Prosecution Insights
Last updated: April 19, 2026
Application No. 17/789,578

EARLY INDICATION OF REDUCED CAPABILITY DEVICE

Final Rejection §103
Filed
Jun 28, 2022
Examiner
ZUNIGA ABAD, JACKIE
Art Unit
2469
Tech Center
2400 — Computer Networks
Assignee
Telefonaktiebolaget Lm Ericsson (Publ)
OA Round
4 (Final)
76%
Grant Probability
Favorable
5-6
OA Rounds
3y 5m
To Grant
99%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allow Rate
553 granted / 727 resolved
+18.1% vs TC avg
Strong +24% interview lift
Without
With
+23.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
37 currently pending
Career history
764
Total Applications
across all art units

Statute-Specific Performance

§101
5.7%
-34.3% vs TC avg
§103
51.9%
+11.9% vs TC avg
§102
24.0%
-16.0% vs TC avg
§112
8.8%
-31.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 727 resolved cases

Office Action

§103
DETAILED ACTION Claims 1, 13, 16, 30-32, 34, and 36-47 are presented for examination. Claims 1, 16, 32, 34, 36, 37, 39, 40, 42, 43, 45, and 46 are amended. Claims 2-12, 14, 15, 17-29, 33, and 35 are canceled. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments with respect to claim(s) 1 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Objections Claims 1, 16, 32, and 34 are objected to because of the following informalities: Claim 1 discloses “a power headroom report, PSR” in line 8. For clarity and consistency, it is suggested to amend the limitation to “a power headroom report, PHR”. Claims 16, 32, and 34 disclose similar limitations and are therefore objected for the same reason as indicated above. Appropriate correction is required. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 13, 16, 30-32, 34, and 36-47 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lei et al., (hereinafter Lei), U.S. Publication No. 2021/0195654 (Provisional Support 62/952195 - paragraphs 0057, 0060, 0061, 0064, 0073, 0091, 0100), in view of Sun et al., (hereinafter Sun), U.S. Publication 2020/0145927. As per claim 1, Lei discloses a method performed by a wireless device [paragraphs 0002, 0022, 0053, 0087, 0124, Abstract, claim 1, a method performed by a wireless device (methods and apparatus related to user equipment (UE) capabilities in wireless communication systems)], the method comprising: transmitting, as part of 2-step random access, a msgA to a base station [fig. 5, paragraphs 0056, 0062, 0072, 0092, transmitting, as part of 2-step random access, a msgA to a base station (a UE can communicate one or more IEs to a base station through the use of a RACH procedure, e.g., a two-step (2-step))], wherein a physical uplink shared channel, PUSCH, part of the msgA includes a medium access control, MAC, control element, CE having an indication that the wireless device is a reduced capability wireless device [fig. 5, paragraphs 0056, 0058, 0062, 0063, 0069, 0080, 0105, wherein a physical uplink shared channel, PUSCH, part of the msgA includes a medium access control, MAC, control element. CE having an indication that the wireless device is a reduced capability wireless device ((reduced capability (redcap) or light UEs); indication of the UE capability is transmitted during the RACH procedure; UE capability may be reduced (Redcap); a MAC control element (MAC-CE) in a message A (msgA) payload of a 2-step RACH)], Lei does not explicitly discloses wherein: the MAC CE is a buffer status report, BSR, MAC CE; or the MAC CE is a power headroom report. PSR, MAC CE. However, Sun teaches wherein: the MAC CE is a buffer status report, BSR, MAC CE; or the MAC CE is a power headroom report. PSR, MAC CE [fig. 13, 14, paragraphs 0061, 0068-0070, 0072, 0077, wherein: the MAC CE is a power headroom report. PSR, MAC CE (power headroom report (PHR) MAC control element (CE) used in transmission power reduction by the UE)]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the method described in Lei by including wherein the MAC CE is a power headroom report. PSR, MAC CE as taught by Sun because it would provide the Lei’s method with the enhanced capability of achieving power reduction [Sun, paragraphs 0024, 0062]. As per claim 13, Lei discloses the method of claim 1, wherein the wireless device is the reduced capability wireless device having reduced capabilities compared to a Release 15 new radio, NR, user equipment, UE [fig. 1, paragraphs 0004, 0023, 0055, wherein the wireless device has reduced capabilities compared to a Release 15 new radio, NR, user equipment, UE (telecommunication standard is 5G New Radio (NR); certain types of UEs with reduced capabilities, such as reduced capability (redcap) UEs or low/medium tier UEs; a reduction in UE's capability can include bandwidth reduction, Tx or Rx antenna number reduction, half-duplex FDD, power class reduction, and/or a relaxation of a UE processing timeline or capability)], and the indication that the wireless device is the reduced capability wireless device indicates at least one of - reduced bandwidth; - reduced number of Rx antennas; - reduced number of Tx antennas; - half duplex frequency division duplex, FDD; - relaxed processing time; - relaxed processing capability [paragraphs 0055, 0065, the reduced capability wireless device types have different number of Rx antennas; or - the reduced capability wireless device types have different bandwidth; or - some of the reduced capability wireless device types are configured for half duplex, HD, frequency division duplex, FDD, and some are not (a reduction in UE's capability can include bandwidth reduction, Tx or Rx antenna number reduction, half-duplex FDD, power class reduction, and/or a relaxation of a UE processing timeline or capability)]. As per claim 16, Lei discloses a method performed by a base station [paragraphs 0002, 0022, 0053, 0100, 0124, Abstract, claim 1, a method performed by a base station (method may be performed by a base station; wireless communications system includes base stations 102, UEs 104)], the method comprising: receiving, as part of 2-step random access, a msgA from a wireless device [fig. 5, paragraphs 0056, 0062, 0072, 0092, receiving, as part of 2-step random access, a msgA from a wireless device (a UE can communicate one or more IEs to a base station through the use of a RACH procedure, e.g., a two-step (2-step))], wherein a physical uplink shared channel, PUSCH, part of the msgA includes a medium access control, MAC, control element, CE having an indication that the wireless device is a reduced capability wireless device [fig. 5, paragraphs 0056, 0058, 0062, 0063, 0069, 0080, 0105, wherein a physical uplink shared channel, PUSCH, part of the msgA includes a medium access control, MAC, control element. CE having an indication that the wireless device is a reduced capability wireless device ((reduced capability (redcap) or light UEs); indication of the UE capability is transmitted during the RACH procedure; UE capability may be reduced (Redcap); a MAC control element (MAC-CE) in a message A (msgA) payload of a 2-step RACH)], Lei does not explicitly discloses wherein: the MAC CE is a buffer status report, BSR, MAC CE; or the MAC CE is a power headroom report. PSR, MAC CE. However, Sun teaches wherein: the MAC CE is a buffer status report, BSR, MAC CE; or the MAC CE is a power headroom report. PSR, MAC CE [fig. 13, 14, paragraphs 0061, 0068-0070, 0072, 0077, wherein: the MAC CE is a power headroom report. PSR, MAC CE (power headroom report (PHR) MAC control element (CE) used in transmission power reduction by the UE)]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the method described in Lei by including wherein the MAC CE is a power headroom report. PSR, MAC CE as taught by Sun because it would provide the Lei’s method with the enhanced capability of achieving power reduction [Sun, paragraphs 0024, 0062]. As per claim 30, Lei discloses the method of claim 16, further comprising: - restricting access for the wireless device based on the indication [paragraphs 0054-0056, restricting access for the wireless device based on the indication (UEs may be restricted to apply certain transmission or reception schemes; indication and/or flexible switching of UE capabilities may be utilized to support coverage recovery, access control)]. As per claim 31, Lei discloses the method of claim16, further comprising: - scheduling the wireless device based on the indication [paragraphs 0046, 0047, 0056, scheduling the wireless device based on the indication (each IE can be mapped to one set of UE features associated with corresponding UE capabilities, which can be used by a base station for scheduling)]. As per claim 32, Lei discloses a wireless device [paragraphs 0002, 0022, 0053, 0087, 0124, Abstract, claim 1, a wireless device (methods and apparatus related to user equipment (UE) capabilities in wireless communication systems)] comprising: - processing circuitry [fig. 3, 8, paragraph 0043, 0045, 0112, processing circuitry (a controller/processor)] configured to cause the wireless device to transmit, as part of 2-step random access, a msgA to a base station [fig. 5, paragraphs 0056, 0062, 0072, 0092, transmit, as part of 2-step random access, a msgA to a base station (a UE can communicate one or more IEs to a base station through the use of a RACH procedure, e.g., a two-step (2-step))], wherein a physical uplink shared channel, PUSCH, part of the msgA includes a medium access control, MAC, control element, CE having an indication that the wireless device is a reduced capability wireless device [fig. 5, paragraphs 0056, 0058, 0062, 0063, 0069, 0080, 0105, wherein a physical uplink shared channel, PUSCH, part of the msgA includes a medium access control, MAC, control element. CE having an indication that the wireless device is a reduced capability wireless device ((reduced capability (redcap) or light UEs); indication of the UE capability is transmitted during the RACH procedure; UE capability may be reduced (Redcap); a MAC control element (MAC-CE) in a message A (msgA) payload of a 2-step RACH)], - power supply circuitry configured to supply power to the wireless device [fig. 3, 8, paragraphs 0043, 0112, power supply circuitry configured to supply power to the wireless device (a base station 310 in communication with a UE 350 in an access network; a power supply 818)]. Lei does not explicitly discloses wherein: the MAC CE is a buffer status report, BSR, MAC CE; or the MAC CE is a power headroom report. PSR, MAC CE. However, Sun teaches wherein: the MAC CE is a buffer status report, BSR, MAC CE; or the MAC CE is a power headroom report. PSR, MAC CE [fig. 13, 14, paragraphs 0061, 0068-0070, 0072, 0077, wherein: the MAC CE is a power headroom report. PSR, MAC CE (power headroom report (PHR) MAC control element (CE) used in transmission power reduction by the UE)]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the device described in Lei by including wherein the MAC CE is a power headroom report. PSR, MAC CE as taught by Sun because it would provide the Lei’s device with the enhanced capability of achieving power reduction [Sun, paragraphs 0024, 0062]. As per claim 34, Lei discloses a base station comprising: - processing circuitry [fig. 3, 9, paragraphs 0043, 0116, processing circuitry (the base station 310)] configured to receive, as part of 2-step random access, a msgA from a wireless device [fig. 5, paragraphs 0056, 0062, 0072, 0092, receive, as part of 2-step random access, a msgA from a wireless device (a UE can communicate one or more IEs to a base station through the use of a RACH procedure, e.g., a two-step (2-step))], wherein a physical uplink shared channel, PUSCH, part of the msgA includes a medium access control, MAC, control element, CE having an indication that the wireless device is a reduced capability wireless device [fig. 5, paragraphs 0056, 0058, 0062, 0063, 0069, 0080, 0105, wherein a physical uplink shared channel, PUSCH, part of the msgA includes a medium access control, MAC, control element. CE having an indication that the wireless device is a reduced capability wireless device ((reduced capability (redcap) or light UEs); indication of the UE capability is transmitted during the RACH procedure; UE capability may be reduced (Redcap); a MAC control element (MAC-CE) in a message A (msgA) payload of a 2-step RACH)], - power supply circuitry configured to supply power to the base station [paragraphs 0066, 0100, power supply circuitry configured to supply power to the base station (a base station 310 in communication with a UE 350 in an access network; a power supply)], wherein the indication that the wireless device is the reduced capability wireless device is included in a medium access control, MAC, subheader [fig. 5, paragraphs 0063, 0069, 0080, 0093, 0105, wherein the indication that the wireless device is the reduced capability wireless device is included in a medium access control, MAC, subheader (a reduced capability or light UE can report its capability; a UE can map information including a UE capability to a dedicated MAC header or sub-header; indicated via, a number of different channels)]. Lei does not explicitly discloses wherein: the MAC CE is a buffer status report, BSR, MAC CE; or the MAC CE is a power headroom report. PSR, MAC CE. However, Sun teaches wherein: the MAC CE is a buffer status report, BSR, MAC CE; or the MAC CE is a power headroom report. PSR, MAC CE [fig. 13, 14, paragraphs 0061, 0068-0070, 0072, 0077, wherein: the MAC CE is a power headroom report. PSR, MAC CE (power headroom report (PHR) MAC control element (CE) used in transmission power reduction by the UE)]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the station described in Lei by including wherein the MAC CE is a power headroom report. PSR, MAC CE as taught by Sun because it would provide the Lei’s station with the enhanced capability of achieving power reduction [Sun, paragraphs 0024, 0062]. As per claim 36, Lei discloses the method of claim 1, wherein the MAC CE is the BSR MAC CE [fig. 2D, paragraphs 0042, 0062, 0069, wherein the MAC CE is the BSR MAC CE (PUSCH carries data, and may additionally be used to carry a buffer status report (BSR), a power headroom report (PHR))]. As per claim 37, Lei discloses the method of claim 1, Lei does not explicitly discloses wherein the MAC CE is the PHR MAC CE. However, Sun teaches wherein the MAC CE is the PHR MAC CE [fig. 13, 14, paragraphs 0061, 0068-0070, 0072, 0077, wherein the MAC CE is the PHR MAC CE (power headroom report (PHR) MAC control element (CE) used in transmission power reduction by the UE)]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the method described in Lei by including wherein the MAC CE is a power headroom report. PSR, MAC CE as taught by Sun because it would provide the Lei’s method with the enhanced capability of achieving power reduction [Sun, paragraphs 0024, 0062]. As per claim 38, Lei discloses the method of claim 37, Lei does not explicitly discloses wherein the indication uses a reserved bit in the PHR MAC CE. However, Sun teaches wherein the indication uses a reserved bit in the PHR MAC CE [fig. 13, paragraphs 0069, 0072, 0079, wherein the indication uses a reserved bit in the PHR MAC CE (PHR MAC CE may include reserved bits 250)]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the station described in Lei by including a reserved bit in the PHR MAC CE as taught by Sun because it would provide the Lei’s station with the enhanced capability of achieving power reduction [Sun, paragraphs 0024, 0062]. As per claim 39, Lei discloses the method of claim 16, wherein the MAC CE is the BSR MAC CE [fig. 2D, paragraphs 0042, 0062, 0069, wherein the MAC CE is the BSR MAC CE (PUSCH carries data, and may additionally be used to carry a buffer status report (BSR), a power headroom report (PHR))]. As per claim 40, Lei discloses the method of claim 16, Lei does not explicitly discloses wherein the MAC CE is the PHR MAC CE. However, Sun teaches wherein the MAC CE is the PHR MAC CE [fig. 13, 14, paragraphs 0061, 0068-0070, 0072, 0077, wherein the MAC CE is the PHR MAC CE (power headroom report (PHR) MAC control element (CE) used in transmission power reduction by the UE)]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the method described in Lei by including wherein the MAC CE is a power headroom report. PSR, MAC CE as taught by Sun because it would provide the Lei’s method with the enhanced capability of achieving power reduction [Sun, paragraphs 0024, 0062]. As per claim 41, Lei discloses the method of claim 40, Lei does not explicitly discloses wherein the indication uses a reserved bit in the PHR MAC CE. However, Sun teaches wherein the indication uses a reserved bit in the PHR MAC CE [fig. 13, paragraphs 0069, 0072, 0079, wherein the indication uses a reserved bit in the PHR MAC CE (PHR MAC CE may include reserved bits 250)]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the station described in Lei by including a reserved bit in the PHR MAC CE as taught by Sun because it would provide the Lei’s station with the enhanced capability of achieving power reduction [Sun, paragraphs 0024, 0062]. As per claim 42, Lei discloses the wireless device of claim 32, wherein the MAC CE is the BSR MAC CE [fig. 2D, paragraphs 0042, 0062, 0069, wherein the MAC CE is the BSR MAC CE (PUSCH carries data, and may additionally be used to carry a buffer status report (BSR), a power headroom report (PHR))]. As per claim 43, Lei discloses the wireless device of claim 32, Lei does not explicitly discloses wherein the MAC CE is the PHR MAC CE. However, Sun teaches wherein the MAC CE is the PHR MAC CE [fig. 13, 14, paragraphs 0061, 0068-0070, 0072, 0077, wherein the MAC CE is the PHR MAC CE (power headroom report (PHR) MAC control element (CE) used in transmission power reduction by the UE)]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the device described in Lei by including wherein the MAC CE is a power headroom report. PSR, MAC CE as taught by Sun because it would provide the Lei’s device with the enhanced capability of achieving power reduction [Sun, paragraphs 0024, 0062]. As per claim 44, Lei discloses the wireless device of claim 43, Lei does not explicitly discloses wherein the indication uses a reserved bit in the PHR MAC CE. However, Sun teaches wherein the indication uses a reserved bit in the PHR MAC CE [fig. 13, paragraphs 0069, 0072, 0079, wherein the indication uses a reserved bit in the PHR MAC CE (PHR MAC CE may include reserved bits 250)]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the device described in Lei by including a reserved bit in the PHR MAC CE as taught by Sun because it would provide the Lei’s device with the enhanced capability of achieving power reduction [Sun, paragraphs 0024, 0062]. As per claim 45, Lei discloses the base station of claim 34, wherein the MAC CE is the BSR MAC CE [fig. 2D, paragraphs 0042, 0062, 0069, wherein the MAC CE is the BSR MAC CE (PUSCH carries data, and may additionally be used to carry a buffer status report (BSR), a power headroom report (PHR))]. As per claim 46, Lei discloses the base station of claim 34, Lei does not explicitly discloses wherein the MAC CE is the PHR MAC CE. However, Sun teaches wherein the MAC CE is the PHR MAC CE [fig. 13, 14, paragraphs 0061, 0068-0070, 0072, 0077, wherein the MAC CE is the PHR MAC CE (power headroom report (PHR) MAC control element (CE) used in transmission power reduction by the UE)]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the station described in Lei by including wherein the MAC CE is a power headroom report. PSR, MAC CE as taught by Sun because it would provide the Lei’s station with the enhanced capability of achieving power reduction [Sun, paragraphs 0024, 0062]. As per claim 47, Lei discloses the base station of claim 46, Lei does not explicitly discloses wherein the indication uses a reserved bit in the PHR MAC CE. However, Sun teaches wherein the indication uses a reserved bit in the PHR MAC CE [fig. 13, paragraphs 0069, 0072, 0079, wherein the indication uses a reserved bit in the PHR MAC CE (PHR MAC CE may include reserved bits 250)]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the device described in Lei by including a reserved bit in the PHR MAC CE as taught by Sun because it would provide the Lei’s device with the enhanced capability of achieving power reduction [Sun, paragraphs 0024, 0062]. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Haim et al., U.S. Publication No. 2011/0105173 discloses UL resources can accommodate a PHR MAC control element plus its subheader. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JACKIE ZUNIGA ABAD whose telephone number is (571)270-7194. The examiner can normally be reached Monday - Friday, 8:00am - 4:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, IAN MOORE can be reached at 571-272-3085. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JACKIE ZUNIGA ABAD/ Primary Examiner, Art Unit 2469
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Prosecution Timeline

Jun 28, 2022
Application Filed
Jun 28, 2022
Response after Non-Final Action
Aug 22, 2024
Non-Final Rejection — §103
Dec 06, 2024
Response Filed
Mar 04, 2025
Final Rejection — §103
Apr 10, 2025
Applicant Interview (Telephonic)
Apr 10, 2025
Examiner Interview Summary
May 07, 2025
Request for Continued Examination
May 13, 2025
Response after Non-Final Action
Jun 27, 2025
Non-Final Rejection — §103
Jul 17, 2025
Applicant Interview (Telephonic)
Jul 17, 2025
Examiner Interview Summary
Sep 24, 2025
Response Filed
Dec 04, 2025
Final Rejection — §103 (current)

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