Prosecution Insights
Last updated: October 02, 2026
Application No. 17/936,654

METHOD OF TREATING OR AMELIORATING CANCERS DRIVEN BY RECEPTOR TYROSINE KINASE FUSION ONCOGENES, AND COMPOSITIONS FOR THE SAME

Non-Final OA §103
Filed
Sep 29, 2022
Priority
Sep 29, 2021 — provisional 63/250,083
Examiner
ROBINSON, MIKHAIL O'DONNEL
Art Unit
1627
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
The Trustees of the University of Pennsylvania
OA Round
6 (Non-Final)
59%
Grant Probability
Moderate
6-7
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 59% of resolved cases
59%
Career Allowance Rate
77 granted / 130 resolved
-0.8% vs TC avg
Strong +42% interview lift
Without
With
+42.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
48 currently pending
Career history
163
Total Applications
across all art units

Statute-Specific Performance

§101
5.3%
-34.7% vs TC avg
§103
41.0%
+1.0% vs TC avg
§102
21.4%
-18.6% vs TC avg
§112
22.2%
-17.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 130 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant's arguments filed 06/04/2026 have been fully considered but they are not persuasive. Applicants’ argument with respect to the 103 rejection of claim 1 over Jou et al. (US 20120129869 A1) is rendered moot on the basis of Jou teaches the ALK inhibitor of Crizotinib. From the previous office action, the teachings of Jou were highlighted which included Crizotinib but was mistakenly not used to reject claims 26 and 30. Applicant has canceled claims 16, 24, 26, 28, 30 and added claim 33. Claims 1, 4-6, 10-11, 14-15, 20-22 and 31-33 is now evaluated on its merits Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 4-6, 10-11, 14-15, 20-22 and 31-33 are rejected under 35 U.S.C. 103 as being unpatentable over Jou et al. (US 20120129869 A1) in view of Guo et al. EML4-ALK induces epithelial-mesenchymal transition consistent with cancer stem cell properties in H1299 non-small cell lung cancer cells, Biochem and Biophysicial Research comm, February 2015, Pages 389-404, Mondal et al. Matrix metalloproteinase-9 (MMP-9) and its inhibitors in cancer: A minireview, Euro Journal Med Chem, March 2020, Pages 1-7 and Muller et al. Anaplastic lymphoma kinase inhibition in metastatic non-small cell lung cancer: clinical impact of alectinib, Onco Targets Ther; September 2017, Pages 4535-4541. Regarding claims 1, 4-6, 10-11, 14-15, 20-22 and 31-33, Jou teaches a method of diagnosing and treating lung cancer comprising steps of detecting ALK mutations from lung adenocarcinoma patients (relevant to claims 10 and 20) and detecting the tumorigenic activities and treating the ALK mutation lung adenocarcinoma by administration of an ALK inhibitor (relevant to claim 33) (claim 16). Jou teaches the ALK mutations from lung adenocarcinoma patients are expressed in H1299 cells lines which are EML4-ALK NSCLC cell lines (relevant to claims 21-22) (Fig. 4) are treated with an ALK inhibitors selected from WHI-P154, TAE684 and Crizotinib (relevant to claim 6). In reference to claims 4-5 and 14-15, applicant’s specification page 11 paragraph 00058, EML4-ALK is known in the art with the absence of an inhibitor to be “of oncogenic RTK fusion protein in the tumor cells dramatically suppress signaling through the transmembrane RTKs by sequestration of downstream effectors for the transmembrane RTKs”. Thus, the teaching of Jou on treating cancer tumor cells associated ALK fusion protein which comprises inhibiting EML4-ALK read to the limitations of claims 4-5 and 14-15 and will inherently “ sequester GRB2 or SOS from the above EML4-ALK downstream effector for the transmembrane RTKs as per MPEP 2112.01 (II): "Products of identical chemical composition can not have mutually exclusive properties." In re Spada, 911 F.2d 705, 709, 15 USPQ2d 1655, 1658 (Fed. Cir. 1990). A chemical composition and its properties are inseparable. Therefore, if the prior art teaches the identical chemical structure, the properties applicant discloses and/or claims are necessarily present. Jou fails to teach the treatment in combination with a MMP inhibitor and the ALK inhibitor of alectinib. Gou teaches the properties of EML4-ALK H1299 non-small lung cancer cells, in which MMP-2 and MMP-9, two crucial proteins involved in cancer cell metastasis, were significantly increased in cells of EML4-ALK expression compared with control cells. Additionally, EML4-ALK in H1299 cells attributed to increased expression of MMP2 and MMP9, modulating invasive migration during EMT (abstract, Page 400 2nd column 1st para.) Mondal teaches MMP-9 is an important therapeutic approach for combating various diseases including lung cancer (abstract, fig. 5). Inhibitors of MMP-9 can be used as anticancer agents and inhibitors of MMP-9 includes Batimastat, Marimastat, Tanomastat, Rebimastat, Priomastat and Doxycycline (relevant to claim 1). Muller teaches that in non-small cell lung cancer (NSCLC) tumors, 5% harbors an anaplastic lymphoma kinase (ALK) translocation that drives tumorigenesis. The first line of defense crizotinib specifically inhibits ALK and improves progression-free survival (PFS) in treated and untreated patients by 4 months compared to standard chemotherapy. Some patients have reported to have relapsed after crizotinib treatment due to resistance mutations in ALK. Thus, the second-generation ALK inhibitor alectinib has been approved for ALK-rearranged NSCLC after patients progressed on crizotinib. Alectinib is able to inhibit several crizotinib and ceritinib-resistant ALK mutations in vitro. Muller additionally teaches alectinib is a more potent tyrosine kinase inhibitor and considered safer than crizotinib (abstract). Therefore, it would have been obvious to someone of ordinary skill in the art at the time of filing to have developed a method for treating EML4-ALK NSCLC by administrating a pharmaceutical composition comprising a ALK inhibitor of EML4-ALK NSCLC cell lines of crizotinib and MMP inhibitor of Marimastat. One would have been motivated to do so from the teaching of Gou on the properties of EML4-ALK NSCLC increasing the expression of MMP-9 and the teachings of Mondal on the known inhibitor of MMP-9 of Marimastat, in combination with the teaching of Jou on the treatment of EML4-ALK NSCLC by crizotinib. There is a reasonable expectation of treating EML4-ALK NSCLC as well as increasing the efficacy of the therapeutic by administration of the ALK inhibitor crizotinib taught by Jou in combination with the MMP-9 inhibitors taught by Mondal. It would additionally have been obvious to someone of ordinary skill in the art to interchange ALK inhibitors of crizotinib and alectinib as Muller teaches both inhibitors are approved to treat EML4-ALK NSCLC and alectinib is considered to be more potent and safer. There is a reasonable expectation of interchanging crizotinib and alectinib to treat EML4-ALK NSCLC. In regards to claims 11 and 33, It would also have been obvious to incorporate a pharmaceutical acceptable carrier for it is known in the art and routine experimentation to include pharmaceutical excipients for delivery of therapeutics to a patient. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MIKHAIL O'DONNEL ROBINSON whose telephone number is (571)270-0777. The examiner can normally be reached Monday-Friday 7:30am-5:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kortney Klinkel can be reached at 571-270-5239. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. MIKHAIL O'DONNEL. ROBINSON Examiner Art Unit 1627 /MIKHAIL O'DONNEL ROBINSON/Examiner, Art Unit 1627 /SARAH PIHONAK/Primary Examiner, Art Unit 1627
Read full office action

Prosecution Timeline

Show 7 earlier events
Jun 20, 2025
Response Filed
Aug 12, 2025
Final Rejection mailed — §103
Jan 12, 2026
Response after Non-Final Action
Feb 04, 2026
Request for Continued Examination
Feb 11, 2026
Response after Non-Final Action
Feb 18, 2026
Non-Final Rejection mailed — §103
Jun 04, 2026
Response Filed
Aug 17, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

6-7
Expected OA Rounds
59%
Grant Probability
99%
With Interview (+42.1%)
3y 4m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 130 resolved cases by this examiner. Grant probability derived from career allowance rate.

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