Prosecution Insights
Last updated: April 19, 2026
Application No. 17/848,021

MEMORY DEVICE INCLUDING HIGH-ASPECT-RATIO CONDUCTIVE CONTACTS

Non-Final OA §103§112
Filed
Jun 23, 2022
Examiner
BERRY, PAUL ANTHONY
Art Unit
2898
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Micron Technology, Inc.
OA Round
3 (Non-Final)
93%
Grant Probability
Favorable
3-4
OA Rounds
3y 4m
To Grant
91%
With Interview

Examiner Intelligence

Grants 93% — above average
93%
Career Allow Rate
26 granted / 28 resolved
+24.9% vs TC avg
Minimal -2% lift
Without
With
+-2.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
51 currently pending
Career history
79
Total Applications
across all art units

Statute-Specific Performance

§103
51.5%
+11.5% vs TC avg
§102
26.6%
-13.4% vs TC avg
§112
21.9%
-18.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 28 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 11/21/2025 has been entered. Response to Arguments Applicant’s arguments with respect to claims 1-12 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 112 Amendments to Claim 12 made in the Applicant’s Arguments filed on 11/21/2025 overcome the 35 U.S.C. § 112 objections made in the Office Action mailed on 08/21/2025, therefore those objections are withdrawn. Claim Rejections - 35 USC § 103 The following is a quotation of pre-AIA 35 U.S.C. 103(a) which forms the basis for all obviousness rejections set forth in this Office action: (a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-12 and 31-38 are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Terasawa et al. (US 2019/0280001 A1, hereinafter Terasawa ‘001) in view of Ishiduki (US 2022/0093633 A1, hereinafter Ishiduki ‘633), in view of the following arguments. PNG media_image1.png 655 1149 media_image1.png Greyscale PNG media_image2.png 690 1010 media_image2.png Greyscale PNG media_image3.png 684 1249 media_image3.png Greyscale With respect to Claim 1 Terasawa ‘001 discloses an apparatus comprising (Fig 1-31): memory cells (memory cells shown in Fig 19B, region 58, Para [0145], hereinafter MC) located on tiers (tiers of layers 132/146 and 232/246 shown in Fig 31, Para [0178 and 0183], hereinafter tiers) of the apparatus (memory device show in Fig 31); control gates (layers 146 and 246, Fig 31, Para [0161]) for the memory cells (MC), the control gates (layers of 146 and 246) including a first control gate (246-1 as shown in annotated Fig 31 of Terasawa ‘001, Para [0161]) located on a first tier (tier comprising layers 246 as shown in annotated Fig 31 of Terasawa ‘001, hereinafter Tier1) of the tiers (tiers), and a second control gate (146-1 as shown in annotated Fig 31 of Terasawa ‘001, Para [0161]) located on a second tier (tier comprising layers 146 as shown in annotated Fig 31 of Terasawa ‘001, hereinafter Tier2) of the tiers (tiers), wherein respective portions of the control gates (portions of 146-1 and 246-1) form part of a staircase structure (annotated Fig 31 of Terasawa ‘001 shows portions of control gates, 146-1 and 246-1 form part of staircase structure, hereinafter SS); a dielectric structure (44/853, Fig 29C, Para [0157 and 0171]) over the control gates (annotated Fig 31 of Terasawa ‘001 and Para [0162] discloses dielectric 44 over gates 146-1 and Para [0171] discloses dielectric 853 on dielectric 44); a first conductive contact (86Y, Fig 30C, Para [0174]) and contacting (disclosed in Fig 30C and Para [0174]) the first control gate (246-1) at the staircase structure (SS), the first conductive contact (86Y) having a first length (first length of 86Y shown in annotated Fig 30C of Terasawa ‘001, herein after FL) in a direction (vertical direction as shown in Fig 30C) from the first tier (Tier1) to the second tier (Tier2); and a second conductive contact (86x/96, Fig 30C, Para [0174]) formed in the dielectric structure (44/853) and contacting (disclosed in Fig 30C and Para [0174]) the second control gate (146-1) at the staircase structure (SS), the second conductive contact (86x/96) having a second length (second length of 86x/96 shown in annotated Fig 30C of Terasawa ‘001, herein after SL) in the direction (vertical direction as shown in Fig 30C) from the first tier (Tier1) to the second tier (Tier2), the second length (SL) being unequal to the first length (FL)(Fig 30C discloses 86x/96 and 86Y having unequal lengths), wherein: the second conductive contact (86x/96) includes a first portion (first portion of 86x/96 shown in annotated Fig 30C/31 of Terasawa ‘001, hereinafter FP) and a second portion (second portion of 86x/96 shown in annotated Fig 30C/31 of Terasawa ‘001, hereinafter SP), the second portion (SP) is between the first portion (FP) and the second control gate (146-1), the first portion (FP) including a first region having a first width (first portion having a first region with a first width shown in annotated Fig 30C/31 of Terasawa ‘001), the second portion (SP) including a second region having a second width (second portion having a second region with a second width shown in annotated Fig 30C/31 of Terasawa ‘001), and the second width being greater than the first width (annotated Fig 30C/31 of Terasawa ‘001 discloses second width greater than the first width); and the first portion (FP) of the second conductive contact (86X/96) includes a third region having third width (first portion having a third region with a third width shown in annotated Fig 30C/31 of Terasawa ‘001), the first region is between the second region and the third region (annotated Fig 30C/31 of Terasawa ‘001 discloses first region between the second region and the third region), and the first width is less than the third width (annotated Fig 30C/31 of Terasawa ‘001 discloses FP has larger upper contact 96 (third width) with a width larger than the first width), But Terasawa ‘001 fails to explicitly disclose wherein the dielectric structure includes a first dielectric material conformal to the staircase structure and a second dielectric material is conformal to the first dielectric material at the staircase structure. Nevertheless, in a related endeavor (Fig 1-12 of Ishiduki ‘633), Ishiduki ‘633 teaches wherein the dielectric structure (70, Fig 6C of Ishiduki ‘633, Para [0058]) includes a first dielectric material (71, Fig 6C of Ishiduki ‘633, Para [0058]) conformal to the staircase structure (20a, Fig 6C, Para [0058])(Fig 6C of Ishiduki ‘633 discloses 71 is conformal to the staircase structure) and a second dielectric material (72, Fig 6C of Ishiduki ‘633, Para [0058]) is conformal (Fig 6C of Ishiduki ‘633 discloses 72 is conformal to 71) to the first dielectric material (71) at the staircase structure (20a). Therefore, it would have been obvious to one with ordinary skill in the art, before the effective filing date of the claimed invention, to incorporate Ishiduki ‘633’s teaching of a dielectric structure includes a first dielectric material conformal to the staircase structure and a second dielectric material is conformal to the first dielectric material at the staircase structure into Terasawa ‘001’s apparatus. Terasawa ‘001 teaches a memory structure with conductive contacts and dielectric structures over the connection region of the conductive contacts to the control gate. Ishiduki ‘633 also teaches a memory structure with conductive contacts and dielectric structures over the connection region of the conductive contacts to the control gate and further teaches having the dielectric structures conformal to the staircase structure. The ordinary artisan would have been motivated to modify Terasawa ‘001 in the manner set forth above, at least, because the dielectric structures would provide dielectric protection to the control gate to reduce or eliminate parasitic capacitance and Ishiduki ‘633 further teaches (Para [0058]) that the top dielectric layer can act as an etch stop layer when forming the contact to the control gate. As incorporated, the dielectric structure (70) that includes a first dielectric layer (71) and a second dielectric layer (72) conformal to the staircase structure as taught by Ishiduki ‘633 would be used over the staircase structure (SS) of Terasawa ‘001. As incorporated, described above, a first conductive contact (86Y of Terasawa ‘001) would then be formed in the dielectric structure (70 of Ishiduki ‘633). With respect to Claim 2 Terasawa ‘001 as modified by Ishiduki ‘633 discloses all limitations of the apparatus of claim 1, and Terasawa ‘001 further discloses wherein: the second portion (SP) of the second conductive contact (86x/96) includes a fourth region having a fourth width (second portion having a fourth region with a fourth width shown in annotated Fig 30C/31 of Terasawa ‘001), wherein the third width is greater than the fourth width (enlarged detail shown in Fig 30C shows SP has tapered shape and annotated Fig 30C/31 of Terasawa ‘001 further shows third region (containing width of 96) is greater than fourth width). With respect to Claim 3 Terasawa ‘001 as modified by Ishiduki ‘633 discloses all limitations of the apparatus of claim 1, and Terasawa ‘001 as modified by Ishiduki ‘633 further discloses wherein the dielectric structure includes: a third dielectric material (165/265, Fig 30C, Para [0125]) over the second dielectric material (72 of Ishiduki ‘633 as incorporated in Terasawa ‘001 as described above)(165/265 is over staircase structure, so would be over dielectric structure 70 of Ishiduki ‘633 as incorporated in Terasawa ‘001 as described above), wherein each of the first (86Y) and second conductive contacts (86x/96) go through the first (71 of Ishiduki ‘633 as incorporated in Terasawa ‘001 as described above), second (72 of Ishiduki ‘633 as incorporated in Terasawa ‘001 as described above), and third dielectric materials (165/265)(as incorporated, described above, first and second dielectric materials (71 and 72) would be under 165/265 and therefore the contacts 86x/96 and 86Y would go through them as they contact the control gates as described above). With respect to Claim 4 Terasawa ‘001 as modified by Ishiduki ‘633 discloses all limitations of the apparatus of claim 3, and Terasawa ‘001 as modified by Ishiduki ‘633 further discloses wherein the first dielectric (71 of Ishiduki ‘633 as incorporated in Terasawa ‘001 as described above) material includes silicon dioxide (Para [0058] of Ishiduki ‘633 discloses 71 as silicon oxide). With respect to Claim 5 Terasawa ‘001 as modified by Ishiduki ‘633 discloses all limitations of the apparatus of claim 3, and Terasawa ‘001 as modified by Ishiduki ‘633 further discloses wherein the second dielectric material (72 of Ishiduki ‘633 as incorporated in Terasawa ‘001 as described above) includes silicon nitride (Para [0058] of Ishiduki ‘633 discloses 71 as silicon nitride). With respect to Claim 6 Terasawa ‘001 as modified by Ishiduki ‘633 discloses all limitations of the apparatus of claim 3, and Terasawa ‘001 further discloses wherein the third dielectric material (165/265) includes silicon dioxide (Para [0098 and 0124] disclose 165/265 formed of silicate glass which one of ordinary skill in the art will recognize comprises silicon dioxide). PNG media_image2.png 690 1010 media_image2.png Greyscale PNG media_image1.png 655 1149 media_image1.png Greyscale PNG media_image3.png 684 1249 media_image3.png Greyscale With respect to Claim 7 Terasawa ‘001 discloses an apparatus comprising (Fig 1-31): memory cells (memory cells shown in Fig 19B, region 58, Para [0145], hereinafter MC) located on tiers (tiers of layers 132/146 and 232/246 shown in Fig 31, Para [0178 and 0183], hereinafter tiers) of the apparatus (memory device show in Fig 31); control gates (layers 146 and 246, Fig 31, Para [0161]) for the memory cells (MC), the control gates (layers of 146 and 246) including respective portions that form a staircase structure (annotated Fig 31 of Terasawa ‘001 shows portions of control gates, (146 and 246) form part of staircase structure, hereinafter SS), the control gates (146 and 246) including a first control gate (246-1 as shown in annotated Fig 31 of Terasawa ‘001, Para [0161]) located on a first tier (tier comprising layers 246 as shown in annotated Fig 31 of Terasawa ‘001, hereinafter Tier1) of the tiers (tiers), and a second control gate (146-1 as shown in annotated Fig 31 of Terasawa ‘001, Para [0161]) located on a second tier (tier comprising layers 146 as shown in annotated Fig 31 of Terasawa ‘001, hereinafter Tier2) of tiers (tiers), the first control gate (246-1) including a first portion (first portion of 246-1 disclosed in annotated Fig 31 of Terasawa ‘001), the second control gate (146-1) including a second portion (second portion of 146-1 disclosed in annotated Fig 31 of Terasawa ‘001), the first and second portions being part of the portions that forms the staircase structure (SS)( annotated Fig 31 of Terasawa ‘001 discloses first and second portion are part of the portions that forms the staircase structure); a first dielectric material (44, Fig 29C, Para [0157]); a second dielectric material (853, Fig 29C, Para [0171]); a third dielectric material (165/265, Fig 30C, Para [0125]) over the second dielectric material (853)(Fig 29C and Fig 30 discloses 165/265 over 44 and 853); a first conductive contact (86Y, Fig 30C, Para [0174]) going through and third dielectric materials (165/265)(Fig 30C discloses 86Y going through 265) and contacting (disclosed in Fig 30C and Para [0174]) the first portion of the first control gate (246-1)(annotated Fig 30C of Terasawa ‘001 discloses contact 86Y going through 265 and contacting first portion of the first control gate 246-1), the first conductive contact (86Y) having a first length (first length of 86Y shown in annotated Fig 30C of Terasawa ‘001, herein after FL) in a direction (vertical direction as shown in Fig 30C) from the first tier (Tier1) to the second tier (Tier2); and a second conductive contact (86x/96, Fig 31, Para [0174]) going through the first (44), second (853), and third dielectric materials (165/265) and contacting (disclosed in Fig 30C and Para [0174]) the second portion of the second control gate (146-1) (annotated Fig 30C of Terasawa ‘001 discloses contact 86x/96 going through 44, 853 and 165/265 and contacting second portion of the second control gate 146-1), the second conductive contact (86x/96) having a second length (second length of 86x/96 shown in annotated Fig 30C of Terasawa ‘001, herein after SL) in the direction (vertical direction as shown in Fig 30C) from the first tier (Tier1) to the second tier (Tier2), the second length (SL) being unequal to the first length (FL)(Fig 30C discloses 86x/96 and 86Y having unequal lengths), wherein: the second conductive contact (86x/96) includes a first conductive portion (first portion of 86x/96 shown in annotated Fig 30C of Terasawa ‘001, hereinafter FP) and a second conductive portion (second portion of 86x/96 shown in annotated Fig 30C of Terasawa ‘001, hereinafter SP), the second conductive portion (SP) is between the first conductive portion (FP) and the second portion of the second control gate (146-1)(annotated Fig 30C discloses SP is between FP and the second portion of 146-1), the first conductive portion (FP) including a first region (first portion of 86x/96 shown in annotated Fig 30C/31 of Terasawa ‘001, hereinafter FP) having a first width (first portion having a first region with a first width shown in annotated Fig 30C/31 of Terasawa ‘001), the second conductive portion (SP) including a second region having a second width (second portion having a second region with a second width shown in annotated Fig 30C/31 of Terasawa ‘001), wherein the second width is greater than the first width (annotated Fig 30C/31 of Terasawa ‘001 discloses second width greater than the first width); and the second dielectric material (853) includes a portion adjacent the second conductive portion (SP) of the second conductive contact (86x/96)(annotated Fig 30C of Terasawa ‘001 discloses 853 includes a portion adjacent the second portion of second conductive contact 86x/96). But Terasawa ‘001 fails to explicitly disclose the a dielectric material conformal to the staircase structure; a second dielectric material conformal to the first dielectric material at the staircase structure; and a first conductive contact going through the first, second, dielectric materials. Nevertheless, in a related endeavor (Fig 1-12 of Ishiduki ‘633), Ishiduki ‘633 teaches a first dielectric material (71, Fig 6C of Ishiduki ‘633, Para [0058]) conformal to the staircase structure (20a, Fig 6C, Para [0058])(Fig 6C of Ishiduki ‘633 discloses 71 is conformal to the staircase structure); a second dielectric material (72, Fig 6C of Ishiduki ‘633, Para [0058]) is conformal (Fig 6C of Ishiduki ‘633 discloses 72 is conformal to 71) to the first dielectric material (71) at the staircase structure (20a) and a first conductive contact (80j, fig 2B of Ishiduki ‘633, Para [0059]) going through the first (71), second (72), dielectric materials (Fig 2B of Ishiduki ‘633 discloses 80j going through dielectric materials 71 and 72). Therefore, it would have been obvious to one with ordinary skill in the art, before the effective filing date of the claimed invention, to incorporate Ishiduki ‘633’s teachings of a dielectric material conformal to the staircase structure; a second dielectric material conformal to the first dielectric material at the staircase structure; and a first conductive contact going through the first, second, dielectric materials into Terasawa ‘001’s apparatus. Terasawa ‘001 teaches a memory structure with conductive contacts and dielectric structures over the connection region of the conductive contacts to the control gate. Ishiduki ‘633 also teaches a memory structure with conductive contacts and dielectric structures over the connection region of the conductive contacts to the control gate and further teaches having the dielectric structures conformal to the staircase structure. The ordinary artisan would have been motivated to modify Terasawa ‘001 in the manner set forth above, at least, because the dielectric structures would provide dielectric protection to the control gate to reduce or eliminate parasitic capacitance and Ishiduki ‘633 further teaches (Para [0058]) that the top dielectric layer can act as an etch stop layer when forming the contact to the control gate. As incorporated, the dielectric structure (70) that includes a first dielectric layer (71) and a second dielectric layer (72) conformal to the staircase structure as taught by Ishiduki ‘633 would be used over the staircase structure (SS) of Terasawa ‘001. As incorporated, described above, a first conductive contact (86Y of Terasawa ‘001) would then be going through the first (71 of Ishiduki ‘633), second (72 of Ishiduki ‘633), dielectric materials. With respect to Claim 8 Terasawa ‘001 as modified by Ishiduki ‘633 discloses all limitations of the apparatus of claim 7, and Terasawa ‘001 discloses further wherein: the first conductive portion (FP) of the second conductive contact (86x/96) includes a third region having a third width (first portion having a third region with a third width shown in annotated Fig 30C/31 of Terasawa ‘001); and the second conductive portion (SP) of the second conductive contact (86x/96) includes a fourth region having a fourth width (second portion having a fourth region with a fourth width shown in annotated Fig 30C/31 of Terasawa ‘001), wherein the third width is greater than the fourth width (enlarged detail shown in Fig 30C shows SP has tapered shape and annotated Fig 30C/31 of Terasawa ‘001 further shows third region (containing width of 96) is greater than fourth width). With respect to Claim 9 Terasawa ‘001 as modified by Ishiduki ‘633 discloses all limitations of the apparatus of claim 7, and Terasawa ‘001 further discloses wherein each of the first (86Y) and second conductive contacts (86x/96) includes a conductive material (Para [0172] discloses contacts including a conductive material) contacting the third dielectric material (165/265)(Fig 30C shows 86x/96 and 86Y contact the third dielectric material 165/265). With respect to Claim 10 Terasawa ‘001 as modified by Ishiduki ‘633 discloses all limitations of the apparatus of claim 7, and Terasawa ‘001 as modified by Ishiduki ‘633 further discloses wherein the second dielectric material (72 of Ishiduki ‘633 as incorporated in Terasawa ‘001 as described above) includes silicon nitride (Para [0058] of Ishiduki ‘633 discloses 71 as silicon nitride). With respect to Claim 11 Terasawa ‘001 as modified by Ishiduki ‘633 discloses all limitations of the apparatus of claim 10, and Terasawa ‘001 as modified by Ishiduki ‘633 further discloses wherein the first dielectric (71 of Ishiduki ‘633 as incorporated in Terasawa ‘001 as described above) material includes silicon dioxide (Para [0058] of Ishiduki ‘633 discloses 71 as silicon oxide). With respect to Claim 12 Terasawa ‘001 as modified by Ishiduki ‘633 discloses all limitations of the apparatus of claim 11, and Terasawa ‘001 further discloses wherein the third dielectric material (165/265) includes silicon dioxide (Para [0098 and 0124] disclose 165/265 formed of silicate glass which one of ordinary skill in the art will recognize comprises silicon dioxide). PNG media_image2.png 690 1010 media_image2.png Greyscale PNG media_image1.png 655 1149 media_image1.png Greyscale PNG media_image3.png 684 1249 media_image3.png Greyscale With respect to Claim 31 Terasawa ‘001 discloses an apparatus comprising (Fig 1-31): memory cells (memory cells shown in Fig 19B, region 58, Para [0145], hereinafter MC) located on tiers (tiers of layers 132/146 and 232/246 shown in Fig 31, Para [0178 and 0183], hereinafter tiers) of the apparatus (memory device show in Fig 31); control gates (layers 146 and 246, Fig 31, Para [0161]) for the memory cells (MC), the control gates (layers of 146 and 246) including a first control gate (246-1 as shown in annotated Fig 31 of Terasawa ‘001, Para [0161]) located on a first tier (tier comprising layers 246 as shown in annotated Fig 31 of Terasawa ‘001, hereinafter Tier1) of the tiers (tiers), and a second control gate (146-1 as shown in annotated Fig 31 of Terasawa ‘001, Para [0161]) located on a second tier (tier comprising layers 146 as shown in annotated Fig 31 of Terasawa ‘001, hereinafter Tier2) of the tiers (tiers), wherein respective portions (portions of 146-1 and 246-1) of the control gates (146-1 and 246-1) form part of a staircase structure (annotated Fig 31 of Terasawa ‘001 shows portions of control gates, 146-1 and 246-1 form part of staircase structure, hereinafter SS); a dielectric structure (44/853, Fig 29C, Para [0157 and 0171]) over the control gates (annotated Fig 31 of Terasawa ‘001 and Para [0162] discloses dielectric 44 over gates 146-1 and Para [0171] discloses dielectric 853 on dielectric 44); a first conductive contact (86Y, Fig 30C, Para [0174]) and coupled to (disclosed in Fig 30C and Para [0174]) the first control gate (246-1) at the staircase structure (SS), the first conductive contact (86Y) having a first length (first length of 86Y shown in annotated Fig 30C of Terasawa ‘001, herein after FL) in a direction (vertical direction as shown in Fig 30C) from the first tier (Tier1) to the second tier (Tier2); and a second conductive contact (86x/96, Fig 30C, Para [0174]) formed in the dielectric structure (44/853) and coupled to (disclosed in Fig 30C and Para [0174]) the second control gate (146-1) at the staircase structure (SS), the second conductive contact (86x/96) having a second length (second length of 86x/96 shown in annotated Fig 30C of Terasawa ‘001, herein after SL) in the direction (vertical direction as shown in Fig 30C) from the first tier (Tier1) to the second tier (Tier2), the second length (SL) being greater than the first length (FL) (Fig 30C discloses 86x/96 and 86Y having unequal lengths), wherein: the second conductive contact (86x/96) includes a first portion (first portion of 86x/96 shown in annotated Fig 30C/31 of Terasawa ‘001, hereinafter FP) and a second portion (second portion of 86x/96 shown in annotated Fig 30C/31 of Terasawa ‘001, hereinafter SP), the second portion (SP) is between the first portion (FP) and the second control gate (146-1), the first portion (FP) including a first region having a first width (first portion having a first region with a first width shown in annotated Fig 30C/31 of Terasawa ‘001), the second portion (SP) including a second region having a second width (second portion having a second region with a second width shown in annotated Fig 30C/31 of Terasawa ‘001), and the second width being greater than the first width (annotated Fig 30C/31 of Terasawa ‘001 discloses second width greater than the first width); and the first portion (FP) of the second conductive contact (86x/96) includes a third region having third width (first portion having a third region with a third width shown in annotated Fig 30C/31 of Terasawa ‘001), the first region is between the second region and the third region (annotated Fig 30C/31 of Terasawa ‘001 discloses first region between the second region and the third region), and the first width is less than the third width (annotated Fig 30C/31 of Terasawa ‘001 discloses FP has larger upper contact 96 (third width) with a width larger than the first width), But Terasawa ‘001 fails to explicitly disclose wherein the dielectric structure includes a first dielectric material conformal to the staircase structure, and a second dielectric material is conformal to the first dielectric material at the staircase structure. Nevertheless, in a related endeavor (Fig 1-12 of Ishiduki ‘633), Ishiduki ‘633 teaches wherein the dielectric structure (70, Fig 6C of Ishiduki ‘633, Para [0058]) includes a first dielectric material (71, Fig 6C of Ishiduki ‘633, Para [0058]) conformal to the staircase structure (20a, Fig 6C, Para [0058])(Fig 6C of Ishiduki ‘633 discloses 71 is conformal to the staircase structure) and a second dielectric material (72, Fig 6C of Ishiduki ‘633, Para [0058]) is conformal (Fig 6C of Ishiduki ‘633 discloses 72 is conformal to 71) to the first dielectric material (71) at the staircase structure (20a). Therefore, it would have been obvious to one with ordinary skill in the art, before the effective filing date of the claimed invention, to incorporate Ishiduki ‘633’s teaching of a dielectric structure includes a first dielectric material conformal to the staircase structure and a second dielectric material is conformal to the first dielectric material at the staircase structure into Terasawa ‘001’s apparatus. Terasawa ‘001 teaches a memory structure with conductive contacts and dielectric structures over the connection region of the conductive contacts to the control gate. Ishiduki ‘633 also teaches a memory structure with conductive contacts and dielectric structures over the connection region of the conductive contacts to the control gate and further teaches having the dielectric structures conformal to the staircase structure. The ordinary artisan would have been motivated to modify Terasawa ‘001 in the manner set forth above, at least, because the dielectric structures would provide dielectric protection to the control gate to reduce or eliminate parasitic capacitance and Ishiduki ‘633 further teaches that the top dielectric layer can act as an etch stop layer when forming the contact to the control gate. As incorporated, the dielectric structure (70) that includes a first dielectric layer (71) and a second dielectric layer (72) conformal to the staircase structure as taught by Ishiduki ‘633 would be used over the staircase structure (SS) of Terasawa ‘001. As incorporated, described above, a first conductive contact (86Y of Terasawa ‘001) would then be formed in the dielectric structure (70 of Ishiduki ‘633). With respect to Claim 32 Terasawa ‘001 as modified by Ishiduki ‘633 discloses all limitations of the apparatus of claim 31, and Terasawa ‘001 further discloses wherein: the second portion (SP) of the second conductive contact (86x/96) includes a fourth region having a fourth width (second portion having a fourth region with a fourth width shown in annotated Fig 30C/31 of Terasawa ‘001), wherein the third width is greater than the fourth width (enlarged detail shown in Fig 30C shows SP has tapered shape and annotated Fig 30C/31 of Terasawa ‘001 further shows third region (containing width of 96) is greater than fourth width). With respect to Claim 33 Terasawa ‘001 as modified by Ishiduki ‘633 discloses all limitations of the apparatus of claim 31, and Terasawa ‘001 as modified by Ishiduki ‘633 further discloses wherein the dielectric structure includes a third dielectric material (165/265, Fig 30C, Para [0125]) over the second dielectric material (72 of Ishiduki ‘633 as incorporated in Terasawa ‘001 as described above)(165/265 is over staircase structure, so would be over dielectric structure 70 of Ishiduki ‘633 as incorporated in Terasawa ‘001 as described above), wherein each of the first (86Y) and second conductive contacts (86x/96) go through the first (71 of Ishiduki ‘633 as incorporated in Terasawa ‘001 as described above), second (72 of Ishiduki ‘633 as incorporated in Terasawa ‘001 as described above), and third dielectric materials (165/265)(as incorporated, described above, first and second dielectric materials (71 and 72) would be under 165/265 and therefore the contacts 86x/96 and 86Y would go through them as they contact the control gates as described above). With respect to Claim 34 Terasawa ‘001 as modified by Ishiduki ‘633 discloses all limitations of the apparatus of claim 33, and Terasawa ‘001 as modified by Ishiduki ‘633 further discloses wherein one of the first dielectric material (71 of Ishiduki ‘633 as incorporated in Terasawa ‘001 as described above) and the second dielectric material (72 of Ishiduki ‘633 as incorporated in Terasawa ‘001 as described above) includes silicon nitride (Para [0058] of Ishiduki ‘633 discloses 71 as silicon nitride). With respect to Claim 35 Terasawa ‘001 as modified by Ishiduki ‘633 discloses all limitations of the apparatus of claim 33, and Terasawa ‘001 as modified by Ishiduki ‘633 discloses further wherein the first dielectric material (71 of Ishiduki ‘633 as incorporated in Terasawa ‘001 as described above) and the third dielectric material (165/265) include a same dielectric material (Para [0058] of Ishiduki ‘633 discloses 71 as a silicon oxide and Para [0098 and 0124] disclose 165/265 formed of silicate glass which one of ordinary skill in the art will recognize comprises silicon dioxide). With respect to Claim 36 Terasawa ‘001 as modified by Ishiduki ‘633 discloses all limitations of the apparatus of claim 33, and Terasawa ‘001 as modified by Ishiduki ‘633 further discloses wherein the first dielectric (71 of Ishiduki ‘633 as incorporated in Terasawa ‘001 as described above) material includes silicon dioxide (Para [0058] of Ishiduki ‘633 discloses 71 as silicon oxide). With respect to Claim 37 Terasawa ‘001 as modified by Ishiduki ‘633 discloses all limitations of the apparatus of claim 36, and Terasawa ‘001 as modified by Ishiduki ‘633 further discloses wherein the second dielectric material (72 of Ishiduki ‘633 as incorporated in Terasawa ‘001 as described above) includes silicon nitride (Para [0058] of Ishiduki ‘633 discloses 71 as silicon nitride). With respect to Claim 38 Terasawa ‘001 as modified by Ishiduki ‘633 discloses all limitations of the apparatus of claim 37, and Terasawa ‘001 further discloses wherein the third dielectric material (165/265) includes silicon dioxide (Para [0098 and 0124] disclose 165/265 formed of silicate glass which one of ordinary skill in the art will recognize comprises silicon dioxide). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PAUL A. BERRY whose telephone number is (703)756-5637. The examiner can normally be reached M-F 8-5 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Julio Maldonado can be reached at 571-272-1864. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PAUL A BERRY/Examiner, Art Unit 2898 /JULIO J MALDONADO/Supervisory Patent Examiner, Art Unit 2898
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Prosecution Timeline

Jun 23, 2022
Application Filed
Apr 07, 2025
Non-Final Rejection — §103, §112
Jul 14, 2025
Response Filed
Aug 19, 2025
Final Rejection — §103, §112
Sep 03, 2025
Response after Non-Final Action
Nov 21, 2025
Request for Continued Examination
Nov 29, 2025
Response after Non-Final Action
Mar 10, 2026
Non-Final Rejection — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
93%
Grant Probability
91%
With Interview (-2.1%)
3y 4m
Median Time to Grant
High
PTA Risk
Based on 28 resolved cases by this examiner. Grant probability derived from career allow rate.

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