Prosecution Insights
Last updated: April 19, 2026
Application No. 17/889,971

A VERTICAL SEMICONDUCTOR DEVICE HAVING A RESURF REGION CONNECTING THE GUARD RINGS REGION AND BASE REGION

Non-Final OA §103
Filed
Aug 17, 2022
Examiner
MAI, ANH D
Art Unit
2893
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Toshiba Electronic Devices & Storage Corporation
OA Round
3 (Non-Final)
37%
Grant Probability
At Risk
3-4
OA Rounds
3y 9m
To Grant
46%
With Interview

Examiner Intelligence

Grants only 37% of cases
37%
Career Allow Rate
259 granted / 692 resolved
-30.6% vs TC avg
Moderate +9% lift
Without
With
+8.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
56 currently pending
Career history
748
Total Applications
across all art units

Statute-Specific Performance

§101
1.8%
-38.2% vs TC avg
§103
42.8%
+2.8% vs TC avg
§102
23.9%
-16.1% vs TC avg
§112
29.8%
-10.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 692 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on February 25, 2026 has been entered. Status of the Claims Species 1, as shown in FIG. 1, was elected. Amendment filed February 25, 2026 is acknowledged. New claim 14 has been added. Claims 2, 5-6 and 13 have been cancelled. Claim 1 has been amended. Non-elected Species, Claims 8-11 have been withdrawn from consideration. Claims 1, 3-4, 7-12 and 14 are pending. Action on merits of claims 1, 3-4, 7, 12 and 14 follows. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1, 3, 7, 12 and 14 are rejected under 35 U.S.C. 103 as being unpatentable over SAITO et al. (US. Pub. No. 2009/0101974) in view of KOIKE et al. (JP. Pub. No. H08167714 A) of record. With respect to claim 1, SAITO teaches a semiconductor device substantially as claimed including: a first semiconductor layer (2) of a first conductivity type, the first semiconductor layer (2) including an active region (DR) and a termination region (TR), the termination region surrounding the active region; a first electrode (9) electrically connected to the first semiconductor layer (2); a second electrode (8) electrically connected to the first semiconductor layer (2), the first semiconductor layer (2) being provided between the first electrode (9) and the second electrode (8), the second electrode (8) being provided on the active region (DR); a second semiconductor layer (4) of a second conductivity type, the second semiconductor layer being provided between the first semiconductor layer (2) and the second electrode (8), the second semiconductor layer having a first layer thickness in a first direction (x) directed from the first electrode (9) toward the second electrode (8); a third semiconductor layer (A) of the second conductivity type, the third semiconductor layer being provided in the termination region (TR) and surrounding the second semiconductor layer (4), the third semiconductor layer (A) being connected to the second semiconductor layer (4), the third semiconductor layer (A) having a second layer thickness in the first direction (x); a fourth semiconductor layer (B) of the second conductivity type, the fourth semiconductor layer (B) being provided in the termination region (TR) and surrounding the second semiconductor layer (4) and the third semiconductor layer (A), the fourth semiconductor layer (B) being connected to the third semiconductor layer (A), the fourth semiconductor layer (38B) having a third layer thickness in the first direction (x); and a fifth semiconductor layer (10) of the second conductivity type, the fifth semiconductor layer being connected to the second semiconductor layer (4), the third semiconductor layer (A) and the fourth semiconductor layer (B) being provided between the first semiconductor layer (2) and the fifth semiconductor layer (10) in the first direction (x), a first sum of a fourth layer thickness of the fifth semiconductor layer (10) in the first direction (x) and the second layer thickness being greater than the first layer thickness, a second sum of the fourth layer thickness and third layer thickness, a first part of the first semiconductor layer (2) being provided between the second semiconductor layer (4) and the third semiconductor layer (A) in a second direction (y) orthogonal to the first direction (x), the first part of the first semiconductor layer (2) being in direct contact with the second semiconductor layer (4) and the third semiconductor layer (A), and a second part of the first semiconductor layer (2) being provided between the third semiconductor layer (A) and the fourth semiconductor layer (B) in the second direction (y) orthogonal to the first direction (x). (See FIG. 1). PNG media_image1.png 356 470 media_image1.png Greyscale Thus, SAITO is shown to teach all the features of the claim with the exception of explicitly disclosing the second sum of the fourth layer thickness and third layer thickness being less than the first sum. However, KOIKE teaches a semiconductor device including: a second semiconductor layer (3A) of a second conductivity type, the second semiconductor layer being provided between the first semiconductor layer (2) and the second electrode (9), the second semiconductor layer having a first layer thickness in a first direction (vertical) directed from the first electrode (not shown) toward the second electrode (9); a third semiconductor layer (3B) of the second conductivity type, the third semiconductor layer being provided in the termination region and surrounding the second semiconductor layer (3A), the third semiconductor layer (3B) having a second layer thickness in the first direction; a fourth semiconductor layer (3C) of second conductivity type, the fourth semiconductor layer (3C) being provided in termination region and surrounding second semiconductor layer (3A) and the third semiconductor layer (3B), the fourth semiconductor layer (3C) having a third layer thickness in the first direction, wherein the second layer thickness being greater than that of the third layer thickness. (See FIG. 1). Therefore, it would have been obvious to one having ordinary skill in the art at the time of invention was made to form the semiconductor device of SAITO having the second layer thickness in the first direction being greater than the third layer thickness as taught by KOIKE to increase the breakdown voltage. In view of KOIKE, the second layer thickness being greater than the third layer thickness, thus, the second sum of the fourth layer thickness and third layer thickness of SAITO, being less than the first sum. With respect to claim 3, the second electrode (8) of SAITO or (9) of KOIKE is electrically connected to the second semiconductor layer (4). With respect to claim 7, in view of KOIKE, the first layer thickness of the second semiconductor layer (3A) is same as the third layer thickness of the fourth semiconductor layer (3C). With respect to claim 12, the semiconductor device of SAITO further comprises: a sixth semiconductor layer (1) provided between the first semiconductor layer (2) and the first electrode (9), the sixth semiconductor layer (1) including a first-conductivity-type impurity with a concentration (n+) higher than a concentration (n) of the first-conductivity-type impurity in the first semiconductor layer (2), the first electrode (9) being electrically connected to the first semiconductor layer (2) via the sixth semiconductor layer (1). With respect to claim 14, the first part and the second part of SAITO are in direct contact with the fifth semiconductor layer (10). Claim 4 is rejected under 35 U.S.C. 103 as being unpatentable over SAITO ‘974 and KOIKE ‘714 as applied to claim 3 above, and further in view of FRIEDRICHS et al. (US. Patent No. 6,936,850) of record. SAITO, in view of KOIKE, teaches the semiconductor device as described in claim 3 above including: the second electrode (8) is electrically connected to the second semiconductor layer (4) with an Ohmic junction. Thus, SAITO and KOIKE are shown to teach all the features of the claim with the exception of explicitly disclosing the second electrode being connected to the first semiconductor layer. However, FRIEDRICHS teaches a semiconductor device including: a second electrode (100) being connected to first semiconductor layer (11) with a Schottky junction, and is connected to the second semiconductor layer (201) with an Ohmic junction. (See FIG. 1). Therefore, it would have been obvious to one having ordinary skill in the art at the time of invention was made to form the semiconductor device of SAITO, in view of KOIKE, having the second electrode connecting to the first and second semiconductor layer as taught by FRIEDRICHS to provide for Schottky diode and Ohmic diode so that breakdown voltage and blocking capacity is increased. Response to Arguments Applicant’s arguments with respect to amended claims have been considered but are moot because the new ground of rejection does not rely on reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANH D MAI whose telephone number is (571)272-1710 (Email: Anh.Mai2@uspto.gov). The examiner can normally be reached 10:00-4:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sue A Purvis can be reached at 571-272-1236. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANH D MAI/ Primary Examiner, Art Unit 2893
Read full office action

Prosecution Timeline

Aug 17, 2022
Application Filed
Aug 12, 2025
Non-Final Rejection — §103
Nov 01, 2025
Interview Requested
Nov 12, 2025
Examiner Interview Summary
Nov 12, 2025
Applicant Interview (Telephonic)
Nov 14, 2025
Response Filed
Nov 25, 2025
Final Rejection — §103
Feb 25, 2026
Request for Continued Examination
Feb 25, 2026
Examiner Interview Summary
Feb 25, 2026
Applicant Interview (Telephonic)
Mar 05, 2026
Response after Non-Final Action
Mar 16, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
37%
Grant Probability
46%
With Interview (+8.8%)
3y 9m
Median Time to Grant
High
PTA Risk
Based on 692 resolved cases by this examiner. Grant probability derived from career allow rate.

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