Prosecution Insights
Last updated: April 19, 2026
Application No. 17/797,687

ELECTROWINNING CELLS FOR THE SEGREGATION OF THE CATHODIC AND ANODIC COMPARTMENTS

Final Rejection §102§103
Filed
Aug 04, 2022
Examiner
MENDEZ, ZULMARIAM
Art Unit
1794
Tech Center
1700 — Chemical & Materials Engineering
Assignee
UNIVERSITY OF KENTUCKY RESEARCH FOUNDATION
OA Round
2 (Final)
66%
Grant Probability
Favorable
3-4
OA Rounds
3y 2m
To Grant
88%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allow Rate
612 granted / 933 resolved
+0.6% vs TC avg
Strong +22% interview lift
Without
With
+22.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
36 currently pending
Career history
969
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
59.6%
+19.6% vs TC avg
§102
23.8%
-16.2% vs TC avg
§112
10.4%
-29.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 933 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1 and 3-9 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Barker et al. (WO 2017/144912). Regarding claim 1, Barker discloses a spacer plate for an electrolytic cell (abstract; page 25, description of figure 10), comprising: a body outlining sidewalls of an electrolyte chamber (110; abstract), said body including an electrolyte inlet/feed manifolds (101; pages 25-26, description of figures 3a-3b, 9a) and an electrolyte outlet (105; figure 3a); and a flow restrictor/separator fence (132; figures 10a-10b) carried on said body of the electrolyte chamber (110), said flow restrictor/separator fence (132) extending across said electrolyte chamber (110) and dividing said electrolyte chamber into a electrode (anode and cathode) compartments (as shown in figures 3a-3b, 9a-9b); wherein said electrolyte inlet (101) is in communication with said cathode compartment and said electrolyte outlet (105) is in communication with said anode compartment (the electrolyte is delivered through inlet 101 on the left side of the cell, is distributed through the electrode compartments and the separator fences before being discharged through outlet 105); whereby electrolyte delivered through the electrolyte inlet (101) flows through the cathode compartment and across the flow restrictor/separator fence (132) to the anode compartment before being discharged through the electrolyte outlet (101 – as shown in figures 3b, 8, 9a-9b; see also the description of figure 8 on pages 32-33. Multiple manifold designs can be used to give optimum electrolyte distribution in the cell. As indicated by the arrows in the figures, the electrolyte is delivered through inlet 101 on the left side of the cell, is distributed through the electrode compartments and the separator fences before being discharged through outlet 105). Regarding claim 3, Barker further teaches an inlet plenum (101) in said body extending across a first sidewall of the electrolyte chamber (110; figures 3a, 9a). Regarding claim 4, Barker discloses a plurality of inlet ports at the first sidewall of said electrolyte chamber whereby electrolyte flows from said electrolyte inlet through said electrolyte inlet plenum and then through said plurality of inlet ports into said cathode compartment (as shown in figures 3a-3c, 8; see also the description of figure 8 on pages 32-33. Multiple manifold designs can be used to give optimum electrolyte distribution in the cell. As indicated by the arrows in the figures, the electrolyte is delivered through inlet 101 on the left side of the cell, is distributed through the electrode compartments and the separator fences before being discharged through outlet 105). Regarding claim 5, Barker further teaches an outlet plenum (105) in said body extending across a second sidewall of the electrolyte chamber (figures 3a-3c; 9a-9b, 10a). Regarding claim 6, the frame of Barker further includes a plurality of outlet ports (105; figures 3a-3c, 8) at the second sidewall of the electrolyte chamber whereby the electrolyte flows from the anode compartment through the plurality of outlet port and then through the outlet plenum to the electrolyte outlet (as shown in figures 3a-3c, 8; see also the description of figure 8 on pages 32-33. Multiple manifold designs can be used to give optimum electrolyte distribution in the cell. As indicated by the arrows in the figures, the electrolyte is delivered through inlet 101 on the left side of the cell, is distributed through the electrode compartments and the separator fences before being discharged through outlet 105). Regarding claim 7, the first sidewall of Barker is opposite the second sidewall (figures 3a-3c; 9a-9b, 10a). Regarding claim 8, Barker teaches a flow restrictor support (beams 111 and pillars 112) extending across said electrolyte chamber against a face of the flow restrictor/separator fence (132) oriented toward the anode compartment and supporting the flow restrictor/separator fence (132) against flow pressure from the cathode compartment (as shown by arrows in figures 8, 9a-9b, 10a). Regarding claim 9, the flow restrictor support (beams 111 and pillars 112) of Barker includes a plurality of apertures between a plurality of supports extending across the electrolyte chamber in a first direction between the first sidewall and the second sidewall and in a second direction between a third sidewall and a fourth sidewall opposite the third sidewall (figures 3a-3c; 9a-9b, 10a). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 10-13, 15 and 16 are rejected under 35 U.S.C. 103 as being unpatentable over Barker as applied to claim 7 above, and further in view of Kirk et al. (US Patent Application Publication no. 2002/0100681). Regarding claim 10, Barker teaches all the features discussed above, but fails to disclose a first seal on a first side of said body extending around said electrolyte inlet, said inlet plenum and said cathode compartment. Kirk discloses a spacer plate/separator frame (14) for an electrolytic cell comprising a body outlining sidewalls of an electrolyte chamber (the frames define anolyte and catholyte circulation chambers 22, 23, respectively; paragraph 81), said body including an electrolyte inlet (24) and an electrolyte outlet (26; paragraphs 81-82); and a first seal/O-ring (64) on a first side of said body extending around said electrolyte inlet (61), said inlet plenum (32) and said cathode compartment (paragraph 89). It would have been obvious to one having ordinary skill in the art at the time of filing to provide O-rings around the inlets of Barker, as taught by Kirk, in order to effectively prevent leakage of electrolytes even under small internal pressures (paragraph 44). Regarding claim 11, Kirk teaches a second seal on a second side of said body extending around said electrolyte outlet (26), said outlet plenum (34) and said anode compartment (paragraphs 83, 86-89 – multiple O-rings are inserted into grooves of the frames and plates to provide electrolyte and gas sealing). Regarding claim 12, Kirk further discloses a third seal on the first side of the body extending around the electrolyte outlet (paragraphs 83, 86-89 – multiple O-rings are inserted into grooves of the inlets and outlets of the frames and plates to provide electrolyte and gas sealing). Regarding claim 13, Kirk teaches a fourth seal on the second side of the body extending around the electrolyte inlet (paragraphs 83, 86-89 – multiple O-rings are inserted into grooves of the inlets and outlets of the frames and plates to provide electrolyte and gas sealing). Regarding claim 15, Kirk teaches wherein said body further includes a channel outlining said cathode compartment (the porous membrane 20 separates the anolyte circulation chamber 20 and the catholyte circulation chamber 23 to prevent intermixing of the gases formed on opposite sides; paragraph 81). Regarding claim 16, Kirk further discloses a deformable band/O-ring pressed against the flow restrictor down into the channel in order to hold the flow restrictor in place (paragraphs 29, 87-90). Claim 14 is rejected under 35 U.S.C. 103 as being unpatentable over Barker and Kirk as applied to claim 13 above, and further in view of Benavides (US Patent no. 7,309,408). Regarding claim 14, the modified Barker discloses all the features discussed above, but fails to teach a first support lug projecting from a first edge of the body and a second support lug projecting from a second edge of said body. Benavides discloses an electrolysis cell stack comprising a first support lug (34; 35; figures 13-15) projecting from a first edge of the body of the electrodes and a second support lug (34; 35) projecting from a second edge of said body of the electrodes in order to lift them in a single operation (col. 10, lines 29-40). It would have been obvious to one having ordinary skill in the art at the time of filing to incorporate support lugs to the body of the modified Barker, as taught by Benavides, in order to lift the body in a single operation. Response to Arguments Applicant’s arguments with respect to claim(s) 1, 3-13, 15 and 16 have been considered but are moot because the new ground of rejection does not rely on the combination of references applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. The applicant argues that the prior art made of record fails to teach “whereby electrolyte delivered through the electrolyte inlet flows through the cathode compartment and across the flow restrictor to the anode compartment before being discharged through the electrolyte outlet”, as amended. Therefore, after further search and consideration, new grounds of rejection have been presented in view of Barker. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ZULMARIAM MENDEZ whose telephone number is (571)272-9805. The examiner can normally be reached M-F 8am-4:30p. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, James Lin can be reached at 571-272-8902. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ZULMARIAM MENDEZ/Primary Examiner, Art Unit 1794
Read full office action

Prosecution Timeline

Aug 04, 2022
Application Filed
Aug 04, 2025
Non-Final Rejection — §102, §103
Oct 31, 2025
Response Filed
Feb 20, 2026
Final Rejection — §102, §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
66%
Grant Probability
88%
With Interview (+22.1%)
3y 2m
Median Time to Grant
Moderate
PTA Risk
Based on 933 resolved cases by this examiner. Grant probability derived from career allow rate.

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