Prosecution Insights
Last updated: April 18, 2026
Application No. 17/899,111

BACKSIDE CONTACTS FOR CELL HEIGHT SCALING

Final Rejection §102§103
Filed
Aug 30, 2022
Examiner
WINTERS, SEAN AYERS
Art Unit
2892
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
International Business Machines Corporation
OA Round
2 (Final)
87%
Grant Probability
Favorable
3-4
OA Rounds
3y 5m
To Grant
99%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allow Rate
97 granted / 112 resolved
+18.6% vs TC avg
Strong +25% interview lift
Without
With
+24.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
80 currently pending
Career history
192
Total Applications
across all art units

Statute-Specific Performance

§103
58.8%
+18.8% vs TC avg
§102
30.6%
-9.4% vs TC avg
§112
9.4%
-30.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 112 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-7, 9, and 17-19 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Jung (U.S. PG Pub No US2022/0344463A1). Regarding claim 1, Jung teaches a semiconductor structure [0032, 0112] (refer to fig. 12, annotated fig. 15B below) comprising: a first dielectric isolation pillar (ST6) fig. 15B [0117] disposed between a pair of p-type field effect transistors (pFETs) (P1-P2) [0033, 0117-0118] (refer to annotated fig. 15B below); a second dielectric isolation pillar (ST4) fig. 15B [0117] disposed between a pair of n-type FETs (nFETs) (N1-N2) [0033, 0117-0118] (refer to annotated fig. 15B below); a first source/drain (S/D) epi region (S/D structure in R1) fig. 12 [0034] having (including) a first contact (CA5) fig. 15B [0116] electrically connected to a backside power delivery network (BSPDN) (comprising M14) fig. 15B [0089, 0098], the first contact being disposed on (supported by) one (top) side of the first dielectric isolation pillar (ST6); and a second S/D epi region (S/D structure in R3) fig. 12 [0034] having (including) a second contact (CA4) fig. 15B [0116] electrically connected to back-end-of-line (BEOL) components (comprising M14), the second contact being disposed on (supported by) the other (bottom) side of the first dielectric isolation pillar (ST6). [AltContent: arrow][AltContent: textbox (G01)][AltContent: arrow][AltContent: arrow][AltContent: arrow][AltContent: arrow][AltContent: textbox (P2)][AltContent: textbox (P1)][AltContent: arrow][AltContent: rect][AltContent: textbox (N2)][AltContent: textbox (N1)][AltContent: textbox (Pair of PFETs)][AltContent: textbox (Pair of NFETs)][AltContent: arrow][AltContent: rect] PNG media_image1.png 1107 1330 media_image1.png Greyscale Annotated fig. 15B of Jung Regarding claim 2, Jung teaches a semiconductor structure [0032, 0112] of claim 1. Jung also teaches wherein a high-k metal gate (HKMG) (gate material G01 comprising metal nitride) annotated fig. 15B [0043, 0051] (see also fig. 12) directly contacts sidewalls of the first (ST6) fig. 15B [0117] and second (ST4) fig. 15B [0117] dielectric isolation pillars (see fig. 15B). For the purposes of Examination, it is considered well-known in the art that a “metal-nitride layer” [0053 Jung] is a high-k metal-material (HKM). Regarding claim 3, Jung teaches a semiconductor structure [0032, 0112] of claim 2. Jung also teaches wherein the first (ST6) fig. 15B [0117] and second (ST4) fig. 15B [0117] dielectric isolation pillars each extend from a top surface of the HKMG (gate material G01 comprising metal nitride) annotated fig. 15B [0043, 0051] (see also fig. 12) to a bottom surface of a shallow trench isolation (STI) region (STI region comprising space filled by ST6 and ST4) fig. 15B [0117] (surfaces of dielectric pillars ST4, ST6 considered as identical to surfaces of STI region). Regarding claim 4, Jung teaches a semiconductor structure [0032, 0112] of claim 1. Jung also teaches wherein a dielectric gate cut pillar (ST5) fig. 15B [0117] separates the pair of pFETs (P1-P2) [0033, 0117-0118] from the pair of nFETs (N1-N2) [0033, 0117-0118] (see annotated fig. 15B above). Regarding claim 5, Jung teaches a semiconductor structure [0032, 0112] of claim 4. Jung also teaches wherein the dielectric gate cut pillar (ST5) fig. 15B [0117] is vertically aligned with an STI region (STI region comprising space filled by ST5) fig. 15B [0117] (surfaces of dielectric ST5 considered as identical to surfaces of STI region). Regarding claim 6, Jung teaches a semiconductor structure [0032, 0112] of claim 4. Jung also teaches wherein the dielectric gate cut pillar (ST5) fig. 15B [0117] is parallel to both the first (ST6) fig. 15B [0117] and second dielectric isolation pillars (ST4) fig. 15B [0117]. Regarding claim 7, Jung teaches a semiconductor structure [0032, 0112] of claim 1. Jung also teaches wherein the (top of) first contact (CA5) fig. 15B [0116] is horizontally and vertically offset from the (bottom of) second contact (CA4) fig. 15B [0116]. Regarding claim 9, Jung teaches a semiconductor structure [0032, 0112] of claim 1. Jung also teaches wherein a bottom dielectric isolation (outer layer of two-layer ST structure [0110-0112]) layer directly contacts sidewalls (lower sidewalls of inner ST4/6 layer inset into BDI) of the first (ST6) and second dielectric isolation pillars (ST4). Regarding claim 17, Jung teaches a method [0032, 0112] (refer to fig. 12, annotated fig. 15B below) comprising (necessarily comprises for the formation of the complete device): constructing a first dielectric isolation pillar (ST6) fig. 15B [0117] disposed between a pair of p-type field effect transistors (pFETs) (P1-P2) [0033, 0117-0118] (refer to annotated fig. 15B below); constructing a second dielectric isolation pillar (ST4) fig. 15B [0117] disposed between a pair of n-type FETs (nFETs) (N1-N2) [0033, 0117-0118] (refer to annotated fig. 15B below); forming a first source/drain (S/D) epi region (S/D structure in R1) fig. 12 [0034] having (including) a first contact (CA5) fig. 15B [0116] electrically connected to a backside power delivery network (BSPDN) (comprising M14) fig. 15B [0089, 0098], the first contact being disposed on (supported by) one (top) side of the first dielectric isolation pillar (ST6); and forming a second S/D epi region (S/D structure in R3) fig. 12 [0034] having (including) a second contact (CA4) fig. 15B [0116] electrically connected to back-end-of-line (BEOL) components (comprising M14), the second contact being disposed on (supported by) the other (bottom) side of the first dielectric isolation pillar (ST6). [AltContent: arrow][AltContent: textbox (G01)][AltContent: arrow][AltContent: arrow][AltContent: arrow][AltContent: arrow][AltContent: textbox (P2)][AltContent: textbox (P1)][AltContent: arrow][AltContent: rect][AltContent: textbox (N2)][AltContent: textbox (N1)][AltContent: textbox (Pair of PFETs)][AltContent: textbox (Pair of NFETs)][AltContent: arrow][AltContent: rect] PNG media_image1.png 1107 1330 media_image1.png Greyscale Annotated fig. 15B of Jung Regarding claim 18, Jung teaches the method of claim 17. Jung also teaches wherein a dielectric gate cut pillar (ST5) fig. 15B [0117] separates the pair of pFETs (P1-P2) [0033, 0117-0118] from the pair of nFETs (N1-N2) [0033, 0117-0118] (see annotated fig. 15B above). Regarding claim 19, Jung teaches the method [0032, 0112] of claim 18. Jung also teaches wherein the dielectric gate cut pillar (ST5) fig. 15B [0117] is vertically aligned with an STI region (STI region comprising space filled by ST5) fig. 15B [0117] (surfaces of dielectric ST5 considered as identical to surfaces of STI region; and wherein the dielectric gate cut pillar (ST5) fig. 15B [0117] is parallel to both the first (ST6) fig. 15B [0117] and second dielectric isolation pillars (ST4) fig. 15B [0117]. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 8 and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Jung (U.S. PG Pub No US2022/0344463A1), as applied in claims 1 and 17 above, in view of Xie (U.S. PG Pub No US2021/0210349A1). Regarding claim 8, Jung teaches a semiconductor structure [0032, 0112] of claim 1. However, Jung does not explicitly disclose teaches wherein a bottom dielectric isolation (BDI) layer directly contacts a top surface of the first and second S/D epi regions (S/D structure in R1, R3) fig. 12 [0034]. Xie teaches a semiconductor structure [see title, fig. 13] wherein a bottom dielectric isolation (132) fig. 13 [0055] layer directly contacts a top surface of the first and second S/D epi regions ((left/right 130s) fig. 13 [0055-0056]. Therefore, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have modified the FET device of Jung such that lower source/drain regions [0055] are capped with a dielectric isolation layer [0055] in order to enable the formation of an upper, segmented source/drain region thereon [0056] – thereby enhancing the vertical integration density of source/drain regions and other transistor components [0055-0056] of the CFET architecture [0001-0005], as taught by Xie. Regarding claim 20, Jung teaches the method [0032, 0112] of claim 17. Jung also teaches wherein a bottom dielectric isolation (BDI) layer directly contacts a top surface of the first and second S/D epi regions (S/D structure in R1, R3) fig. 12 [0034]. Xie teaches a method of forming a semiconductor structure [see title, fig. 13] wherein a bottom dielectric isolation (132) fig. 13 [0055] layer directly contacts a top surface of the first and second S/D epi regions (left/right 130s) fig. 13 [0055-0056]. Therefore, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have modified the FET device of Jung such that lower source/drain regions [0055] are capped with a dielectric isolation layer [0055] in order to enable the formation of an upper, segmented source/drain region thereon [0056] – thereby enhancing the vertical integration density of source/drain regions and other transistor components. Claims 10-15 are rejected under 35 U.S.C. 103 as being unpatentable over Jung (U.S. PG Pub No US2022/0344463A1) in view of Paul (U.S. PG Pub No US2021/0020644A1). Regarding claim 10, Jung teaches a semiconductor structure [0032, 0112] (refer to fig. 12, annotated fig. 15B below) comprising: at least one a dielectric isolation pillar (ST6 and/or ST4) fig. 15B [0117] disposed between a pair of p-type field effect transistors (pFETs) (P1-P2) [0033, 0117-0118] (refer to annotated fig. 15B below); a first source/drain (S/D) epi region (S/D structure in R1) fig. 12 [0034] having (including) a first contact (CA5) fig. 15B [0116] electrically connected to a backside power delivery network (BSPDN) (comprising M14) fig. 15B [0089, 0098], the first contact (CA5) being disposed (adjacent) a first sidewall (left sidewall) of the at least one dielectric isolation pillar (ST6 and/or ST4); a second S/D epi region (S/D structure in R3) fig. 12 [0034] having (including) a second contact (CA4) fig. 15B [0116] electrically connected to back-end-of-line (BEOL) components (comprising M14), the second contact being disposed (adjacent) a second sidewall (right sidewall) of the at least one dielectric isolation pillar (ST6 and/or ST4), wherein the first (left) sidewall is in opposed relation to the second (right) sidewall. However, Jung does not explicitly disclose the first contact (CA5) being disposed along a first sidewall of the at least one dielectric isolation pillar (ST6 and/or ST4); and the second contact (CA4) being disposed along a second sidewall of the at least one dielectric isolation pillar (ST6 and/or ST4). Paul teaches a semiconductor structure [0046-0047] comprising the first contact (right 192) fig. 6 [0047] being disposed along a first (left) sidewall of the at least one dielectric isolation pillar (160) fig. 6 [0046-0047]; and the second contact (left 192) being disposed along a second (right) sidewall of the at least one dielectric isolation pillar (160). Therefore, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have expanded both the contacts and dielectric pillars of Jung such that they border each other between adjected FETs [0046-0047] in order to improve the relative density of FET circuitry [0004] to enhance device integration density [0004]; scaling down devices while providing better control with lower leakage current, faster operations, and lower output resistance [0004] – among other features [0004-0009] - as taught by Paul. Regarding claim 11, Jung teaches a semiconductor structure [0032, 0112] of claim 10. Jung also teaches wherein a high-k metal gate (HKMG) (gate material G01 comprising metal nitride) annotated fig. 15B [0043, 0051] (see also fig. 12) directly contacts sidewalls of the at least one dielectric isolation pillar (ST4 and/or ST6) fig. 15B [0117]. For the purposes of Examination, it is considered well-known in the art that a “metal-nitride layer” [0053 Jung] is a high-k metal-material (HKM). Regarding claim 12, Jung teaches a semiconductor structure [0032, 0112] of claim 10. Jung also teaches wherein the at least one dielectric isolation pillar (ST4 and/or ST6) fig. 15B [0117] extends from a top surface of the HKMG (gate material G01 comprising metal nitride) annotated fig. 15B [0043, 0051] (see also fig. 12) to a bottom surface of a shallow trench isolation (STI) region (STI region comprising space filled by ST6 and ST4) fig. 15B [0117] (surfaces of dielectric pillars ST4, ST6 considered as identical to surfaces of STI region). Regarding claim 13, Jung teaches a semiconductor structure [0032, 0112] of claim 10. Jung also teaches wherein a dielectric gate cut pillar (ST5) fig. 15B [0117] separates the pair of pFETs (P1-P2) [0033, 0117-0118] from the pair of nFETs (N1-N2) [0033, 0117-0118] (see annotated fig. 15B above). Regarding claim 14, Jung teaches a semiconductor structure [0032, 0112] of claim 13. Jung also teaches wherein the dielectric gate cut pillar (ST5) fig. 15B [0117] is parallel to the at least one dielectric isolation pillar (ST4, ST6) fig. 15B [0117]. Regarding claim 15, Jung teaches a semiconductor structure [0032, 0112] of claim 10. Jung also teaches wherein the (top of) first contact (CA5) fig. 15B [0116] is horizontally and vertically offset from the (bottom of) second contact (CA4) fig. 15B [0116]. Claim 16 is rejected under 35 U.S.C. 103 as being unpatentable over Jung (U.S. PG Pub No US2022/0344463A1) modified by Paul (U.S. PG Pub No US2021/0020644A1), as applied in claim 10 above, and further in view of Xie (U.S. PG Pub No US2021/0210349A1). Regarding claim 16, Jung in view of Paul teaches a semiconductor structure [0032, 0112] of claim 10. However, Jung in view of Paul does not explicitly disclose wherein a bottom dielectric isolation (BDI) layer directly contacts a top surface of the first and second S/D epi regions (S/D structure in R1, R3) fig. 12 [0034]. Xie teaches a semiconductor structure [see title, fig. 13] wherein a bottom dielectric isolation (132) fig. 13 [0055] layer directly contacts a top surface of the first and second S/D epi regions (left/right 130s) fig. 13 [0055-0056]. Therefore, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have modified the FET device of Jung such that lower source/drain regions [0055] are capped with a dielectric isolation layer [0055] in order to enable the formation of an upper, segmented source/drain region thereon [0056] – thereby enhancing the vertical integration density of source/drain regions and other transistor components. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SEAN AYERS WINTERS whose telephone number is (571)270-3308. The examiner can normally be reached Monday - Friday 10:30 am - 7:00 pm (EST). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, N. Drew Richards can be reached at (571) 272-1736. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SEAN AYERS WINTERS/Examiner, Art Unit 2892 10/29/2025 /NORMAN D RICHARDS/Supervisory Patent Examiner, Art Unit 2892
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Prosecution Timeline

Aug 30, 2022
Application Filed
Apr 22, 2024
Response after Non-Final Action
Oct 29, 2025
Non-Final Rejection — §102, §103
Jan 13, 2026
Interview Requested
Jan 20, 2026
Applicant Interview (Telephonic)
Jan 20, 2026
Examiner Interview Summary
Jan 30, 2026
Response Filed
Apr 06, 2026
Final Rejection — §102, §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
87%
Grant Probability
99%
With Interview (+24.7%)
3y 5m
Median Time to Grant
Moderate
PTA Risk
Based on 112 resolved cases by this examiner. Grant probability derived from career allow rate.

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