Prosecution Insights
Last updated: August 18, 2026
Application No. 17/861,077

ENHANCED NUCLEIC ACID IDENTIFICATION AND DETECTION

Final Rejection §102§103
Filed
Jul 08, 2022
Priority
Oct 18, 2013 — provisional 61/893,051 +7 more
Examiner
CHUNDURU, SURYAPRABHA
Art Unit
1681
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
California Institute of Technology
OA Round
6 (Final)
53%
Grant Probability
Moderate
7-8
OA Rounds
0m
Est. Remaining
71%
With Interview

Examiner Intelligence

Grants 53% of resolved cases
53%
Career Allowance Rate
387 granted / 725 resolved
-6.6% vs TC avg
Strong +18% interview lift
Without
With
+17.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
60 currently pending
Career history
778
Total Applications
across all art units

Statute-Specific Performance

§101
4.4%
-35.6% vs TC avg
§103
31.4%
-8.6% vs TC avg
§102
29.9%
-10.1% vs TC avg
§112
18.6%
-21.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 725 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION 1. The Applicant’s response to the office action filed on May 11, 2026 is acknowledged. Status of the Application 2. Claims 57-77 are pending under examination. Claims 1-56 are canceled. The Applicant’s arguments and the amendment have been fully considered and found persuasive in-part for the following reasons. Claim Rejections - 35 USC § 102-maintained 3. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 57, 61-67 and 72-74 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Hayashi et al. (US 2006/0252058). Hayashi et al. teach a method of claim 57, 67, comprising: providing a volume suspected of containing target nucleic acids; and conducting an isothermal nucleic acid amplification reaction in said volume in the presence of a modulator comprising an engineered or non-natural sequence-specific nuclease (engineered sequence specific mismatch binding protein), wherein said modulator modulates said isothermal amplification of said target nucleic acids by acting on said target nucleic acid within a region located between amplification primers of said isothermal amplification (para 0081-0085, 0089, 0075-0076, 0107-0114, 0130). With reference to claim 61-66, Hayashi et al. teach providing comprises providing a first volume comprising a first nucleic acid and a second volume comprising a second nucleic acid, wherein dispensing said first volume among a plurality of first areas and dispensing said second volume among plurality of second areas and performing amplification in said areas and detecting the amplification differences in said first and second target nucleic acid, said difference is diagnostic of said nucleic acids (para 0106-0110, 0120-0130, 0008-0011 indicating chip with plurality of reaction areas). With reference to claim 67, Hayashi et al. teach that the said modulation comprises producing a difference in amplification efficiency (para 0084-0085). With reference to claim 72, Hayashi et al. teach that the method further comprises comparing results of said isothermal amplification to results of a control isothermal amplification in (para 0114, 0130). With reference to claim 73-74, Hayashi et al. teach that the isothermal amplification is a LAMP, NASBA or SDA (para 0050). For all the above the claims are anticipated. Response to Arguments: With reference to the rejection of claims under 35 USC 102(a)(1) as being anticipated by Hayashi et al., the Applicant’s arguments were fully considered and found unpersuasive. With reference to the Applicant’s arguments that the mismatch binding protein does not cleave DNA, degrade or modification of DNA, the arguments were found unpersuasive because the claims as presented do not require a modulator to cleave, degrade the amplicon. The broader scope of a modulator as presented in the claims do not exclude that the mismatch protein (modulator) binding to the mismatch comprising DNA and inhibit or suppress amplification of DNA comprising a mismatch as taught by Hayashi et al. wherein the property of a mismatch protein to inhibit or suppress of a mismatch containing DNA, and said property of the modulator is within the scope of the claims as presented. In addition, claim 67 supports the that the modulator modulates the efficiency of amplification, which is within the scope of the teaching of inhibit, suppress or modulation of amplification of a DNA comprising a mismatch as taught by Hayashi et al. Further, with reference to no teaching of modulator acting between primers, the arguments were found unpersuasive because the para 0084 indicates that the mismatch binding protein binds to double-stranded structure between primer and template nucleic acid, which is within the scope of the claims as presented. For all the above the rejection has been maintained and include the claims 61-66 and 74 that were rejected in the rejection but inadvertently omitted in the statute of rejected claims in the previous office action. Claim Rejections - 35 USC § 103-Maintained 4. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 57-67 and 70-74 are rejected under 35 U.S.C. 103 as being unpatentable over Hayashi et al. (US 2006/0252058) in view of Ismagilov et al. (WO 2010/111265). Hayashi et al. teach a method for isothermal amplification in the presence of a modulator as discussed above. However, Hayashi et al. did not teach distributing or partitioning a volume comprising a target nucleic acid into plurality of areas capable of generating digital nucleic acid amplification signals. Ismagilov et al. teach a digital amplification method comprising a slipchip comprising multiple areas on a chip, wherein a volume suspected of containing target nucleic acids is dispensed in said areas (para 0359-0360, 0366-0368, 0427-0433, 0513-0514); and conducting an isothermal nucleic acid amplification reaction in said volume (para 0406, 0417, 0427-0433, 0515-0519, 0359-0360, 0366) wherein providing comprises dispensing said volume among a plurality of areas and conducting is performed in the dispended volume in said plurality of areas, wherein providing comprises comprise a first volume comprising a first nucleic acid and a second volume comprising a second nucleic acid at most one target and detecting a difference in said first and second target amplification and digitally detecting positive and negative amplification signals using positive and negative control for comparison (para 0427-0446, 0513-0519, 0175). With reference to claims 70-71, Ismagilov teach that the target nucleic acid comprises HCV nucleic acid and the method determining a detection signal of HCV genotype (para 0544, 0640). It would have been prime facie obvious to a person of ordinary skill in the art before the effective filing date of the invention to modify the method as taught by Hayashi et al. with a digital amplification method as taught by Ismagilov et al. to develop an improved sensitive method for detecting a target nucleic acid in a sample. The ordinary person skilled in the art would have motivated to modify the method of Hayashi et al. with the digital amplification as taught by Ismagilov et al. and have a reasonable expectation of success that the modification would result in an improved sensitivity of the amplification method because Ismagilov et al. explicitly taught that the method provides analysis of multiple samples in small- volume samples using multiple analysis methods with digital read out of results (para 0267, 0359, 0406, 0417) and such a modification of the method is considered obvious over the cited prior art. Response to Arguments: With reference to the rejection of claims 57-74 under 35 USC 103 as being obvious over Hayashi et al. in view of Ismagilov et al., the arguments were found persuasive in-part. With reference to the rejection of claims 57-67, 70-74, the Applicant’s arguments were found unpersuasive. As discussed above, Hayashi et al. teach the method of claim 57 and as discussed in the rejection it would be obvious to modify the method of Hayashi et al. with digital nucleic acid amplification as taught by Ismagilov to derive at the claimed method. The rejection of claims 68-69 is moot because the combination of the references did not teach digital amplification producing a difference in amplification efficiency that indicates positive amplification signal and the rejection claims 68-69 has been withdrawn. For all the above the rejection has been maintained and restated. Allowable Subject Matter 6. Claims 68-69 and 75-77 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SURYAPRABHA CHUNDURU whose telephone number is (571)272-0783. The examiner can normally be reached 8.00am-4.30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Gary Benzion can be reached at 571-272-0782. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Suryaprabha Chunduru Primary Examiner Art Unit 1681 /SURYAPRABHA CHUNDURU/Primary Examiner, Art Unit 1681
Read full office action

Prosecution Timeline

Show 16 earlier events
Mar 19, 2025
Final Rejection mailed — §102, §103
Jul 14, 2025
Applicant Interview (Telephonic)
Jul 16, 2025
Examiner Interview Summary
Sep 19, 2025
Request for Continued Examination
Oct 02, 2025
Response after Non-Final Action
Feb 10, 2026
Non-Final Rejection mailed — §102, §103
May 11, 2026
Response Filed
Jul 07, 2026
Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12703879
RNASE H ASSISTED IN SITU ROLLING CIRCLE AMPLIFICATION
3y 4m to grant Granted Aug 11, 2026
Patent 12680131
METHODS AND REAGENTS FOR CHARACTERIZING GENOMIC EDITING, CLONAL EXPANSION, AND ASSOCIATED APPLICATIONS
5y 6m to grant Granted Jul 14, 2026
Patent 12674195
METHODS AND KITS FOR HIGHLY MULTIPLEX SINGLE PRIMER EXTENSION
5y 5m to grant Granted Jul 07, 2026
Patent 12674194
NUCLEIC ACID AMPLIFICATION METHODS
4y 3m to grant Granted Jul 07, 2026
Patent 12668839
METHODS FOR IMPROVING POLYNUCLEOTIDE CLUSTER CLONALITY
6y 6m to grant Granted Jun 30, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

7-8
Expected OA Rounds
53%
Grant Probability
71%
With Interview (+17.5%)
3y 10m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 725 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month