Prosecution Insights
Last updated: April 19, 2026
Application No. 17/796,896

SOLID-STATE IMAGING ELEMENT AND IMAGING SYSTEM

Non-Final OA §103
Filed
Aug 02, 2022
Examiner
FERNANDES, ERROL V
Art Unit
2893
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Sony Semiconductor Solutions Corporation
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
2y 3m
To Grant
96%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allow Rate
667 granted / 786 resolved
+16.9% vs TC avg
Moderate +12% lift
Without
With
+11.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
28 currently pending
Career history
814
Total Applications
across all art units

Statute-Specific Performance

§103
58.7%
+18.7% vs TC avg
§102
36.7%
-3.3% vs TC avg
§112
4.0%
-36.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 786 resolved cases

Office Action

§103
DETAILED ACTION Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-6 and 11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Niwa WO 2019/087471 A1 (see attached English Translation) in view of Sano et al. JP 2013/187360 A (see Applicant submitted translation). Regarding claims 1-6, Niwa discloses: A solid-state imaging element (Figs. 1-8) comprising: a first substrate (Fig. 2; 201 light receiving chip) provided with a photodiode (Fig. 3; 221 photodiodes) that photoelectrically converts incident light to generate a photocurrent; and a second substrate (Fig. 2; 202 detection chip) provided with a luminance change detection circuit (Figs. 6 and 8; 340 quantizer which includes a 341 comparator) that detects a change in luminance of the incident light on a basis of a voltage signal converted by a conversion circuit (Fig. 6; 310 current-voltage conversion circuit) that converts the photocurrent into the voltage signal, the second substrate bonded to the first substrate, Niwa does not disclose: the solid-state imaging element including: a light shielding unit that is provided in at least any one of the first substrate or the second substrate and shields light between an active element provided in the second substrate and the photodiode. Sano discloses a publication from a similar field of endeavor in which: the solid-state imaging element including: a light shielding unit (40) that is provided in at least any one of the first substrate (41) or the second substrate (55) and shields light between an active element provided in the second substrate and the photodiode (PD) (Figs. 3 and 4). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to incorporate the light shielding layer of Sano within the similar solid state imaging element of Niwa to improve image quality by suppressing incidence of hot carrier light as noise detrimentally affecting the underlying circuitry. (claim 2) a first wiring layer (Sano: Fig. 4; 40A and 40B). (claim 3) Sano: Fig 3. (claim 4) Sano: Fig 3; light shielding layer near wiring layer 55. (claim 5) Sano: Fig. 3; light shielding layer between 32 having PD and 55. (claim 6) Sano: Figs. 3 in view of 4. Regarding claim 11, Niwa discloses: An imaging system (Figs. 1-8 and 17) comprising: a solid-state imaging element (Figs. 2-8) comprising: a lens (Fig. 1; 110); a first substrate (Fig. 2; 201 light receiving chip) provided with a photodiode (Fig. 3; 221 photodiodes) that photoelectrically converts incident light to generate a photocurrent; and a second substrate (Fig. 2; 202 detection chip) provided with a luminance change detection circuit (Figs. 6 and 8; 340 quantizer which includes a 341 comparator) that detects a change in luminance of the incident light on a basis of a voltage signal converted by a conversion circuit (Fig. 6; 310 current-voltage conversion circuit) that converts the photocurrent into the voltage signal, the second substrate bonded to the first substrate, and a signal processing chip (Fig. 17; 203 signal processing chip) that performs signal processing on an output from the solid-stating imaging element. Niwa does not disclose: the solid-state imaging element including: a light shielding unit that is provided in at least any one of the first substrate or the second substrate and shields light between an active element provided in the second substrate and the photodiode. Sano discloses a publication from a similar field of endeavor in which: the solid-state imaging element including: a light shielding unit (40) that is provided in at least any one of the first substrate (41) or the second substrate (55) and shields light between an active element provided in the second substrate and the photodiode (PD) (Figs. 3 and 4). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to incorporate the light shielding layer of Sano within the similar solid state imaging element of Niwa to improve image quality by suppressing incidence of hot carrier light as noise detrimentally affecting the underlying circuitry. Claims 1, 7 and 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Niwa WO 2019/087471 A1 (see attached English Translation) in view of Shoji et al. WO 2013/115075 A1 (see attached English Translation). Regarding claims 1, 7 and 8, Niwa discloses: A solid-state imaging element (Figs. 1-8) comprising: a first substrate (Fig. 2; 201 light receiving chip) provided with a photodiode (Fig. 3; 221 photodiodes) that photoelectrically converts incident light to generate a photocurrent; and a second substrate (Fig. 2; 202 detection chip) provided with a luminance change detection circuit (Figs. 6 and 8; 340 quantizer which includes a 341 comparator) that detects a change in luminance of the incident light on a basis of a voltage signal converted by a conversion circuit (Fig. 6; 310 current-voltage conversion circuit) that converts the photocurrent into the voltage signal, the second substrate bonded to the first substrate, Niwa does not disclose: the solid-state imaging element including: a light shielding unit that is provided in at least any one of the first substrate or the second substrate and shields light between an active element provided in the second substrate and the photodiode. Shoji discloses a publication from a similar field of endeavor in which: the solid-state imaging element including: a light shielding unit (40) that is provided in at least any one of the first substrate or the second substrate (41) and shields light between an active element (47) provided in the second substrate and the photodiode (34) (Fig. 3). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to incorporate the light shielding layer of Sano within the similar solid state imaging element of Niwa to improve image quality by suppressing incidence of hot carrier light as noise detrimentally affecting the underlying circuitry. (claims 7 and 8) a second wiring layer (Shoji: Fig. 3; 40 including 45/46 in 41). Claims 1 and 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Niwa WO 2019/087471 A1 (see attached English Translation) in view of Takahisa et al. JP 2018/101699 A (see Applicant submitted translation). Regarding claims 1 and 9, Niwa discloses: A solid-state imaging element (Figs. 1-8) comprising: a first substrate (Fig. 2; 201 light receiving chip) provided with a photodiode (Fig. 3; 221 photodiodes) that photoelectrically converts incident light to generate a photocurrent; and a second substrate (Fig. 2; 202 detection chip) provided with a luminance change detection circuit (Figs. 6 and 8; 340 quantizer which includes a 341 comparator) that detects a change in luminance of the incident light on a basis of a voltage signal converted by a conversion circuit (Fig. 6; 310 current-voltage conversion circuit) that converts the photocurrent into the voltage signal, the second substrate bonded to the first substrate, Niwa does not disclose: the solid-state imaging element including: a light shielding unit that is provided in at least any one of the first substrate or the second substrate and shields light between an active element provided in the second substrate and the photodiode. Takahisa discloses a publication from a similar field of endeavor in which: the solid-state imaging element including: a light shielding unit (71/72) that is provided in at least any one of the first substrate (28) or the second substrate (26) and shields light between an active element provided in the second substrate and the photodiode (PD) (Fig. 3). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to incorporate the light shielding layer of Sano within the similar solid state imaging element of Niwa to improve image quality by suppressing incidence of hot carrier light as noise detrimentally affecting the underlying circuitry. (claim 9) a connection electrode (Takahisa: Fig. 3; 52, 64, 71 and 72). Claim 10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Niwa/Sano, as applied to claim 1 above, in view of Tetsuya et al. JP 2018/148116 A (see Applicant submitted translation). Regarding claim 10, Niwa/Sano do not disclose: further comprising: a light shielding member embedded in a trench extending from a boundary region between adjacent photodiodes toward an inside of a first wiring layer provided between a semiconductor layer including the photodiode in the first substrate and the second substrate. Tetsuya discloses a publication from a similar field of endeavor in which: further comprising: a light shielding member (15) embedded in a trench (15) extending from a boundary region between adjacent photodiodes (PD) (Fig. 22). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to incorporate the light shielding member of Tetsuya inside of a first wiring between the semiconductor layer including the photodiode in the first substrate and the second substrate of Niwa/Sano to prevent incident light from leaking into adjacent pixel regions thereby improving image quality of the solid-state imaging element. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERROL V FERNANDES whose telephone number is (571)270-7433. The examiner can normally be reached on 9-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Britt Hanley can be reached on 571-270-3042. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERROL V FERNANDES/Primary Examiner, AU 2893
Read full office action

Prosecution Timeline

Aug 02, 2022
Application Filed
Dec 17, 2025
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
96%
With Interview (+11.6%)
2y 3m
Median Time to Grant
Low
PTA Risk
Based on 786 resolved cases by this examiner. Grant probability derived from career allow rate.

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