247
METHOD OF MANUFACTURING A FLOW GUIDE FOR AN ELECTROCHEMICAL REACTOR
3y 12m to grant Granted Dec 16, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
69%
Grant Probability
96%
With Interview (+27.2%)
3y 0m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 158 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month