Office Action Predictor
Application No. 17/795,668

POLYURETHANE RESIN HAVING GOOD ADHESIVENESS TO SUBSTRATE, AND COMPOSITION FOR ADHESIVE, INK BINDER, OR COATING AGENT USING THE RESIN

Final Rejection §103
Filed
Jul 27, 2022
Examiner
HESTER, HOLLEY GRACE
Art Unit
1766
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Toyobo Co., LTD.
OA Round
2 (Final)
67%
Grant Probability
Favorable
3-4
OA Rounds
3y 3m
To Grant
89%
With Interview

Examiner Intelligence

67%
Career Allow Rate
33 granted / 49 resolved
Without
With
+21.4%
Interview Lift
avg trend
3y 3m
Avg Prosecution
36 pending
85
Total Applications
career history

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
51.3%
+11.3% vs TC avg
§102
19.5%
-20.5% vs TC avg
§112
22.3%
-17.7% vs TC avg
Black line = Tech Center average estimate • Based on career data

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Status Claim 1 has been amended. Support for the amendment can be found in [p. 0018] of the specification. Claim 3 has been canceled. Claims 1 and 2 are pending. Response to Arguments Applicant’s arguments, see p. 3-5, filed 07/09/2025, with respect to the rejections of claim 1 under 35 U.S.C. 102 (a)(1) as being anticipated by Kanagawa et al (US 2014/0303330 A1) have been fully considered and are persuasive. The rejection of claim 1 has been withdrawn. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1 and 2 are rejected under 35 U.S.C. 103 as being unpatentable over Tatsuya et al (JP 2012194309 A). Tatsuya et al teaches a urethane-based optical film (prism sheet) [p. 0002, 0011]. Tatsuya teaches the preparation of a polyurethane prepolymer by reacting an aliphatic cyclic structure-containing polyol (A), an aliphatic cyclic structure-containing polyisocyanate (B), and the other active hydrogen-containing chain extender in the presence of a solvent [p. 0062] Tatsuya et al teaches (A) is preferably an aliphatic cyclic structure-containing polycarbonate polyol[p. 0037] Tatsuya et al exemplifies the use of UC-100 as (A), which is the same polycarbonate polyol used by applicants [p. 0096-0099]. Tatsuya et al teaches it is preferable to use the aliphatic cyclic structure-containing polycarbonate polyol in combination with other active hydrogen-containing chain extenders, in order to form a prism sheet having excellent solvent resistance, heat resistance, and durability [p. 0037]. Tatsuya et al teaches examples of the other active hydrogen-containing chain extenders include polyhydric alcohols such as neopentyl glycol [p. 0038]. Tatsuya et al teaches it is preferable to use isophorone diisocyanate or 4,4'-dicyclohexylmethane diisocyanate for (B), and exemplifies the use of isophorone diisocyanate [p. 0041, 0096-0099]. Tatsuya et al is silent with respect to the glass transition temperature of the polyurethane prepolymer prepared from (A), (B), and the active hydrogen-containing chain extender. However, Tatsuya et al teaches embodiments that are substantially similar to the polyurethane prepolymer prepared by applicants (UC-100, IPDI, Neopentyl Glycol; p. 21 of instant specification). In light of this, a skilled artisan would reasonably expect embodiments of the polyurethane prepolymer of Tatsuya et al to have a glass transition temperature greater than 50 °C if measured under the same conditions. Tatsuya et al teaches the urethane prepolymer is then reacted with an aliphatic cyclic structure-containing polyamine (C) and an acrylic compound (D) to produce an acrylic-modified urethane urea resin [p. 0062]. Tatsuya et al teaches the aliphatic cyclic structure-containing polyamine (C) is preferably used in an amount of 1 to 20 mass % based on the total mass of (A), (B), (C), and (D) [p. 0048]. Tatsuya et al teaches the (meth)acrylic compound (D) having an active hydrogen atom-containing group is used to introduce a (meth)acryloyl group into the acrylic-modified urethane urea resin, and has an active hydrogen atom-containing group capable of reacting with an isocyanate group [p. 0050]. Tatsuya et al teaches the acrylic compound (D) is preferably used in an amount of 0.05 to 10% by mass relative to the total mass of (A), (B), (C), and (D) [p. 0054]. Component (C) alone, (D) alone, or (C) and (D) in combination read over of Tatsuya et al read over the instantly claimed crosslinking agent (Y). Considering components (C) and (D) in combination, the total of components (C) and (D) taught by Tatsuya et al corresponds to 1 to 43 parts relative to 100 parts of the polyurethane prepolymer prepared from (A) and (B). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to HOLLEY GRACE HESTER whose telephone number is (703)756-5435. The examiner can normally be reached Monday - Friday 9:00AM -5:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Randy Gulakowski can be reached at (571) 272-1302. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HOLLEY GRACE HESTER/Examiner, Art Unit 1766 /RANDY P GULAKOWSKI/Supervisory Patent Examiner, Art Unit 1766
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Prosecution Timeline

Jul 27, 2022
Application Filed
Apr 10, 2025
Non-Final Rejection — §103
Jul 09, 2025
Response Filed
Sep 23, 2025
Final Rejection — §103
Apr 08, 2026
Response after Non-Final Action

Precedent Cases

Applications granted by this same examiner with similar technology. Study what changed to get past this examiner.

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POLYCARBONATE COPOLYMER AND METHOD FOR PREPARING THE SAME
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POLYESTER FILM, HEAT-SHRINKABLE LABEL AND PACKAGING COMPRISING SAME
2y 5m to grant Granted Mar 24, 2026
Patent 12584013
POLYCARBONATE COMPOUND COMPOSITION AND METHOD FOR PREPARING THE SAME
2y 5m to grant Granted Mar 24, 2026
Patent 12565562
SILANE TERMINATED POLYETHER EMULSIONS FOR COATING APPLICATIONS
2y 5m to grant Granted Mar 03, 2026
Patent 12559595
CURABLE RESIN COMPOSITIONS
2y 5m to grant Granted Feb 24, 2026

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Prosecution Projections

3-4
Expected OA Rounds
67%
Grant Probability
89%
With Interview (+21.4%)
3y 3m
Median Time to Grant
Moderate
PTA Risk
Based on 49 resolved cases by this examiner