Prosecution Insights
Last updated: April 19, 2026
Application No. 17/915,755

OLED DISPLAY SUBSTRATE, METHOD FOR MANUFACTURING THE SAME, AND DISPLAY DEVICE

Non-Final OA §103
Filed
Sep 29, 2022
Examiner
ZHU, SHENG-BAI
Art Unit
2897
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
BOE TECHNOLOGY GROUP CO., LTD.
OA Round
3 (Non-Final)
63%
Grant Probability
Moderate
3-4
OA Rounds
2y 11m
To Grant
67%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allow Rate
441 granted / 705 resolved
-5.4% vs TC avg
Minimal +5% lift
Without
With
+4.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
59 currently pending
Career history
764
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
66.2%
+26.2% vs TC avg
§102
21.5%
-18.5% vs TC avg
§112
10.7%
-29.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 705 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Detailed Action Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 10/15/2025 has been entered. Claim Rejections – 35 U.S.C. 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1, 3, 11 and 14 rejected under 35 U.S.C. 103 as being unpatentable over Ni (U.S. Patent Pub. No. 2019/0296268) of record, in view of Huang (CN 110148684) of record. Regarding Claim 1 FIG.1 of Ni discloses an OLED display substrate, comprising: a drive substrate [0020], the drive substrate being provided with a light-emitting unit (11); and an encapsulation structure (12) covering the light-emitting unit; wherein the encapsulation structure comprises a first inorganic structure (121), an organic layer (122) and a second inorganic structure (123) that are arranged in sequence along a direction away from the drive substrate; a refractive index of the first inorganic structure is higher than a refractive index of the organic layer [0008], the first inorganic structure comprises at least one inorganic layer, and a thickness of one inorganic layer of the at least one inorganic layer is not larger than 500 nm [0029], and a thickness of the first inorganic layer is not larger than 500 nm [0029]. Ni is silent with respect to “the first inorganic structure comprises a first inorganic layer and a second inorganic layer that are laminated along the direction away from the drive substrate, a refractive index of the first inorganic layer is lower than a refractive index of the second inorganic layer”. FIG. 4 of Huang discloses a similar OLED display substrate, wherein the first inorganic structure comprises a first inorganic layer (311) and a second inorganic layer (310) that are laminated along the direction away from the drive substrate, a refractive index (1.8-1.9) of the first inorganic layer is lower than a refractive index (2.0-2.2) of the second inorganic layer, and a thickness of the first inorganic layer is not larger than 500 nm (the thickness of the first inorganic layer is greater than or equal to 0.01um, less than or equal to 0.1um). It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the device of Ni, as taught by Huang. The ordinary artisan would have been motivated to modify Ni in the above manner for purpose of solving problems caused from separating and packaging (Abstract of Huang). Regarding Claim 3 Huang discloses the thickness of the first inorganic layer is not larger than 100 nm, and a thickness of the second inorganic layer is not larger than 500 nm [0011]. Regarding Claim 11 FIG. 1 of Ni discloses a method for manufacturing an OLED display substrate, comprising: providing a drive substrate [0020]; forming a light-emitting unit (11) on the drive substrate; and forming an encapsulation structure covering the light-emitting unit; wherein the forming the encapsulation structure comprises: forming a first inorganic structure (121), an organic layer (122) and a second inorganic structure (123) in sequence, wherein a refractive index of the first inorganic structure is higher than a refractive index of the organic layer [0008], the first inorganic structure comprises at least one inorganic layer, and a thickness of one inorganic layer of the at least one inorganic layer is not larger than 500 nm [0029], and a thickness of the first inorganic layer is not larger than 500 nm [0029]. Ni is silent with respect to “forming a first inorganic layer and a second inorganic layer that are laminated along the direction away from the drive substrate, a refractive index of the first inorganic layer is lower than a refractive index of the second inorganic layer”. FIG. 4 of Huang discloses a similar OLED display substrate, comprising forming a first inorganic layer (311) and a second inorganic layer (310) that are laminated along the direction away from the drive substrate, a refractive index of the first inorganic layer is lower than a refractive index of the second inorganic layer, a refractive index (1.8-1.9) of the first inorganic layer is lower than a refractive index (2.0-2.2) of the second inorganic layer, and a thickness of the first inorganic layer is not larger than 500 nm (the thickness of the first inorganic layer is greater than or equal to 0.01um, less than or equal to 0.1um). It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the device of Ni, as taught by Huang. The ordinary artisan would have been motivated to modify Ni in the above manner for purpose of solving problems caused from separating and packaging (Abstract of Huang). Regarding Claim 14 Huang discloses the forming the first inorganic layer comprises: forming the first inorganic layer in an atomic layer deposition (ALD) manner. Claims 1, 4-8, 10 and 11 rejected under 35 U.S.C. 103 as being unpatentable over Ni, in view of Pu (CN 109285958, machina-translation provided). Regarding Claim 1 FIG.1 of Ni discloses an OLED display substrate, comprising: a drive substrate [0020], the drive substrate being provided with a light-emitting unit (11); and an encapsulation structure (12) covering the light-emitting unit; wherein the encapsulation structure comprises a first inorganic structure (121), an organic layer (122) and a second inorganic structure (123) that are arranged in sequence along a direction away from the drive substrate; a refractive index of the first inorganic structure is higher than a refractive index of the organic layer [0008], the first inorganic structure comprises at least one inorganic layer, and a thickness of one inorganic layer of the at least one inorganic layer is not larger than 500 nm [0029], and a thickness of the first inorganic layer is not larger than 500 nm [0029]. Ni is silent with respect to “the first inorganic structure comprises a first inorganic layer and a second inorganic layer that are laminated along the direction away from the drive substrate, a refractive index of the first inorganic layer is lower than a refractive index of the second inorganic layer”. FIG. 12 of Pu discloses a similar OLED display substrate, wherein along the direction away from the drive substrate, the first inorganic structure comprises a first inorganic layer (301) and a second inorganic layer (302) that are laminated, a refractive index (1.7-1.9) of the first inorganic layer is lower than a refractive index (1.9-2.4) of the second inorganic layer (Table 1), and a thickness of the first inorganic layer is not larger than 500 nm (~150nm). It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the device of Ni, as taught by Pu. The ordinary artisan would have been motivated to modify Ni in the above manner for purpose of avoiding water intrusion and improving bending resistance (Abstract of Pu). Regarding Claim 4 Ni discloses a difference between the refractive index of the second inorganic layer and the refractive index of the organic layer is smaller than a preset threshold. Regarding Claim 5 Ni discloses the preset threshold is 0.15 [0027]. Regarding Claim 6 Ni discloses a thickness of the organic layer is larger than 6000 nm [0029]. Regarding Claim 7 Ni discloses a thickness of the second organic layer is 10 nm to 50000 nm [0029]. Regarding Claim 8 Ni discloses a thickness of the second organic layer is larger than 1500 nm [0029]. Regarding Claim 10 FIG. 1 of Ni discloses a display device, comprising the OLED display substrate according to Claim 1. Regarding Claim 11 FIG. 1 of Ni discloses a method for manufacturing an OLED display substrate, comprising: providing a drive substrate [0020]; forming a light-emitting unit (11) on the drive substrate; and forming an encapsulation structure covering the light-emitting unit; wherein the forming the encapsulation structure comprises: forming a first inorganic structure (121), an organic layer (122) and a second inorganic structure (123) in sequence, wherein a refractive index of the first inorganic structure is higher than a refractive index of the organic layer [0008], the first inorganic structure comprises at least one inorganic layer, and a thickness of one inorganic layer of the at least one inorganic layer is not larger than 500 nm [0029], and a thickness of the first inorganic layer is not larger than 500 nm [0029]. Ni is silent with respect to “forming a first inorganic layer and a second inorganic layer that are laminated along the direction away from the drive substrate, a refractive index of the first inorganic layer is lower than a refractive index of the second inorganic layer”. FIG. 12 of Pu discloses a similar OLED display substrate, wherein along the direction away from the drive substrate, the first inorganic structure comprises a first inorganic layer (301) and a second inorganic layer (302) that are laminated, a refractive index (1.7-1.9) of the first inorganic layer is lower than a refractive index (1.9-2.4) of the second inorganic layer (Table 1), and a thickness of the first inorganic layer is not larger than 500 nm (~150nm). It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the device of Ni, as taught by Pu. The ordinary artisan would have been motivated to modify Ni in the above manner for purpose of avoiding water intrusion and improving bending resistance (Abstract of Pu). Claims 1, 10 and 11 rejected under 35 U.S.C. 103 as being unpatentable over Jin (CN 111063825) of record, in view of Gu (CN 106450035, machina-translation provided). Regarding Claim 1 FIG.3 of Jin discloses an OLED display substrate, comprising: a drive substrate (300), the drive substrate being provided with a light-emitting unit (400); and an encapsulation structure (100) covering the light-emitting unit; wherein the encapsulation structure comprises a first inorganic structure (110), an organic layer (120) and a second inorganic structure (130) that are arranged in sequence along a direction away from the drive substrate; a refractive index of the first inorganic structure is higher than a refractive index of the organic layer (Abstract), the first inorganic structure comprises at least one inorganic layer. Jin is silent with respect to “a thickness of one inorganic layer of the at least one inorganic layer is not larger than 500 nm” and “the first inorganic structure comprises a first inorganic layer and a second inorganic layer that are laminated along the direction away from the drive substrate, a refractive index of the first inorganic layer is lower than a refractive index of the second inorganic layer, and a thickness of the first inorganic layer is not larger than 500 nm”. FIG. 2 of Gu discloses a similar OLED display substrate, wherein the first inorganic structure comprises a first inorganic layer (Al2O3 511) and a second inorganic layer (TiO2 512) that are laminated along the direction away from the drive substrate, a refractive index (1.52-1.77) of the first inorganic layer is lower than a refractive index (2.49-2.71) of the second inorganic layer, and a thickness of the first inorganic layer is not larger than 500 nm (30-100nm). It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the device of Jin, as taught by Gu. The ordinary artisan would have been motivated to modify Jin in the above manner for purpose of reducing the risk of splitting or peeling due to stress (Abstract of Gu). Regarding Claim 10 FIG. 3 of Jin discloses a display device, comprising the OLED display substrate according to Claim 1. Regarding Claim 11 FIG.3 of Jin discloses a method for manufacturing an OLED display substrate, comprising: providing a drive substrate (300); forming a light-emitting unit (400) on the drive substrate; and forming an encapsulation structure covering the light-emitting unit; wherein the forming the encapsulation structure comprises: forming a first inorganic structure (110), an organic layer (120) and a second inorganic structure (130) in sequence, wherein a refractive index of the first inorganic structure is higher than a refractive index of the organic layer, the first inorganic structure comprises at least one inorganic layer. Jin is silent with respect to “a thickness of one inorganic layer of the at least one inorganic layer is not larger than 500 nm” and “forming a first inorganic layer and a second inorganic layer that are laminated along the direction away from the drive substrate, a refractive index of the first inorganic layer is lower than a refractive index of the second inorganic layer, and a thickness of the first inorganic layer is not larger than 500 nm”. FIG. 2 of Gu discloses a similar OLED display substrate, wherein the first inorganic structure comprises a first inorganic layer (Al2O3 511) and a second inorganic layer (TiO2 512) that are laminated along the direction away from the drive substrate, a refractive index (1.52-1.77) of the first inorganic layer is lower than a refractive index (2.49-2.71) of the second inorganic layer, and a thickness of the first inorganic layer is not larger than 500 nm (30-100nm). It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the device of Jin, as taught by Gu. The ordinary artisan would have been motivated to modify Jin in the above manner for purpose of reducing the risk of splitting or peeling due to stress (Abstract of Gu). Claims 1 and 11 rejected under 35 U.S.C. 103 as being unpatentable over Jin, in view of Zhang (U.S. Patent Pub. No. 2020/0083490) of record. Regarding Claim 1 FIG.3 of Jin discloses an OLED display substrate, comprising: a drive substrate (300), the drive substrate being provided with a light-emitting unit (400); and an encapsulation structure (100) covering the light-emitting unit; wherein the encapsulation structure comprises a first inorganic structure (110), an organic layer (120) and a second inorganic structure (130) that are arranged in sequence along a direction away from the drive substrate; a refractive index of the first inorganic structure is higher than a refractive index of the organic layer (Abstract), the first inorganic structure comprises at least one inorganic layer. Jin is silent with respect to “a thickness of one inorganic layer of the at least one inorganic layer is not larger than 500 nm” and “the first inorganic structure comprises a first inorganic layer and a second inorganic layer that are laminated along the direction away from the drive substrate, a refractive index of the first inorganic layer is lower than a refractive index of the second inorganic layer, and a thickness of the first inorganic layer is not larger than 500 nm”. FIG. 2 of Zhang discloses a similar organic light emitting diode display device, comprising a thickness of one inorganic layer of the at least one inorganic layer is not larger than 500 nm [0054]. Zhang further discloses a refractive index of the first inorganic layer gradually decreases along a direction from the substrate to the OLED layer [0011]. Therefore, the first inorganic structure comprises a first inorganic layer (portion of the first inorganic structure 130 having lower refractive index) and a second inorganic layer (portion of the first inorganic structure 130 having higher refractive index) that are laminated along the direction away from the drive substrate, a refractive index of the first inorganic layer is lower than a refractive index of the second inorganic layer. It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the device of Jin, as taught by Zhang. The ordinary artisan would have been motivated to modify Jin in the above manner for purpose of increasing stability and light performance of display panel ([0032] of Zhang). Regarding Claim 11 FIG.3 of Jin discloses a method for manufacturing an OLED display substrate, comprising: providing a drive substrate (300); forming a light-emitting unit (400) on the drive substrate; and forming an encapsulation structure covering the light-emitting unit; wherein the forming the encapsulation structure comprises: forming a first inorganic structure (110), an organic layer (120) and a second inorganic structure (130) in sequence, wherein a refractive index of the first inorganic structure is higher than a refractive index of the organic layer, the first inorganic structure comprises at least one inorganic layer. Jin is silent with respect to “a thickness of one inorganic layer of the at least one inorganic layer is not larger than 500 nm” and “forming a first inorganic layer and a second inorganic layer that are laminated along the direction away from the drive substrate, a refractive index of the first inorganic layer is lower than a refractive index of the second inorganic layer, and a thickness of the first inorganic layer is not larger than 500 nm”. FIG. 2 of Zhang discloses a similar method for manufacturing an OLED display substrate, comprising forming a first inorganic layer (portion of the first inorganic structure 130 having lower refractive index) and a second inorganic layer (portion of the first inorganic structure 130 having higher refractive index) that are laminated along the direction away from the drive substrate, a refractive index of the first inorganic layer is lower than a refractive index of the second inorganic layer, and a thickness of the first inorganic layer is not larger than 500 nm [0054]. It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to modify the method of Jin, as taught by Zhang. The ordinary artisan would have been motivated to modify Jin in the above manner for purpose of increasing stability and light performance of display panel ([0032] of Zhang). Pertinent Art Guo (U.S. Patent Pub. No. 2021/0226159) discloses the first inorganic structure (11) comprises a first inorganic layer (11b) and a second inorganic layer (11a) that are laminated, a refractive index (1.3-1.5) of the first inorganic layer is lower than a refractive index (1.7-1.9) of the second inorganic layer; a thickness of one inorganic layer of the at least one inorganic layer is not larger than 500 nm [0060]. Pertinent art also includes Li (U.S. Patent Pub. No. 2018/0375060) and Choi (U.S. Patent Pub. No. 2020/0043998). Response to Arguments Applicant's arguments with respect to Huang have been considered but they are not persuasive. The claimed limitation “along the direction away from the drive substrate, the first inorganic structure comprises a first inorganic layer and a second inorganic layer that are laminated” does not limit the order of a first inorganic layer and a second inorganic layer. The Office Action interprets the sublayer 311 as the first inorganic layer and the sublayer 310 as the second inorganic layer. These two sublayers are laminated. A refractive index (1.8-1.9) of the first inorganic layer is lower than a refractive index (2.0-2.2) of the second inorganic layer, and a thickness of the first inorganic layer is not larger than 500 nm (the thickness of the first inorganic layer is greater than or equal to 0.01um, less than or equal to 0.1um). During patent examination, the pending claims must be "given their broadest reasonable interpretation consistent with the specification." en banc decision in Phillips v. AWH Corp., 415 F.3d 1303, 75 USPQ2d 1321 (Fed. Cir. 2005), see MPEP 2111 [R-5]. For similar reasons, Applicant's arguments with respect to Zhang are not persuasive. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHENG-BAI ZHU whose telephone number is (571)270-3904. The examiner can normally be reached on 11am – 7pm EST. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Chad Dicke can be reached on (571)270-7996. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SHENG-BAI ZHU/Primary Examiner, Art Unit 2897
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Prosecution Timeline

Sep 29, 2022
Application Filed
Mar 11, 2025
Non-Final Rejection — §103
Jun 16, 2025
Response Filed
Jul 17, 2025
Final Rejection — §103
Sep 19, 2025
Response after Non-Final Action
Oct 15, 2025
Request for Continued Examination
Oct 21, 2025
Response after Non-Final Action
Jan 07, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
63%
Grant Probability
67%
With Interview (+4.8%)
2y 11m
Median Time to Grant
High
PTA Risk
Based on 705 resolved cases by this examiner. Grant probability derived from career allow rate.

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