Prosecution Insights
Last updated: April 18, 2026
Application No. 17/899,909

SEMICONDUCTOR DEVICE AND SEMICONDUCTOR STORAGE DEVICE

Final Rejection §102§103
Filed
Aug 31, 2022
Examiner
TRAN, TRANG Q
Art Unit
2811
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Kioxia Corporation
OA Round
2 (Final)
81%
Grant Probability
Favorable
3-4
OA Rounds
2y 10m
To Grant
88%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allow Rate
579 granted / 716 resolved
+12.9% vs TC avg
Moderate +7% lift
Without
With
+7.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
34 currently pending
Career history
750
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
45.3%
+5.3% vs TC avg
§102
36.1%
-3.9% vs TC avg
§112
17.3%
-22.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 716 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-6 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Hattori et al. (US 2020/0381557, as disclosed in previous office action). As for claim 1, Hattori et al. disclose in Figs. 6-7 and the related text a semiconductor device comprising: a first electrode 16; a second electrode 18; a first oxide semiconductor layer 10 provided between the first electrode and the second electrode, and extending in a first (vertical) direction (fig. 6); a gate electrode 12 around the first oxide semiconductor layer (Figs. 6-7); a second oxide semiconductor layer 22 provided between the gate electrode and the first oxide semiconductor layer, separated from the first electrode, and extending in the first direction (figs. 6-7); and a gate insulating layer 14 provided between the gate electrode and the second oxide semiconductor layer (fig. 6-7), wherein a (horizontal) length of the second oxide semiconductor layer 22 is shorter than a (horizontal) length of the first oxide semiconductor layer 10 (Fig. 6-7). As for claim 2, Hattori et al. disclose the semiconductor device according to claim 1, wherein the first oxide semiconductor layer 10 is in contact with the first electrode 16 and the second electrode 18 (fig. 6). As for claim 3, Hattori et al. disclose the semiconductor device according to claim 1, wherein the gate insulating layer 14 further includes a portion provided between the second oxide semiconductor 22 layer and the first electrode 12 (figs. 6-7). As for claim 4, Hattori et al. disclose the semiconductor device according to claim 1, wherein the first oxide semiconductor layer 10 includes a first portion surrounded by the first electrode 10 (fig. 6-7). As for claim 5, Hattori et al. disclose the semiconductor device according to claim 1, wherein the gate electrode 12 surrounds the first oxide semiconductor layer 10 (fig. 6-7). As for claim 6, Hattori et al. disclose the semiconductor device according to claim 1, wherein a chemical composition of the first oxide semiconductor layer 10 [0027] and a chemical composition of the second oxide semiconductor layer 22 are different from each other [0083]. Claim Rejections - 35 USC § 103 The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 7-8 are rejected under 35 U.S.C. 103 as being unpatentable over Hattori et al.. As for claims 7-8, Hattori et al. disclose the semiconductor device according to claim 6, except wherein an atomic concentration of indium (In) of the second oxide semiconductor layer is higher than an atomic concentration of indium (In) of the first oxide semiconductor layer; or wherein an atomic concentration of gallium (Ga) of the first oxide semiconductor layer is higher than an atomic concentration of gallium (Ga) of the second oxide semiconductor layer. It would have been obvious to one having ordinary skill in the art at the time the invention was made to include an atomic concentration of indium (In) of the second oxide semiconductor layer is higher than an atomic concentration of indium (In) of the first oxide semiconductor layer; or an atomic concentration of gallium (Ga) of the first oxide semiconductor layer is higher than an atomic concentration of gallium (Ga) of the second oxide semiconductor layer, in order to reduce the resistivity of the device. Generally, differences in concentration do not support the patentability of subject matter encompassed by the prior art unless there is evidence indicating such concentration is critical. "[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation." In re Aller, 220 F.2d 454, 105 USPQ 233, 235 (CCPA 1955). See also In re Hoeschele, 406 F.2d 1403, 160 USPQ 809 (CCPA 1969). For more recent cases applying this principle, see Merck & Co. Inc. v. Biocraft Laboratories Inc., 874 F.2d 804, 10 USPQ2d 1843 (Fed. Cir.), cert. denied, 493 U.S. 975 (1989), and In re Kulling, 897 F.2d 1147, 14 USPQ2d 1056 (Fed. Cir. 1990). Response to Arguments Applicant's response filed on 12/22/2025 is acknowledged and is answered as follows. Applicant’s arguments, see pgs. 5-6, with respect to the rejection of claim 1 that Hattori et al. do not disclose a length of the second oxide semiconductor layer is shorter than a length of the first oxide semiconductor layer have been fully considered but they are not persuasive in view of the following reasons. Claim does not clearly define the length of the first oxide semiconductor and the length of the second oxide semiconductor layer. For broad interpretation, any lengths of the first oxide semiconductor and the second oxide semiconductor layer can consider as the length the first oxide semiconductor and the length of the second oxide semiconductor layer. Therefore, Hattori et al. teach in Fig. 6-7 a (horizontal) length of the second oxide semiconductor layer 22 is shorter than a (horizontal) length of the first oxide semiconductor layer 10. Hattori et al. still disclose the claimed invention. In view of the foregoing reasons, the Examiner believes that all Applicant’s arguments and remarks are addressed. The Examiner has determined that the previous Office Action is still proper based on the above responses. Therefore, the rejections are sustained and maintained. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TRANG Q TRAN whose telephone number is (571)270-3259. The examiner can normally be reached on Monday-Thursday (9am-4pm). If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Lynne Gurley can be reached on 5712721670. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TRANG Q TRAN/Primary Examiner, Art Unit 2811
Read full office action

Prosecution Timeline

Aug 31, 2022
Application Filed
Sep 20, 2025
Non-Final Rejection — §102, §103
Dec 22, 2025
Response Filed
Apr 02, 2026
Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
81%
Grant Probability
88%
With Interview (+7.4%)
2y 10m
Median Time to Grant
Moderate
PTA Risk
Based on 716 resolved cases by this examiner. Grant probability derived from career allow rate.

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