Prosecution Insights
Last updated: October 02, 2026
Application No. 17/812,075

METHODS FOR SAMPLE TRANSFER FOR IN SITU ANALYSIS

Non-Final OA §112
Filed
Jul 12, 2022
Priority
Jul 13, 2021 — provisional 63/221,455
Examiner
LU, FRANK WEI MIN
Art Unit
1683
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
10x Genomics Inc.
OA Round
3 (Non-Final)
63%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allowance Rate
446 granted / 711 resolved
+2.7% vs TC avg
Strong +68% interview lift
Without
With
+67.7%
Interview Lift
resolved cases with interview
Typical timeline
4y 1m
Avg Prosecution
46 currently pending
Career history
771
Total Applications
across all art units

Statute-Specific Performance

§101
2.3%
-37.7% vs TC avg
§103
24.2%
-15.8% vs TC avg
§102
11.4%
-28.6% vs TC avg
§112
52.8%
+12.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 711 resolved cases

Office Action

§112
DETAILED ACTION CONTINUED EXAMINATION UNDER 37 CFR 1.114 AFTER FINAL REJECTION A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant’s submission of RCE filed on August 21, 2026 and the amendment filed on July 15, 2026 have been entered. The claims pending in this application are claims 1-3, 5, 7, 13-15, 18, 20, 22, 26, 28, 37, and 45. The objections and rejections not reiterated from the previous office action are hereby withdrawn in view of applicant’s amendments filed on July 15, 2026. Claims 1-3, 5, 7, 13-15, 18, 20, 22, 26, 28, 37, and 45 will be examined. Claim Objections Claim 3 is objected to because of the following informality: “permeabilizing the biological sample” should be “permeabilizing cells of the biological sample”. Claim 37 is objected to because of the following informality: the phrase “or the second three-dimensional polymerized matrix” should be deleted. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-3, 5, 7, 13-15, 18, 20, 22, 26, 28, 37, and 45 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 is rejected as vague and indefinite in view of step (c). Since step (d) requires delivering a second hydrogel monomer or subunit to the first three-dimensional polymerized matrix comprising the biological sample embedded therein and immobilized on the second substrate, step (c) does not make sense. Does step (c) mean “immobilizing the first three-dimensional polymerized matrix comprising the biological sample embedded therein on the first substrate to a second substrate”? Furthermore, the phrase “forming a second three-dimensional polymerized matrix from the second hydrogel monomer or subunit” in step (e) does not make sense. Does this phrase mean forming a second three-dimensional polymerized matrix comprising the biological sample by polymerizing the second hydrogel monomer or subunit on the first three-dimensional polymerized matrix”? Please clarify. Claim 7 is rejected as vague and indefinite. Since the biological sample is embedded in the first three-dimensional polymerized matrix, it is unclear why the biological sample embedded in the first three-dimensional polymerized matrix can be directly detached from the first substrate. Please clarify. Claim 14 recites the limitation “the molecules” in last line of the claim. There is insufficient antecedent basis for this limitation in the claim because there is no word “molecules” in claim 1. Please clarify. Response to Arguments Applicant’s arguments with respect to claims 1-3, 5, 7, 13-15, 18, 20, 22, 26, 28, 37, and 45 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion An examiner’s amendment was sent to applicant on July 21, 2026. However, there was no agreement to be reached. Applicant is encouraged to call the examiner to solve the issues in this office action. No claim is allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Frank Lu, Ph. D., whose telephone number is (571)272-0746. The examiner can normally be reached Monday to Friday, 9 AM to 5 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/ interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anne Gussow, Ph.D., can be reached at 571-272-6047. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /FRANK W LU/ Primary Examiner, Art Unit 1683 September 4, 2026
Read full office action

Prosecution Timeline

Show 5 earlier events
May 26, 2026
Response after Non-Final Action
Jul 01, 2026
Applicant Interview (Telephonic)
Jul 01, 2026
Examiner Interview Summary
Jul 15, 2026
Response after Non-Final Action
Jul 27, 2026
Examiner Interview (Telephonic)
Aug 21, 2026
Request for Continued Examination
Aug 25, 2026
Response after Non-Final Action
Sep 10, 2026
Non-Final Rejection mailed — §112 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
63%
Grant Probability
99%
With Interview (+67.7%)
4y 1m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 711 resolved cases by this examiner. Grant probability derived from career allowance rate.

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