Prosecution Insights
Last updated: April 19, 2026
Application No. 17/958,279

GAIN CELL USING PLANAR AND TRENCH FERROELECTRIC AND ANTI-FERROELECTRIC CAPACITORS FOR EDRAM

Non-Final OA §103
Filed
Sep 30, 2022
Examiner
IMTIAZ, S M SOHEL
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Intel Corporation
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
2y 5m
To Grant
98%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allow Rate
488 granted / 540 resolved
+22.4% vs TC avg
Moderate +7% lift
Without
With
+7.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
23 currently pending
Career history
563
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
60.9%
+20.9% vs TC avg
§102
17.5%
-22.5% vs TC avg
§112
18.7%
-21.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 540 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This office action is in response to application filed on 12/30/2025. Currently claims 1-20 are pending in the application. Election/Restrictions Applicant's election without traverse of Species A, claims 1-17, in the reply filed on 12/30/2025 is acknowledged. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1 and 7-8 are rejected under 35 U.S.C. 103 as being unpatentable over US 2005/0135143 A1 (Jeon) and further in view of US 2018/0012642 A1 (Rodriguez). Regarding claim 1, Jeon discloses, a memory device (as annotated on Fig. 12; [0086] – [0090]), comprising: PNG media_image1.png 726 658 media_image1.png Greyscale a first transistor (N101; access transistor; Fig. 12; [0088]), wherein the first transistor (N101) is an access transistor to write data (functionality of N101); a ferroelectric capacitor (N101; ferroelectric capacitor; Fig. 12; [0088]) for storing data (functionality of C101); and a second transistor (part of sense amplifier, as annotated on Fig. 12; [0089]), wherein the second transistor (part of sense amplifier) is a sense transistor to read the data stored on the ferroelectric capacitor (C101) (Fig. 12; [0089]). But Jeon fails to teach explicitly, a transistor level design of a sense amplifier; However, in analogous art, Rodriguez discloses, a transistor level design of a sense amplifier (Fig. 7A; [0031]); PNG media_image2.png 722 524 media_image2.png Greyscale Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, having the teachings of Jeon and Rodriguez before him/her, to modify the teachings of a memory device using a sense amplifier as taught by Jeon and to include the teachings of a transistor level design of a sense amplifier as taught by Rodriguez since a sense amplifier is an important building block in memory design and absent this important teaching in Jeon, a person with ordinary skill in the art would be motivated to reach out to Rodriguez while forming a memory device of Jeon. Regarding claim 7, the combination of Jeon and Rodriguez discloses, the memory device of claim 1, wherein the ferroelectric capacitor (612 and 616) is coupled to a plate line (PL) (Fig. 6B; [0030]; Rodriguez Ref.). PNG media_image3.png 392 716 media_image3.png Greyscale Regarding claim 8, Jeon discloses, the memory device of claim 1, wherein a gate of the first transistor (N101) is coupled to a write word line (WLi), and wherein a drain (Va) of the first transistor (N101) is coupled to a write bit line (BLi, through capacitor C101) (Fig. 12; [0086] – [0090]). PNG media_image1.png 726 658 media_image1.png Greyscale Claims 2-3 and 10-12 are rejected under 35 U.S.C. 103 as being unpatentable over Jeon and Rodriguez as applied to claim 1 and further in view of US 2023/0067884 A1 (Muller). Regarding claim 2, the combination of Jeon and Rodriguez fails to teach explicitly, the memory device of claim 1, wherein the first transistor, the second transistor, and the ferroelectric capacitor are coupled together by a node. However, in analogous art, Muller discloses, the memory device of claim 1, wherein the first transistor (162), the second transistor (166), and the ferroelectric capacitor (102a) are coupled together by a node (as annotated on Fig. 3B) (Fig. 3B; [0016]). PNG media_image4.png 394 624 media_image4.png Greyscale Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, having the teachings of Jeon, Rodriguez and Muller before him/her, to modify the teachings of a memory device using the first transistor, the second transistor, and the ferroelectric capacitor as taught by Jeon and to include the teachings of the first transistor, the second transistor, and the ferroelectric capacitor being coupled together by a node as taught by Muller since this is how the memory device components are usually connected and absent this important teaching in Jeon, a person with ordinary skill in the art would be motivated to reach out to Muller while forming a memory device of Jeon. Regarding claim 3, the combination of Jeon, Rodriguez and Muller teaches, the memory device of claim 2, wherein the node (as annotated on Fig. 3B) is coupled to a terminal of the ferroelectric capacitor (102a), a drain of the first transistor (162) and a gate of the second transistor (166) (Fig. 3B; [0016]; Muller Ref.). Regarding claim 10, the combination of Jeon and Rodriguez fails to teach explicitly, the memory device of claim 1, wherein the ferroelectric capacitor is stacked above the first transistor and the second transistor. However, in analogous art, Muller discloses, the memory device of claim 1, wherein the ferroelectric capacitor is stacked above the first transistor and the second transistor (Fig. 8; [0016]). PNG media_image5.png 532 660 media_image5.png Greyscale Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, having the teachings of Jeon, Rodriguez and Muller before him/her, to modify the teachings of a memory device using the first transistor, the second transistor, and the ferroelectric capacitor as taught by Jeon and to include the teachings of the ferroelectric capacitor being stacked above the first transistor and the second transistor as taught by Muller since this is how the memory device components are usually connected and absent this important teaching in Jeon, a person with ordinary skill in the art would be motivated to reach out to Muller while forming a memory device of Jeon. Regarding claim 11, the combination of Jeon, Rodriguez and Muller discloses, the memory device of claim 10, wherein the ferroelectric capacitor is directly over the first transistor (Fig. 8; [0016]; Muller Ref; with broadest reasonable interpretation). Regarding claim 12, the combination of Jeon and Rodriguez fails to teach explicitly, the memory device of claim 1, wherein the first transistor is laterally adjacent to the second transistor. However, in analogous art, Muller discloses, the memory device of claim 1, wherein the first transistor is laterally adjacent to the second transistor (Fig. 8; [0016]). PNG media_image5.png 532 660 media_image5.png Greyscale Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, having the teachings of Jeon, Rodriguez and Muller before him/her, to modify the teachings of a memory device using the first transistor, the second transistor, and the ferroelectric capacitor as taught by Jeon and to include the teachings of first transistor being laterally adjacent to the second transistor as taught by Muller since in MPEP 2143 (I) (A), it is stated that Combining prior art elements according to known methods to yield predictable results is obvious. Absent this important teaching in Jeon, a person with ordinary skill in the art would be motivated to reach out to Muller while forming a memory device of Jeon. Claims 4 and 13 are rejected under 35 U.S.C. 103 as being unpatentable over Jeon and Rodriguez as applied to claim 1 and further in view of US 2020/0091162 A1 (Morris). Regarding claim 4, the combination of Jeon and Rodriguez fails to teach explicitly, the memory device of claim 1, wherein the ferroelectric capacitor comprises hafnium, zirconium, and oxygen, or perovskite materials, or aluminum, scandium, and nitrogen. However, in analogous art, Morris discloses, the memory device of claim 1, wherein the ferroelectric capacitor comprises hafnium, zirconium, and oxygen, or perovskite materials, or aluminum, scandium, and nitrogen ([0025]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, having the teachings of Jeon, Rodriguez and Morris before him/her, to modify the teachings of a memory device using a ferroelectric capacitor as taught by Jeon and to include the teachings of ferroelectric capacitor comprising hafnium zirconium oxide as taught by Morris since in MPEP 2143 (I) (A), it is stated that Combining prior art elements according to known methods to yield predictable results is obvious. Absent this important teaching in Jeon, a person with ordinary skill in the art would be motivated to reach out to Morris while forming a memory device of Jeon. Regarding claim 13, Jeon discloses that a formation procedure of transistor can be a shape of fin ([0130]), but the combination of Jeon and Rodriguez fails to teach explicitly, the memory device of claim 1, wherein the first transistor and the second transistor are planar, fin-based transistors, nanowire-based transistors, nanoribbon-based transistors, or nanosheet-based transistors. However, in analogous art, Morris discloses, the memory device of claim 1, wherein the first transistor (110; access transistor) and the second transistor are planar, fin-based transistors, nanowire-based transistors, nanoribbon-based transistors, or nanosheet-based transistors (Fig. 2; [0045]; if one transistor is a FinFET, then other transistors in the device must be FinFET). PNG media_image6.png 562 444 media_image6.png Greyscale Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, having the teachings of Jeon, Rodriguez and Morris before him/her, to modify the teachings of a memory device using transistors as taught by Jeon and to include the teachings of transistors being FinFET as taught by Morris since in MPEP 2143 (I) (A), it is stated that Combining prior art elements according to known methods to yield predictable results is obvious. Absent this important teaching in Jeon, a person with ordinary skill in the art would be motivated to reach out to Morris while forming a memory device of Jeon. Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Jeon and Rodriguez as applied to claim 1 and further in view of US 2009/0057677 A1 (Isogai). Regarding claim 5, the combination of Jeon and Rodriguez fails to teach explicitly, the memory device of claim 1, wherein the ferroelectric capacitor is a planar capacitor. However, in analogous art, Isogai discloses, the memory device of claim 1, wherein the ferroelectric capacitor is a planar capacitor ([0002]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, having the teachings of Jeon, Rodriguez and Isogai before him/her, to modify the teachings of a memory device using a ferroelectric capacitor as taught by Jeon and to include the teachings of ferroelectric capacitor being a planar capacitor as taught by Isogai since in MPEP 2143 (I) (A), it is stated that Combining prior art elements according to known methods to yield predictable results is obvious. Absent this important teaching in Jeon, a person with ordinary skill in the art would be motivated to reach out to Isogai while forming a memory device of Jeon. Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over Jeon and Rodriguez as applied to claim 1 and further in view of US 2021/0399135 A1 (Polakowski). Regarding claim 6, the combination of Jeon and Rodriguez fails to teach explicitly, the memory device of claim 1, wherein the ferroelectric capacitor is a trench capacitor. However, in analogous art, Polakowski discloses, the memory device of claim 1, wherein the ferroelectric capacitor (14’ and 14’a) is a trench capacitor (Fig. 11; [0058]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, having the teachings of Jeon, Rodriguez and Polakowski before him/her, to modify the teachings of a memory device using a ferroelectric capacitor as taught by Jeon and to include the teachings of ferroelectric capacitor being a trench capacitor as taught by Polakowski since in MPEP 2143 (I) (A), it is stated that Combining prior art elements according to known methods to yield predictable results is obvious. Absent this important teaching in Jeon, a person with ordinary skill in the art would be motivated to reach out to Polakowski while forming a memory device of Jeon. Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over Jeon and Rodriguez as applied to claim 1 and further in view of US 2020/0066326 A1 (Rios). Regarding claim 9, the combination of Jeon and Rodriguez fails to teach explicitly, the memory device of claim 1, wherein a source of the second transistor is coupled to a read word line, and wherein a drain of the second transistor is coupled to a read bit line. However, in analogous art, Rios discloses, the memory device of claim 1, wherein a source of the second transistor (T2) is coupled to a read word line (RWL), and wherein a drain of the second transistor (T2) is coupled to a read bit line (RBL) (Fig. 1; [0024]). PNG media_image7.png 480 482 media_image7.png Greyscale Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, having the teachings of Jeon, Rodriguez and Rios before him/her, to modify the teachings of a memory device using a second transistor as taught by Jeon and to include the teachings of a source of the second transistor being coupled to a read word line, and a drain of the second transistor being coupled to a read bit line as taught by Rios since in MPEP 2143 (I) (A), it is stated that Combining prior art elements according to known methods to yield predictable results is obvious. Absent this important teaching in Jeon, a person with ordinary skill in the art would be motivated to reach out to Rios while forming a memory device of Jeon. Claims 14-16 are rejected under 35 U.S.C. 103 as being unpatentable over US 2005/0135143 A1 (Jeon) and further in view of US 2023/0067884 A1 (Muller). Regarding claim 14, Jeon discloses, a memory device (as annotated on Fig. 12; [0086] – [0090]), comprising: PNG media_image1.png 726 658 media_image1.png Greyscale a first transistor (N101; access transistor; Fig. 12; [0088]); a semiconductor fin ([0130]; Jeon teaches that a formation procedure of transistor can be a shape of fin); a ferroelectric capacitor (N101; ferroelectric capacitor; Fig. 12; [0088]); and a second transistor (part of sense amplifier, as annotated on Fig. 12; [0089]); But Jeon fails to teach explicitly, the first transistor formed on the semiconductor fin; the second transistor formed on the semiconductor fin adjacent to the first transistor; the ferroelectric capacitor over the first transistor; and a node to electrically couple the first transistor, the second transistor, and the ferroelectric capacitor together. However, in analogous art, Muller discloses, the first transistor (162; first transistor; Fig. 8; [0016]) formed on the semiconductor fin (112a; active region; Fig. 8; [0016]); the second transistor (166; second transistor; Fig. 8; [0016]) formed on the semiconductor fin (118a; active region; Fig. 8; [0017]) adjacent to the first transistor (162); the ferroelectric capacitor (102a; ferroelectric capacitor; Fig. 8; [0016]) over the first transistor (162); and PNG media_image5.png 532 660 media_image5.png Greyscale a node (as annotated on Fig. 3B) to electrically couple the first transistor (162), the second transistor (166), and the ferroelectric capacitor (102a) together (Fig. 3B; [0016]). PNG media_image4.png 394 624 media_image4.png Greyscale Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, having the teachings of Jeon and Muller before him/her, to modify the teachings of a memory device using transistors and ferroelectric capacitor as taught by Jeon and to include the teachings of how the transistors and the ferroelectric capacitor are placed on the substrate as taught by Muller since the placement of these components is important for successful implementation of the device and absent this important teaching in Jeon, a person with ordinary skill in the art would be motivated to reach out to Muller while forming a memory device of Jeon. Regarding claim 15, the combination of Jeon and Muller teaches, the memory device of claim 14, wherein the node (as annotated on Fig. 3B) is coupled to a terminal of the ferroelectric capacitor (102a), a drain of the first transistor (162) and a gate of the second transistor (166) (Fig. 3B; [0016]; Muller Ref.). Regarding claim 16, the combination of Jeon and Muller teaches, the memory device of claim 14, wherein the first transistor (162) is a write transistor, and wherein the second transistor (166) is a read transistor (Fig. 3B; [0016]; these are the widely used terminology used in the industry; Muller Ref.). Claim 17 is rejected under 35 U.S.C. 103 as being unpatentable over Jeon and Muller as applied to claim 14 and further in view of US 2020/0091162 A1 (Morris). Regarding claim 17, the combination of Jeon and Muller fails to teach explicitly, the memory device of claim 14, wherein the ferroelectric capacitor comprises hafnium, zirconium, and oxygen, or perovskite materials, or aluminum, scandium, and nitrogen. However, in analogous art, Morris discloses, the memory device of claim 14, wherein the ferroelectric capacitor comprises hafnium, zirconium, and oxygen, or perovskite materials, or aluminum, scandium, and nitrogen ([0025]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, having the teachings of Jeon, Muller and Morris before him/her, to modify the teachings of a memory device using a ferroelectric capacitor as taught by Jeon and to include the teachings of ferroelectric capacitor comprising hafnium zirconium oxide as taught by Morris since in MPEP 2143 (I) (A), it is stated that Combining prior art elements according to known methods to yield predictable results is obvious. Absent this important teaching in Jeon, a person with ordinary skill in the art would be motivated to reach out to Morris while forming a memory device of Jeon. Examiner’s Note (Additional Prior Arts) The examiner included a few prior arts which were not used in the rejection but are relevant to the disclosure. US 2020/0373312 A1 (Sharma) - An integrated circuit is disclosed including a backend thin-film transistor (TFT) a ferroelectric capacitor electrically connected to the backend TFT. The backend TFT has a gate electrode, source and drain regions, a semiconductor region between and physically connecting the source and drain regions, and a gate dielectric between the gate electrode and semiconductor region. The ferroelectric capacitor has a first terminal electrically connected to one of the source and drain regions, a second terminal, and a ferroelectric dielectric between the first and second terminals. In an embodiment, a memory cell includes this integrated circuit, the gate electrode being electrically connected to a wordline, the source region being electrically coupled to a bitline, and the drain region being the one of the source and drain regions. In an embodiment, an embedded memory includes wordlines, bitlines, and a plurality of such memory cells at crossing regions of the wordlines and bitlines. US 2020/0235110 A1 (Morris) - An apparatus is disclosed comprising a word line; a source line; a bit-line; and a memory bit-cell coupled to the source line, the bit-line, and the word line, wherein the memory bit-cell comprises a capacitor including ferroelectric material and a transistor fabricated on a backend of a die. US 2011/0188287 A1 (Kim) - High speed FRAM is disclosed including a deselect circuit for replacing SRAM, wherein the deselect circuit is connected to a local bit line pair for forcing a middle voltage to storage nodes of ferroelectric capacitors of unselected memory cell while a plate line of the ferroelectric capacitors is forced to the middle voltage, so that the unselected memory cell is not polarized while selected memory cell is polarized by changing the local bit line pair when writing. With the deselect circuit, half of the memory cells are not accessed, which reduces number of sense amps. Furthermore, half of metal routing lines on the memory cells can be used for selecting columns and connecting global power as the convention SRAM configuration, while other half of metal routing lines are used for global bit lines. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to S M SOHEL IMTIAZ whose telephone number is (408) 918-7566. The examiner can normally be reached on 8AM-5PM, M-F, PST. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christine S. Kim can be reached at 571-272-8458. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /S M SOHEL IMTIAZ/Primary Patent Examiner Art Unit 2812 02/23/2026
Read full office action

Prosecution Timeline

Sep 30, 2022
Application Filed
Jun 01, 2023
Response after Non-Final Action
Feb 25, 2026
Non-Final Rejection — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
98%
With Interview (+7.3%)
2y 5m
Median Time to Grant
Low
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