Prosecution Insights
Last updated: July 17, 2026
Application No. 17/800,784

COMPOSITION FOR ALLEVIATING PULMONARY HYPERTENSION, METHOD FOR PREDICTING PROGNOSIS OF PULMONARY HYPERTENSION, METHOD FOR ASSISTING IN DETERMINING SEVERITY OF PULMONARY HYPERTENSION, AND METHOD FOR ASSISTING IN DIAGNOSING PULMONARY HYPERTENSION

Non-Final OA §102§103
Filed
Feb 23, 2023
Priority
Feb 21, 2020 — JP 2020-028865 +2 more
Examiner
IANNUZO, NATALIE NMN
Art Unit
1653
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
JSR Corporation
OA Round
3 (Non-Final)
11%
Grant Probability
At Risk
3-4
OA Rounds
0m
Est. Remaining
91%
With Interview

Examiner Intelligence

Grants only 11% of cases
11%
Career Allowance Rate
4 granted / 36 resolved
-48.9% vs TC avg
Strong +80% interview lift
Without
With
+80.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
43 currently pending
Career history
95
Total Applications
across all art units

Statute-Specific Performance

§103
79.6%
+39.6% vs TC avg
§102
2.7%
-37.3% vs TC avg
§112
2.3%
-37.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 36 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 04/23/2026 has been entered. Withdrawal of Rejections The response and amendments filed on 04/23/2026 are acknowledged. Any previously applied minor objections and/or minor rejections (i.e., formal matters), not explicitly restated here for brevity, have been withdrawn necessitated by Applicant’s formality correction and/or amendments. For the purposes of clarity of the record, the reasons for the Examiner’s withdrawal, and/or maintaining, if applicable, of the substantive or essential claim rejections are detailed directly below and/or in the Examiner’s Response to Arguments section. Briefly, the previous claim rejections under 35 U.S.C. 103 for obviousness have been withdrawn necessitated by Applicant’s amendments; however, new grounds of rejection are set forth below. The following rejections and/or objections are either reiterated or newly applied. They constitute the complete set presently being applied to the instant application. Claim Rejections - 35 USC § 102, Anticipation The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim 28 is rejected under 35 U.S.C. 102(a)(1) as being anticipated by Maltzahn (U.S. Patent No. 10,064,900; Date of Publication: September 4, 2018 – previously cited). Von Maltzahn’s general disclosure relates to administering fecal material to the gastrointestinal tract of a subject in order to treat or prevent dysbiosis in a mammalian subject (see, e.g., Von Maltzahn, abstract). Moreover, Von Maltzahn discloses that the composition comprising the fecal material can “i) treat a gastrointestinal dysbiosis, and/or ii) engraft at least one type of bacteria present in the therapeutic composition but not present in a mammalian subject prior to treatment; and/or iii) augment at least one type of bacteria not present in the therapeutic composition in a mammalian subject to whom the therapeutic composition is administered” (see, e.g., Von Maltzahn, “Summary of the Invention”, pg. 28, lines 46-52). Furthermore, Von Maltzahn discloses that that pulmonary hypertension is a representative disease that is associated with dysbiosis and is suitable for treatment with compositions comprising fecal bacteria (see, e.g., Von Maltzahn, Table 3). Regarding claim 28 pertaining to improving pulmonary hypertension, Von Maltzahn teaches orally administering to a mammalian subject an effect amount of a therapeutic agent comprising a purified population of spore-forming bacteria from fecal material (see, e.g., Van Maltzahn, col 2, lines 22-26). Furthermore, Von Maltzahn teaches administering bacteria derived from fecal material to treat or prevent dysbiosis in a subject, wherein the subject can have pulmonary hypertension due to the gut dysbiosis (see, e.g., Von Maltzahn, Table 3). Van Maltzahn teaches “populating the gastrointestinal tract of a human subject comprising the step of administering to the human subject a therapeutic composition comprising a purified population of spore-forming bacteria, under conditions such that a microbial population present in the gastrointestinal tract and/or a microbial population outside the gastrointestinal tract is modulated” (see, e.g., Van Maltzahn, col 3, lines 19-25). Moreover, Van Maltzahn teaches engrafting “at least one type of bacteria present in the therapeutic composition but not present in a mammalian subject prior to treatment” (see, e.g., Von Maltzahn, “Summary of the Invention”, pg. 28, lines 46-52). Furthermore, Von Maltzahn teaches that the bacterial composition comprises Bifidobacterium adolescentis (see, e.g., Von Maltzahn, pg. 34, col. 14, line 56), Faecalibacterium prausnitzii (see, e.g., Von Maltzahn, pg. 34, col. 14, lines 61-62), and Roseburia intestinalis (see, e.g., Von Maltzahn, pg. 34, col. 14, lines 65-66). Since Von Maltzahn teaches administration of bacteria not present in a mammalian subject prior to treatment, one of ordinary skill in the art would readily understand that Bifidobacterium adolescentis, Faecalibacterium prausnitzii, and Roseburia intestinalis are decreased in the patients compared to healthy patients, and that administration of these bacteria will increase these bacteria within the gut of these patients. Claim Rejections - 35 USC § 103, Obviousness The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim 23 is rejected under 35 U.S.C. 103 as being unpatentable over Von Maltzahn (U.S. Patent No. 10,064,900; Date of Publication: September 4, 2018 – previously cited) in view of Choi (Fecal Microbiota Transplantation: Current Applications, Effectiveness, and Future Prospectives; 2016 – newly cited). Von Maltzahn’s general disclosure is discussed above. However, Von Maltzahn does not teach: wherein the substance is feces of healthy subjects (claim 23). Choi’s general disclosure relates to a review of the efficacy and safety of fecal microbiota transplantation (FMT) for treating a variety of diseases, as well as methodology and donor selection for FMT (see, e.g., Choi, abstract). Choi discloses that specific changes in the composition of the gut microbiota, termed dysbiosis, has been associated with gastrointestinal diseases, metabolic diseases, autoimmune diseases, allergic disorders, and neuropsychiatric disorders (see, e.g., Choi, Introduction, pg. 257). Furthermore, Choi discloses Regarding claim 23 pertaining to administering feces from healthy subjects, Choi teaches administration of healthy feces to a human donor via “the lower GI route, including colonoscopy, flexible sigmoidoscopy, rectal tube, or retention enema and/ or via the upper GI route such as nasogastric/nasointestinal tubes or gastroduodenoscopy” (see, e.g., Choi, “FMT Procedures”, pg. 263). Furthermore, Choi teaches that FMT can be administered to treat diseases “other than GI disorders in which the gut microbiota is disturbed” (see, e.g., Choi, “Non-GI disorders”, pg. 260), such as “Parkinson’s disease, fibromyalgia, chronic fatigue syndrome, myoclonus dystonia, multiple sclerosis, obesity, insulin resistance, metabolic syndrome, and child hood regressive autism (Table 1)” (see, e.g., Choi, “Non-GI disorders”, pg. 260). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to treat dysbiosis in a human subject, wherein the subject can have pulmonary hypertension due to the gut dysbiosis, as taught by Von Maltzahn, wherein the human subject is administered FMT therapy to treat the dysbiosis, as taught by Choi. One would have been motivated to do so because Choi teaches that FMT therapy can be administered to treat gut dysbiosis that is “not only with many gastrointestinal (GI) diseases but also with metabolic diseases, autoimmune diseases, allergic disorders, and neuropsychiatric disorders.2 Restoring a healthy microbial community is therefore a promising therapeutic strategy for diseases related with gut dysbiosis.3” (see, e.g., Choi, Introduction, pg. 257). Moreover, Von Maltzahn teaches administration of bacteria derived from healthy patient’s stool samples in order to treat gut dysbiosis, and wherein the patient can have pulmonary hypertension due to the gut dysbiosis (see, e.g., Von Maltzahn, col 2, lines 22-26 & Table 3). Therefore, based on the teachings of Von Maltzahn and Choi, it would have been obvious to administer feces from healthy patients to treat pulmonary hypertension because the bacteria within the healthy patient’s stool sample can be used to treat pulmonary hypertension due to the gut dysbiosis. One would have expected success because Von Maltzahn and Choi both teach administration of fecal components to treat non-GI related health issues due to gut dysbiosis. Examiner’s Response to Arguments Regarding Applicant’s arguments pertaining to Callejo not teaching a human patient with pulmonary hypertension (remarks, pages 3-6), as previously stated, the previous 35 U.S.C. 103 rejection has been withdrawn. Callejo was not relied upon on the above presented rejection; therefore, Applicant’s arguments are moot. Regarding Applicant’s arguments pertaining to Van Maltzahn (remarks, page 6), this argument is not persuasive because Van Maltzahn teaches treatment of a human subject with bacteria derived from the feces of health subjects (see, e.g., Van Maltzahn, col 3, lines 19-25), and Van Maltzahn teaches that the subject can have pulmonary hypertension due to the gut dysbiosis (see, e.g., Von Maltzahn, Table 3). Therefore, Van Maltzahn teaches that pulmonary hypertension is associated with gut dysbiosis. Conclusion Claims 23 and 28 are rejected. No claims are allowed. Correspondence Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to NATALIE IANNUZO whose telephone number is (703)756-5559. The examiner can normally be reached Mon - Fri: 8:30-6:00 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sharmila Landau can be reached at (571) 272-0614. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NATALIE IANNUZO/Examiner, Art Unit 1653 /SHARMILA G LANDAU/Supervisory Patent Examiner, Art Unit 1653
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Prosecution Timeline

Feb 23, 2023
Application Filed
Apr 16, 2025
Non-Final Rejection mailed — §102, §103
Oct 16, 2025
Response Filed
Dec 23, 2025
Final Rejection mailed — §102, §103
Mar 23, 2026
Response after Non-Final Action
Apr 23, 2026
Request for Continued Examination
Apr 24, 2026
Response after Non-Final Action
Jun 17, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 3 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
11%
Grant Probability
91%
With Interview (+80.0%)
3y 3m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 36 resolved cases by this examiner. Grant probability derived from career allowance rate.

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