Prosecution Insights
Last updated: October 04, 2026
Application No. 17/918,390

AGENT FOR INCREASING CD25-POSITIVE REGULATORY T CELLS IN KIDNEYS

Final Rejection §102§103
Filed
Oct 12, 2022
Priority
Apr 13, 2020 — JP 2020-071737 +1 more
Examiner
MCCORMICK, CATHERINE LYNN
Art Unit
1638
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Rohto Pharmaceutical Co., Ltd.
OA Round
3 (Final)
50%
Grant Probability
Moderate
4-5
OA Rounds
0m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 50% of resolved cases
50%
Career Allowance Rate
22 granted / 44 resolved
-10.0% vs TC avg
Strong +42% interview lift
Without
With
+42.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
25 currently pending
Career history
77
Total Applications
across all art units

Statute-Specific Performance

§101
3.5%
-36.5% vs TC avg
§103
49.6%
+9.6% vs TC avg
§102
25.0%
-15.0% vs TC avg
§112
10.1%
-29.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 44 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 04/28/2026 has been entered. Priority Acknowledgment is made of applicant’s claim for foreign priority under 35 U.S.C. 119 (a)-(d). Acknowledgment is made of Applicants’ claim for benefit to foreign applications JP2020-071737 filed 04/13/2020. This application claims the benefit of priority to Patent Application PCT/JP2021/015093. Acknowledgement is made of Applicants’ claim for benefit to prior filed to Patent Application Number PCT/JP2021/015093, filed on 04/09/2021. Information Disclosure Statement The Information Disclosure Statements filed 10/12/2022, 12/07/2022, and 04/17/2024 have been considered by the Examiner. Status of Claims Claims 6 and 8-10 are under examination. Claims 1-5 and 7 are cancelled. Claim Rejections - 35 USC § 102 Rejection to claims 6 and 9-10 under 35 U.S.C. 102(a)(1) as being anticipated by Jin et al. (BioMed Research International, 2014) as evidenced by Tasso et al. (Invest Ophthalmol Vis Sci., 2012) have been withdrawn in view of the applicant’s amendments filed 04/28/2026. Response to Arguments Applicant's arguments and amendments filed 04/28/2026 have been fully considered and they are persuasive. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Rejections necessitated by amendment: Claims 6 and 8-10 are rejected under 35 U.S.C. 103 as being unpatentable over Jin et al. (BioMed Research International, 2014) as evidenced by Tasso et al. (Invest Ophthalmol Vis Sci., 2012) in view of Wang et al. (Cytotherapy, 2018). Regarding claim 6, Jin teaches a method of administering mesenchymal stem cells to a subject in need thereof (page 2, section 2.1.1.). Jin teaches stem cell-based therapy for Glomerulonephritis is successful and postulate various reasons including immune modulatory functions of MSCs which may increase regulatory T cells in kidneys (page 9, Figure 1). Mesenchymal stem cells are known to have immunosuppressive properties and further can promote induction of CD25+ T regulatory cells as evidenced by Tasso et al (page 786, purpose). Therefore, it is inherent that mesenchymal stem cells would increase CD25+ T regulatory cells because it is a known feature of mesenchymal stem cells. The MSCs administered to the kidney of a subject suffering from Glomerulonephritis would increase CD25+ T regulatory cells. Furthermore, the “increasing CD25-positive regulatory T cells in kidneys” is recited in the preamble and is an intended use. The claims do not recite limitations or active steps that reflect that intended use. Jin does not teach administration of the mesenchymal stem cells in a cryopreservation solution. Wang teaches administration of mesenchymal stem cells in a cryopreservation solution of 5% DMSO compared to DMSO-free controls (page S57, poster 159). Therefore, with association of DMSO to adverse side effects in transplant patients one would use 5% or less of DMSO in their injection to decrease the risk of side effects. It would have been obvious to one of ordinary skill in the art at the time the invention was made to have combined the teachings of Jin et al. for administration of MSCs to increase CD25-positive regulatory T cells in kidneys with the teachings of Wang et al. for administration of MSCs to a subject in a cryopreservation solution. Wang et al. provide motivation by teaching that cryoprotectants are extensively used in blood and bone marrow stem cell transplantation and that 5% DMSO is not associated with adverse side effects in patients. One of skill in the art would have had a reasonable expectation of success at combining Jin et al. and Wang et al. because both teach the administration of stem cells to a subject. Regarding claim 8, Wang teaches the use of DMSO (dimethyl sulfoxide) as a cryopreservation solution (page S57, poster 159). Regarding claim 9, Jin teaches the subject is suffering from renal disease (page 1, abstract). Regarding claim 10, Jin teaches the patient is suffering from renal disease and that renal disease is glomerulonephritis (page 1, abstract). Response to Arguments Applicant's arguments filed 04/28/2026 have been fully considered but they are not persuasive. Applicant’s argument: Wang fails to cure the deficiencies noted above with respect to the teachings of Jin in view of Tasso. The alleged "known feature" of Tasso is with respect to in vitro results and does not necessarily and inevitably result in inducing an increase in CD25-positive regulatory T cells in the kidney. According to the teachings of Tasso, the induction of CD25-positive Tregs by MSCs was demonstrated only in vitro, and there is no disclosure of any in vivo increase, let alone in the kidney. Tasso does not disclose induction of CD25-positive Tregs by MSCs in vivo, or in the kidney. The combination of Jin in view of Tasso with Wang does not render claims 6 and dependent claim 8 obvious. Moreover, Wang does not disclose "wherein the infusion or the medium comprises a cryopreservation solution at a concentration of less than 5% (v/v)" as recited in claim 6. Examiner’s response: Tasso et al. teach Mesenchymal stem/progenitor cells (MSCs) have regenerative and immunomodulatory properties. Tasso et al. teach MSCs promote the induction of CD25+ T lymphocytes with regulatory functions (Treg) (page 786, Purpose). For these reasons the authors further studied the induction of Tregs and the development of autoimmunity. Tasso et al. teach some of the animals were treated intraperitoneally with syngeneic MSCs. Tasso et al. also checked T-cell responses and in vitro Treg conversion by cell proliferation and blocking assays, in cell-cell contact and transwell settings (page 786, Methods). As recited above, Wang teaches administration of mesenchymal stem cells in a cryopreservation solution of 5% DMSO compared to DMSO-free controls (page S57, poster 159), which reads on wherein the infusion or the medium comprises a cryopreservation solution at a concentration of less than 5% (v/v). Conclusion All claims are identical to or patentably indistinct from, or have unity of invention with claims in the application prior to the entry of the submission under 37 CFR 1.114 (that is, restriction (including a lack of unity of invention) would not be proper) and all claims could have been finally rejected on the grounds and art of record in the next Office action if they had been entered in the application prior to entry under 37 CFR 1.114. Accordingly, THIS ACTION IS MADE FINAL even though it is a first action after the filing of a request for continued examination and the submission under 37 CFR 1.114. See MPEP § 706.07(b). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Catherine L McCormick whose telephone number is (703)756-5659. The examiner can normally be reached Monday-Friday, 8:30 am-5:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Tracy Vivlemore can be reached at (571) 272-2914. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /C.L.M./Examiner, Art Unit 1638 /Anna Skibinsky/ Primary Examiner, AU 1635
Read full office action

Prosecution Timeline

Oct 12, 2022
Application Filed
Jun 03, 2025
Non-Final Rejection mailed — §102, §103
Nov 03, 2025
Response Filed
Nov 28, 2025
Final Rejection mailed — §102, §103
Mar 27, 2026
Response after Non-Final Action
Apr 28, 2026
Request for Continued Examination
Apr 29, 2026
Response after Non-Final Action
Sep 10, 2026
Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
50%
Grant Probability
92%
With Interview (+42.5%)
3y 5m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 44 resolved cases by this examiner. Grant probability derived from career allowance rate.

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