Prosecution Insights
Last updated: October 02, 2026
Application No. 17/987,269

DISPLAY ELEMENT AND ELECTRONIC DEVICE

Final Rejection §103
Filed
Feb 01, 2023
Priority
Dec 26, 2017 — JP 2017-248697 +2 more
Examiner
NEWTON, VALERIE N
Art Unit
2897
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Sony Group Corporation
OA Round
6 (Final)
84%
Grant Probability
Favorable
7-8
OA Rounds
0m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
776 granted / 922 resolved
+16.2% vs TC avg
Moderate +6% lift
Without
With
+5.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
33 currently pending
Career history
958
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
58.6%
+18.6% vs TC avg
§102
28.7%
-11.3% vs TC avg
§112
6.5%
-33.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 922 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 10, 11, 15-18, and 29-42 is/are rejected under 35 U.S.C. 103 as being unpatentable over US 20180012944 (Gunji) in view of US 8981352 (Yamada et al). Concerning claim 10, Gunji discloses a bottom emission display element ([0093], it is noted that a transparent electrode is used as the material for the first electrode in order to form a bottom emission display element) comprising: PNG media_image1.png 436 800 media_image1.png Greyscale a substrate (102); a planarized layer (162) formed above the substrate; a cathode electrode (168) ; an organic layer (166) ; an insulating layer (164); and a plurality of light emitting elements including at least a first light emitting element (the light emitting structure to the left to the first circled region in the annotated Fig. 9 above) and a second light emitting element (the light emitting structure formed to the right of the second circled region in the annotated Fig. 9 above) formed adjacent to each other (Fig. 9), wherein in a cross-sectional view: the first light emitting element includes a first anode electrode (144); and a first raised portion (the first circled region in the annotated Fig. 9 above) that includes a first portion of the organic layer, a first portion of the cathode electrode, and a first portion of the insulating layer that is partially contacted to the first anode electrode (note that the first circled region includes all the aforementioned layers), the second light emitting element includes a second anode electrode (144); and a second raised portion (the second circled region in the annotated Fig. 9 above) that includes a second portion of the organic layer, a second portion of the cathode electrode, and a second portion of the insulating layer that is partially contacted to the second anode electrode (note that the second circled region includes all the aforementioned layers), a groove (rectangular region in the annotated Fig. 9 above, it is noted that the groove region extend above the rectangular region but is not included in the annotated drawing for clarity of the drawings purposes) is located between the first raised portion and the second raised portion in a cross- sectional view (Fig. 9). Gunji does not disclose the first raised portion has an apex portion at a maximum height of the first raised portion from the substrate in the cross-sectional view, and the first portion of the cathode electrode and first portion of the organic layer are curved at the apex portion in the cross-sectional view. However, Yamada discloses a display device configuration (Figs. 4 and 5) PNG media_image2.png 477 417 media_image2.png Greyscale in a cross-sectional view: the first light emitting element (10R) includes a first anode electrode (13); and a first raised portion (the circled region 1 in the annotated Fig. 5 above) that includes a first portion of the organic layer (14), a first portion of the cathode electrode (15), and a first portion of the insulating layer (22) that is partially contacted to the first anode electrode (Fig. 4) (note that the first circled region includes all the aforementioned layers), the second light emitting element (10G) includes a second anode electrode (13); and a second raised portion (the circled region 2 in the annotated Fig. 5 above) that includes a second portion of the organic layer, a second portion of the cathode electrode, and a second portion of the insulating layer that is partially contacted to the second anode electrode (note that the circled region 2 includes all the aforementioned layers), a groove (30) is located between the first raised portion and the second raised portion in a cross- sectional view (Fig. 5) and the first raised portion has an apex portion at a maximum height of the first raised portion from the substrate in the cross-sectional view, and the first portion of the cathode electrode and first portion of the organic layer are curved at the apex portion in the cross-sectional view (Fig. 5). Yamada discloses that such configuration allows for the groove to be provided in the position between the organic EL devices adjacent to each other of the insulating film. Therefore, drive current leakage between the organic EL devices adjacent to each other is suppressed. Further, it is not necessary to perform the existing heat treatment, and accordingly, characteristics are allowed not to be deteriorated. (col. 2 lines 17-27). Therefore it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the configuration of Gunji such that the first raised portion has an apex portion at a maximum height of the first raised portion from the substrate in the cross-sectional view, and the first portion of the cathode electrode and first portion of the organic layer are curved at the apex portion in the cross-sectional view as disclosed in Yamada in order to suppress drive current leakage between adjacent organic EL devices. Continuing to claim 11, Gunji in view of Yamada discloses wherein the first and second light emitting elements respectively emit one of red light, green light, blue light or white light (Gunji [0036]). Considering claim 15, Gunji in view of Yamada discloses wherein the groove extends through the planarized layer (Gunji Fig. 9). Referring to claim 16, Gunji in view of Yamada discloses wherein composition of the organic layer is different from composition of the planarized layer (Gunji [0003], [0054], and [0057]). Regarding claim 17, Gunji in view of Yamada discloses an electronic device comprising a bottom emission display element according to claim 10 (Gunji [0002]). Pertaining to claim 18, Gunji in view of Yamada discloses wherein the first and second light emitting elements respectively emit one of red light, green light, blue light or white light (Gunji [0036]). As to claims 29 and 33 (with these claims being similar in scope), Gunji in view of Yamada discloses wherein a lowest part of the groove is below the first anode electrode and the second anode electrode (Gunji Fig. 9 above, it is noted that the groove extends through layer 164 and 162. The first and second anode are located above layer 162 and therefore the lowest part of the groove is located below both the first anode and the second anode). Concerning claims 30 and 34 (with these claims being similar in scope), Gunji in view of Yamada discloses wherein the groove includes a third portion of the cathode electrode (Gunji Fig. 9, the examiner is interpreting the third portion of the cathode electrode and the third portion of the organic layer to be the portion that is contained in the groove.). Continuing to claims 31 and 35 (with these claims being similar in scope), Gunji in view of Yamada discloses further comprising: a first portion of the planarized layer below the first raised portion that partially contacts the first anode electrode and the groove, and a second portion of the planarized layer below the second raised portion that partially contacts the second anode electrode and the groove (Gunji Fig. 9, note that the left portion of the planarized layer 162 lies below the first anode (left) and has a portion that contacts the groove and the right portion of the planarized layer lies below the second anode (right) and ha a portion that contacts the groove). Considering claims 32 and 36 (with these claims being similar in scope), Gunji in view of Yamada discloses wherein a lowest part of the third portion of the cathode electrode is closer to the substrate than the first portion of the cathode electrode (Gunji Fig. 9, it is noted that the groove extends through both layers 164 and 162 with the lowest part of the groove being at the bottom of layer 162. The first portion of the cathode is formed over insulating layer 164 and therefore is at a farther position from substrate than the first portion of the cathode. The organic layer (166) and cathode (168) extends along the entirety of the sidewalls and line the lowest part of the groove and therefore the lowest part of the third portion of the cathode electrode is closer to the substrate than the first portion). Regarding claims 37 and 39 (with these claims being similar in scope), Gunji in view of Yamada discloses PNG media_image3.png 436 800 media_image3.png Greyscale wherein the third portion of the organic layer is at least partially located at a same height from the substrate as the first anode electrode (Gunji Fig. 9 It is noted that the organic layer (166) extends along the entirety of the sidewalls and bottom of the groove and therefore a portion of the organic layer (the rectangular region seen in the annotated Fig. 9 above) is located at a same height as the first anode (Gunji 144)). Referring to claim 38 and 40 (with these claims being similar in scope), Gunji in view of Yamada discloses wherein a lowest part of the third portion of the cathode electrode is closer to the substrate than a portion of the cathode electrode that is on a portion of the organic layer contacting the first anode electrode (Gunji Fig. 9 it is noted that the groove extends through both layers 164 and 162 with the lowest part of the groove being at the bottom of layer 162. The portion of the cathode that is formed on a portion of the organic layer contacting the first anode is overlies layer 162. The organic layer (166) and cathode (168) extends along the entirety of the sidewalls and line the lowest part of the groove (which extends through both layers 164 and 162) and therefore the lowest part of the third portion of the cathode electrode is closer to the substrate than the portion of the cathode that is formed on a portion of the organic layer contacting the first anode). Regarding claim 41, Gunji in view of Yamada discloses wherein the apex portion is only a single peak in the first raised portion in the cross-sectional view (Yamada Fig. 5). Pertaining to claim 42, Gunji discloses a bottom emission display element ([0093], it is noted that a transparent electrode is used as the material for the first electrode in order to form a bottom emission display element) comprising: PNG media_image1.png 436 800 media_image1.png Greyscale a substrate (102); a planarized layer (162) formed above the substrate; a cathode electrode (168) ; an organic layer (166) ; an insulating layer (164); and a plurality of light emitting elements including at least a first light emitting element (the light emitting structure to the left to the first circled region in the annotated Fig. 9 above) and a second light emitting element (the light emitting structure formed to the right of the second circled region in the annotated Fig. 9 above) formed adjacent to each other (Fig. 9), wherein in a cross-sectional view: the first light emitting element includes a first anode electrode (144); and a first raised portion (the first circled region in the annotated Fig. 9 above) that includes a first portion of the organic layer, a first portion of the cathode electrode, and a first portion of the insulating layer that is partially contacted to the first anode electrode (note that the first circled region includes all the aforementioned layers), the second light emitting element includes a second anode electrode (144); and a second raised portion (the second circled region in the annotated Fig. 9 above) that includes a second portion of the organic layer, a second portion of the cathode electrode, and a second portion of the insulating layer that is partially contacted to the second anode electrode (note that the second circled region includes all the aforementioned layers), a groove (rectangular region in the annotated Fig. 9 above, it is noted that the groove region extend above the rectangular region but is not included in the annotated drawing for clarity of the drawings purposes) is located between the first raised portion and the second raised portion in a cross- sectional view (Fig. 9). Gunji does not disclose and the organic layer is not in contact with the planarized layer in proximity to the groove. However, Yamada discloses a display device configuration (Figs. 31-33) PNG media_image4.png 432 426 media_image4.png Greyscale in a cross-sectional view: the first light emitting element (10R) includes a first anode electrode (13); and a first raised portion (the circled region 1 in the annotated Fig. 33 above) that includes a first portion of the organic layer (14), a first portion of the cathode electrode (15), and a first portion of the insulating layer (22) that is partially contacted to the first anode electrode (Fig. 31) (note that the first circled region includes all the aforementioned layers), the second light emitting element (10G) includes a second anode electrode (13); and a second raised portion (the circled region 2 in the annotated Fig. 33 above) that includes a second portion of the organic layer, a second portion of the cathode electrode, and a second portion of the insulating layer that is partially contacted to the second anode electrode (note that the circled region 2 includes all the aforementioned layers), a groove (30) is located between the first raised portion and the second raised portion in a cross- sectional view (Fig. 33) and the organic layer is not in contact with the planarized layer in proximity to the groove. (Fig. 33). Yamada discloses that such configuration allows for the groove to be provided in the position between the organic EL devices adjacent to each other of the insulating film. Therefore, drive current leakage between the organic EL devices adjacent to each other is suppressed. Further, it is not necessary to perform the existing heat treatment, and accordingly, characteristics are allowed not to be deteriorated. (col. 2 lines 17-27). Therefore it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the configuration of Gunji such that the organic layer is not in contact with the planarized layer in proximity to the groove.as disclosed in Yamada in order to suppress drive current leakage between adjacent organic EL devices. Response to Arguments Applicant’s arguments, see pages 6-8, filed 06/05/26, with respect to the rejection(s) of claim(s) 10, 11, 15-18, and 29-40 under 102(a)(2) have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of US 8981352 (Yamada et al). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to VALERIE N NEWTON whose telephone number is (571)270-5015. The examiner can normally be reached M-F 8-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, CHAD DICKE can be reached at (571) 270-7996. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /VALERIE N NEWTON/Examiner, Art Unit 2897 08/25/26 /CHAD M DICKE/Supervisory Patent Examiner, Art Unit 2897
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Prosecution Timeline

Show 9 earlier events
Jul 08, 2025
Response Filed
Oct 03, 2025
Final Rejection mailed — §103
Dec 02, 2025
Response after Non-Final Action
Dec 30, 2025
Request for Continued Examination
Jan 17, 2026
Response after Non-Final Action
Mar 12, 2026
Non-Final Rejection mailed — §103
Jun 05, 2026
Response Filed
Sep 01, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

7-8
Expected OA Rounds
84%
Grant Probability
90%
With Interview (+5.9%)
2y 5m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 922 resolved cases by this examiner. Grant probability derived from career allowance rate.

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