Prosecution Insights
Last updated: August 14, 2026
Application No. 17/904,566

EQUIPMENT FOR THE FILTRATION OF A SUSPENSION USING A ROTARY PRECOAT FILTER

Final Rejection §103
Filed
Aug 18, 2022
Priority
Feb 27, 2020 — nonprovisional of PCTEP2020055083 +1 more
Examiner
PEO, KARA M
Art Unit
1777
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Eco3 BV
OA Round
2 (Final)
42%
Grant Probability
Moderate
3-4
OA Rounds
5m
Est. Remaining
82%
With Interview

Examiner Intelligence

Grants 42% of resolved cases
42%
Career Allowance Rate
148 granted / 351 resolved
-22.8% vs TC avg
Strong +40% interview lift
Without
With
+39.6%
Interview Lift
resolved cases with interview
Typical timeline
4y 5m
Avg Prosecution
21 currently pending
Career history
406
Total Applications
across all art units

Statute-Specific Performance

§101
3.7%
-36.3% vs TC avg
§103
44.3%
+4.3% vs TC avg
§102
9.5%
-30.5% vs TC avg
§112
36.6%
-3.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 351 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Drawings The drawings are objected to as failing to comply with 37 CFR 1.84(p)(5) because they include the following reference character(s) not mentioned in the description: 15. Corrected drawing sheets in compliance with 37 CFR 1.121(d), or amendment to the specification to add the reference character(s) in the description in compliance with 37 CFR 1.121(b) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. The drawings were received on 2/2/2026. These drawings are not acceptable. In addition to Replacement Sheets containing the corrected drawing figure(s), applicant is required to submit a marked-up copy of each Replacement Sheet including annotations indicating the changes made to the previous version. The marked-up copy must be clearly labeled as “Annotated Sheets” and must be presented in the amendment or remarks section that explains the change(s) to the drawings. See 37 CFR 1.121(d)(1). Failure to timely submit the proposed drawing and marked-up copy will result in the abandonment of the application. Claim Objections Claims 1 and 3-13 are objected to because of the following informalities: they do not contain the correct status indicators based on previous claims filed on 2/2/2026. Appropriate correction is required. Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: (A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and (C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. This applies to the following limitations: “doctoring means” (claim 8). The limitations are interpreted in light of the instant specification as: “doctoring means” (doctor blade, [0024], [0033]). Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1 and 3-13 are rejected under 35 U.S.C. 103 as being unpatentable over FR1171842 in view of U.S. Patent No. 5000850 by Berry. A preamble is generally not accorded any patentable weight where it merely recites the purpose of a process or the intended use of a structure, and where the body of the claim does not depend on the preamble for completeness but, instead, the process steps or structural limitations are able to stand alone. See In re Hirao, 535 F.2d 67, 190 USPQ 15 (CCPA 1976) and Kropa v. Robie, 187 F.2d 150, 152, 88 USPQ 478, 481 (CCPA 1951). This applies to the limitation “for filtration of a suspension” (claim 1). Regarding limitations recited in the claims which are directed to a manner of operating disclosed equipment, it is noted that neither the manner of operating a disclosed device nor material or article worked upon further limit an apparatus claim. Said limitations do not differentiate apparatus claims from prior art. See MPEP § 2114 and 2115. "[A]pparatus claims cover what a device is, not what a device does." Hewlett-Packard Co. v. Bausch & Lomb Inc., 909 F.2d 1464, 1469, 15 USPQ2d 1525, 1528 (Fed. Cir. 1990) (emphasis in original). A claim containing a "recitation with respect to the manner in which a claimed apparatus is intended to be employed does not differentiate the claimed apparatus from a prior art apparatus" if the prior art apparatus teaches all the structural limitations of the claim. Ex parte Masham, 2 USPQ2d 1647 (Bd. Pat. App. & Inter. 1987). Claim analysis is highly fact-dependent. A claim is only limited by positively recited elements. Thus, "[i]nclusion of the material or article worked upon by a structure being claimed does not impart patentability to the claims." In re Otto, 312 F.2d 937, 136 USPQ 458, 459 (CCPA 1963); see also In re Young, 75 F.2d 996, 25 USPQ 69 (CCPA 1935). This applies to the following limitations: “for filtration of a suspension” (claim 1); “for automatically moving the rotary filter between the vessel of the filtration unit and the vessel of the coating unit” (claim 1); “for detection of the thickness of a precoat covering the rotary filter” (claim 3); “for a suspension for forming the precoat” (claim 4); “adapted to allow the circulation of the suspension used for the preparation of the precoat between the vessel of the preparation unit and the vessel of the coating unit and vice versa” (claim 6); “adapted to allow a translatory displacement of the rotary filter respectively along a vertical axis perpendicular to its rotation shaft and a long a horizontal axis perpendicular to its rotation shaft” (claim 7); “for a suspension which will form a precoat covering the rotary filter” (claim 11); and “adapted to allow the circulation of the suspension used for the preparation of the precoat between the vessel of the preparation unit and the vessel of the coating unit and vice versa” (claim 13). In regard to claims 1 and 7, ‘842 teaches equipment (Figure 1-2, machine translation page 1, line 13-21; page 2, line 45 to page 3, line 85); capable of filtering a suspension. ‘842 teaches a filtration unit (Figure 1-2, machine translation page 1, line 13-21; page 2, line 45 to page 3, line 85). ‘842 teaches a rotary filter (Figure 1, drum filter 1, machine translation page 1, line 13-21; page 2, line 45 to page 3, line 85). ‘842 teaches a coating unit (Figure 1, box 21, machine translation page 1, line 13-21; page 2, line 45 to page 3, line 85); capable of coating the rotary filter with the precoat. ‘842 teaches said coating unit is independent of the filtration unit (Figure 1, drum filter 1, box 21, machine translation page 1, line 13-21; page 2, line 45 to page 3, line 85). ‘842 teaches the filtration unit and the coating unit each comprises a vessel (Figure 1, Figure 3, machine translation page 1, line 13-21; page 2, line 45 to page 3, line 85; page 3, lines 86-95); capable of housing the rotary filter longitudinally; capable of automatically moving the rotary filter between the vessel of the filtration unit and the vessel of the coating unit. ‘842 does not teach means of automatic displacement of the rotary filter between said filtration unit and coating unit. Berry teaches a rotary filter coating device (abstract). Further, Berry teaches the means for automatic displacement of the rotary filter between said filtration unit and coating unit comprise a pneumatic jack connected to the rotation shaft of the rotary filter (abstract; claim 15, claim 16; reading on claim 7); capable of allowing a translatory displacement of the rotary filter respectively along a vertical axis perpendicular to its rotation shaft and along a horizontal axis perpendicular to its rotation shaft. Berry teaches the pneumatic jack allows the filter to tune the size of the contact zone (abstract). It would be obvious to one of ordinary skill int eh art at the time the invention was effectively filed to utilize pneumatic jacks, as taught by Berry, in the device of ‘842 as pneumatic jacks are known devices in rotary filters and are utilized to tune the size of the contract zone. Mere duplication of parts or process steps has no patentable significance, unless a new and unexpected result is produced, since it involves only routine skill in the art. In regard to claim 3, ‘842 teaches a sensor for detection of the thickness of the precoat covering the rotary filter (Figure 1, Figure 3, machine translation page 1, line 13-21; page 2, line 45 to page 3, line 85; page 3, lines 86-95). In regard to claim 4, ‘842 teaches a preparation unit for suspension which will form the precoat (Figure 1, mixing bin 16’, machine translation page 1, line 13-21; page 2, line 45 to page 3, line 85). ‘842 teaches said preparation unit being independent of said filtration unit (Figure 1, drum filter 1, mixing box 21, mixing bin 16’, machine translation page 1, line 13-21; page 2, line 45 to page 3, line 85). In regard to claim 5, ‘842 teaches the preparation unit comprises a vessel provided with an agitator and connected to said coating unit by a fluidic circuit (Figure 1, buckets 9, machine translation page 1, line 13-21; page 2, line 45 to page 3, line 85). In regard to claim 6, ‘842 teaches the fluidic circuit comprises a feed line and a drainage line connecting the vessel of the preparation unit for a suspension to the vessel of the coating unit each of the lines being connected to a pump (Figure 1, drum filter 1, mixing box 21, mixing bin 16’, pump 22, conduit 26, conduit 23, machine translation page 1, line 13-21; page 2, line 45 to page 3, line 85); capable of allowing the circulation of the suspension used for the preparation of the precoat between the vessel of the preparation and the vessel of the coating unit and vice versa. In regard to claim 8, ‘842 teaches the filtration unit is provided with a doctoring means for the filtering precoat coating the rotary filter forming a single piece with the vessel to which is belongs (Figure 3, pg 3, lines 86-95). In regard to claim 9, ‘842 teaches the vessel of the filtration unit is comprised of an entry orifice for the suspension being filtered (Figure 1, inlet tube 2, drum filter 1, machine translation page 1, line 13-21; page 2, line 45 to page 3, line 85). In regard to claim 10, ‘842 teaches the entry orifice is connected to an inlet line for the suspension being filtered (Figure 1, inlet tube 2, drum filter 1, machine translation page 1, line 13-21; page 2, line 45 to page 3, line 85). ‘842 does not teach the entry orifice or inlet line for the suspension being filtered is provided with a pump. It would be obvious to one of ordinary skill in the art at the time the invention was effectively filed to utilize a pump as pumps are well known means of transferring fluids. In regard to claim 11, ‘842 teaches a preparation unit (Figure 1, mixing bin 16’, machine translation page 1, line 13-21; page 2, line 45 to page 3, line 85); capable of forming a precoat covering the rotary filter. ‘842 teaches said preparation unit being independent of said filtration unit (Figure 1, drum filter 1, mixing box 21, mixing bin 16’, machine translation page 1, line 13-21; page 2, line 45 to page 3, line 85). In regard to claim 12, ‘842 teahces said preparation unit comprises a vessel comprising an agitator and connected to said coating unit by a fluidic circuit (Figure 1, buckets 9, machine translation page 1, line 13-21; page 2, line 45 to page 3, line 85). In regard to claim 13, ‘842 teaches the fluidic circuit comprises a feed line and a drainage line connecting the vessel of the preparation unit for the suspension to the vessel of the coating unit (Figure 1, drum filter 1, mixing box 21, mixing bin 16’, pump 22, conduit 26, conduit 23, machine translation page 1, line 13-21; page 2, line 45 to page 3, line 85). ‘842 teaches each of the lines being connected to a pump (Figure 1, drum filter 1, mixing box 21, mixing bin 16’, pump 22, conduit 26, conduit 23, machine translation page 1, line 13-21; page 2, line 45 to page 3, line 85); capable of allowing circulation of the suspension used for the preparation of the precoat between the vessel of the preparation unit and the vessel of the coating unit and vice versa. Response to Arguments Applicant's arguments filed 5/14/2026 have been fully considered but they are not persuasive. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KARA M PEO whose telephone number is (571)272-9958. The examiner can normally be reached 9 to 5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Vickie Kim can be reached at 571-272-0579. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KARA M PEO/Primary Examiner, Art Unit 1777
Read full office action

Prosecution Timeline

Aug 18, 2022
Application Filed
May 22, 2025
Non-Final Rejection mailed — §103
Aug 18, 2025
Response Filed
Aug 18, 2025
Response after Non-Final Action
May 14, 2026
Response Filed
Aug 05, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
42%
Grant Probability
82%
With Interview (+39.6%)
4y 5m (~5m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 351 resolved cases by this examiner. Grant probability derived from career allowance rate.

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