Prosecution Insights
Last updated: April 18, 2026
Application No. 17/860,359

DEVICES FOR GENERATING PRE-TEMPLATED INSTANT PARTITIONS

Non-Final OA §102§103§112
Filed
Jul 08, 2022
Examiner
LE, MINH Q
Art Unit
3753
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Illumina, Inc.
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
2y 5m
To Grant
97%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allow Rate
589 granted / 735 resolved
+10.1% vs TC avg
Strong +17% interview lift
Without
With
+16.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
24 currently pending
Career history
759
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
43.2%
+3.2% vs TC avg
§102
38.5%
-1.5% vs TC avg
§112
16.5%
-23.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 735 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 12/16/2025 was filed after the mailing date of the Application on 07/08/2022. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 112 Claim 8 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 8, the phrase “the valve comprising a first position and a second position, wherein, when the valve is in the first position, fluid is blocked from flowing through the first conduit” renders the claim indefinite because it is unclear which is the second position of the valve. It seems that the clarification of the valve positions is essential for controlling the temperature within the device. According to the description (page 13, [0003] in the first position the fluid is blocked from flowing into the first conduit and forced to flow through the second conduit; whereas in the second position the fluid is blocked from flowing into the second conduit and forced to flow through the first conduit. For the purpose of examination, this claim should be amended accordingly to get over the 112(b) rejection above. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-4 and 14 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by McDaniel et al. (US 2011/0301061 A1). With regards to claim 1: McDaniel et al. discloses (refer to Fig. 1 below and [0017-[0024]) a device (10) for generating pre-templated instant partitions, the device comprising: a vortexer (shaker device (40); [0017]) for shearing a liquid (oil/water emulsions) contained in at least one vessel (14) into a plurality of pre- templated instant partitions; a holder (12) for securing the at least one vessel (14) to the vortexer; and a temperature control unit (heater (34) using hot gas or liquid; [0020]) operable to adjust a temperature of the liquid by convection. With regards to claim 2: McDaniel et al. discloses the device of claim 1, wherein the holder (12) comprises a clamp (18) that can accommodate one or more vessels (14) of different sizes or shapes. With regards to claim 3: McDaniel et al. discloses the device of claim 1, wherein the holder (12) is operable to hold the at least one vessel (14) in a substantially vertical position while the vortexer (40) shears the liquid. PNG media_image1.png 1824 1442 media_image1.png Greyscale Fig. 1 With regards to claim 4: McDaniel et al. discloses ([0025]) the device of claim 1, wherein the holder (12) is operable to move between securing the at least one vessel in a substantially horizontal position and a substantially vertical position while the vortexer shears the liquid. With regards to claim 14: In making and/or using the device of McDaniel et al., one would necessarily perform the method for generating pre-templated instant partitions, the method comprising: contacting at least one vessel (14) containing a liquid with a device comprising: a vortexer (40); a holder (12) configured to secure the at least one vessel to the vortexer; and a temperature control unit (34) in fluidic communication with the holder; operating the device to shear the liquid inside the at least one vessel into a plurality of pre-templated instant partitions, wherein each of the plurality of pre-templated instant partitions comprises one or zero analyte; and heating, with the temperature control unit, the at least one vessel by convection. Claim(s) 1, 6-7, 14, 16-17, and 20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by George et al. (WO2019/050840 A1). With regards to claim 1: George et al. discloses (refer to Fig. 1A-9 and Page 3, line 12 to page 5, line 10) a device for generating pre-templated instant partitions, the device comprising: a vortexer (the shaking assembly) for shearing a liquid contained in at least one vessel (test tube) into a plurality of pre- templated instant partitions; a holder (the tray for holding the test tubes) for securing the at least one vessel to the vortexer; and a temperature control unit (fins, together with the fans, fan baffles and the conduits for heating the tubes to a specified temperature, maintaining the specified temperature, cooling the volume of air and then repeating the heating and cooling process for specified number of cycles) operable to adjust a temperature of the liquid by convection. With regards to claim 6: George et al. discloses the device of claim 1, wherein the temperature control unit comprises a first conduit for heating a fluid within the temperature control unit to a first temperature. With regards to claim 7: George et al. discloses the device of claim 6, wherein the temperature control unit comprises a second conduit for cooling the fluid to a second temperature. With regards to claim 14: In making and/or using the device of George et al., one would necessarily perform the method for generating pre-templated instant partitions, the method comprising: contacting at least one vessel (test tube) containing a liquid with a device comprising: a vortexer (the shaking assembly); a holder (the tray for holding the test tubes) configured to secure the at least one vessel to the vortexer; and a temperature control unit (fins, together with the fans, fan baffles and the conduits for heating the tubes to a specified temperature, maintaining the specified temperature, cooling the volume of air and then repeating the heating and cooling process for specified number of cycles) in fluidic communication with the holder; operating the device to shear the liquid inside the at least one vessel into a plurality of pre-templated instant partitions, wherein each of the plurality of pre-templated instant partitions comprises one or zero analyte; and heating, with the temperature control unit, the at least one vessel by convection. With regards to claim 16: George et al. discloses the method of claim 14, further comprising providing a fluid of a predetermined temperature to the holder via a first conduit. With regards to claim 17: George et al. discloses the method of claim 16, further comprising providing, to the holder, a second fluid of a second predetermined temperature via a second conduit. With regards to claim 20: George et al. discloses the method of claim 17, further comprising processing analyte inside the one or more of the pre-templated instant partitions by providing the first fluid to the holder thereby heating the at least one vessel. Claim(s) 1, 9-12, 14 and 18-19 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Fontanez et al. (US 2021/0215591). With regards to claim 1: Fontanez et al. discloses a device for generating pre-templated instant partitions (refer to [0044], [0063], Fig. 1-18, and claims 1-20), the device comprising: a vortexer (shear mechanism (see claim 3)) for shearing a liquid (oil) contained in at least one vessel into a plurality of pre- templated instant partitions; a holder (see claims 1 and 4) for securing the at least one vessel to the vortexer; and a temperature control unit (see claim 12; [0087]) operable to adjust a temperature of the liquid by convection. With regards to claim 9: Fontanez et al. discloses (see claims 5-6) the device of claim 1, wherein the device further comprises an optical system, the optical system comprising: a light source positioned to transmit light into the at least one vessel; and a photodetector positioned to sense light from the liquid contained in the at least one vessel. With regards to claim 10: Fontanez et al. discloses (see claim 7) the device of claim 9, further comprising a control system coupled to the vortexer and the optical system. With regards to claim 11: Fontanez et al. discloses (see claim 8) the device of claim 10, wherein the control system controls a speed of the vortexer to alter a shearing energy applied to the at least one vessel in response to the transmitted light. With regards to claim 12: Fontanez et al. discloses (see claim 9) the device of claim 11, wherein the control system directs the vortexer to stop applying the shearing energy to the at least one vessel when the liquid is substantially monodisperse. With regards to claim 14: In making and/or using the device of Fontanez et al., one would necessarily perform the method for generating pre-templated instant partitions, the method comprising: contacting at least one vessel (test tube) containing a liquid with a device comprising: a vortexer (shear mechanism); a holder configured to secure the at least one vessel to the vortexer; and a temperature control unit in fluidic communication with the holder; operating the device to shear the liquid inside the at least one vessel into a plurality of pre-templated instant partitions, wherein each of the plurality of pre-templated instant partitions comprises one or zero analyte; and heating, with the temperature control unit, the at least one vessel by convection. With regards to claim 18: Fontanez et al. discloses the method of claim 14, further comprising: transmitting a light to the liquid in the at least one vessel; and sensing the transmitted light from the liquid in the at least one vessel. With regards to claim 19: Fontanez et al. discloses (see claims 17-18, 20) the method of claim 18, further comprising: comparing the transmitted light from the liquid in the at least one vessel to a reference; and adjusting a speed of the vortexer in response to the comparison. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Fontanez et al., as applied to claim 1 above, and further in view of Chen et al. (US 2022/0099675). With regards to claim 13: Fontanez et al. discloses the device of claim 1, wherein the device further comprises an optical system, such as photodetector (see [0010]). Fontanez et al. does not disclose the device comprises at least one component manufactured by 3D printing. Chen et al. discloses [0075] the cost of the system is reduced attributable to massively manufacturable commercial components, such as LEDs and photodetectors that cost less than $1 each, as well as low cost batteries, resistors and 3D printing parts. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modifiy the device of Fontanez et al. to have component such as photodetector be manufactured by 3D printing as taught by Chen et al. to reduce manufacturing cost of the device. Fontanez et al., as modified, discloses the device of claim 13. Allowable Subject Matter Claims 5 and 15 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claim 8 would be allowable if rewritten to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action and to include all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Minh Le, whose telephone number is 571-270-3805. The examiner can normally be reached on Monday-Friday (8:30AM-5:00PM EST). If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisors can be reached by phone. Kenneth Rinehart can be reached at 571-272-4881 or Craig Schneider can be reached at 571-272-3607. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MINH Q LE/ Primary Examiner, Art Unit 3753
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Prosecution Timeline

Jul 08, 2022
Application Filed
Oct 29, 2025
Request for Continued Examination
Nov 06, 2025
Response after Non-Final Action
Apr 08, 2026
Non-Final Rejection — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
97%
With Interview (+16.7%)
2y 5m
Median Time to Grant
Low
PTA Risk
Based on 735 resolved cases by this examiner. Grant probability derived from career allow rate.

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