Prosecution Insights
Last updated: April 19, 2026
Application No. 17/987,269

DISPLAY ELEMENT AND ELECTRONIC DEVICE

Non-Final OA §102
Filed
Feb 01, 2023
Examiner
NEWTON, VALERIE N
Art Unit
2897
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Sony Semiconductor Solutions Corporation
OA Round
5 (Non-Final)
84%
Grant Probability
Favorable
5-6
OA Rounds
2y 7m
To Grant
90%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allow Rate
761 granted / 905 resolved
+16.1% vs TC avg
Moderate +6% lift
Without
With
+5.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
41 currently pending
Career history
946
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
57.1%
+17.1% vs TC avg
§102
29.3%
-10.7% vs TC avg
§112
7.5%
-32.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 905 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 10, 11, 15-18, and 29-40 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by US 20180012944 (Gunji). Concerning claim 10, Gunji discloses a bottom emission display element ([0093], it is noted that a transparent electrode is used as the material for the first electrode in order to form a bottom emission display element) comprising: PNG media_image1.png 436 800 media_image1.png Greyscale a substrate (102); a planarized layer (162) formed above the substrate; a cathode electrode (168) ; an organic layer (166) ; an insulating layer (164); and a plurality of light emitting elements including at least a first light emitting element (the light emitting structure to the left to the first circled region in the annotated Fig. 9 above) and a second light emitting element (the light emitting structure formed to the right of the second circled region in the annotated Fig. 9 above) formed adjacent to each other (Fig. 9), wherein in a cross-sectional view: the first light emitting element includes a first anode electrode (144); and a first raised portion (the first circled region in the annotated Fig. 9 above) that includes a first portion of the organic layer, a first portion of the cathode electrode, and a first portion of the insulating layer that is partially contacted to the first anode electrode (note that the first circled region includes all the aforementioned layers), the second light emitting element includes a second anode electrode (144); and a second raised portion (the second circled region in the annotated Fig. 9 above) that includes a second portion of the organic layer, a second portion of the cathode electrode, and a second portion of the insulating layer that is partially contacted to the second anode electrode (note that the second circled region includes all the aforementioned layers), a groove (rectangular region in the annotated Fig. 9 above, it is noted that the groove region extend above the rectangular region but is not included in the annotated drawing for clarity of the drawings purposes) is located between the first raised portion and the second raised portion in a cross- sectional view (Fig. 9), and a top surface of the first raised portion is not parallel to a top surface of the substrate (Fig. 9, note that the first raised portion has several top surfaces most notably the slanted top surface leading to the topmost surface of the first raised portion. This slanted portion of the top surface of the first raised portion is what the examiner is relying for rejection purposes). Continuing to claim 11, Gunji discloses wherein the first and second light emitting elements respectively emit one of red light, green light, blue light or white light ([0036]). Considering claim 15, Gunji discloses wherein the groove extends through the planarized layer (Fig. 9). Referring to claim 16, Gunji discloses wherein composition of the organic layer is different from composition of the planarized layer ([0003], [0054], and [0057]). Regarding claim 17, Gunji discloses an electronic device comprising a bottom emission display element according to claim 10 ([0002]). Pertaining to claim 18, Guni discloses wherein the first and second light emitting elements respectively emit one of red light, green light, blue light or white light ([0036]). As to claims 29 and 33 (with these claims being similar in scope), Gunji discloses wherein a lowest part of the groove is below the first anode electrode and the second anode electrode (Fig. 9 above, it is noted that the groove extends through layer 164 and 162. The first and second anode are located above layer 162 and therefore the lowest part of the groove is located below both the first anode and the second anode). Concerning claims 30 and 34 (with these claims being similar in scope), Gunji discloses wherein the groove includes a third portion of the cathode electrode (Fig. 9, the examiner is interpreting the third portion of the cathode electrode and the third portion of the organic layer to be the portion that is contained in the groove.). Continuing to claims 31 and 35 (with these claims being similar in scope), Gunji discloses further comprising: a first portion of the planarized layer below the first raised portion that partially contacts the first anode electrode and the groove, and a second portion of the planarized layer below the second raised portion that partially contacts the second anode electrode and the groove (Fig. 9, note that the left portion of the planarized layer 162 lies below the first anode (left) and has a portion that contacts the groove and the right portion of the planarized layer lies below the second anode (right) and ha a portion that contacts the groove). Considering claims 32 and 36 (with these claims being similar in scope), Gunji discloses wherein a lowest part of the third portion of the cathode electrode is closer to the substrate than the first portion of the cathode electrode (Fig. 9, it is noted that the groove extends through both layers 164 and 162 with the lowest part of the groove being at the bottom of layer 162. The first portion of the cathode is formed over insulating layer 164 and therefore is at a farther position from substrate than the first portion of the cathode. The organic layer (166) and cathode (168) extends along the entirety of the sidewalls and line the lowest part of the groove and therefore the lowest part of the third portion of the cathode electrode is closer to the substrate than the first portion). Regarding claims 37 and 39 (with these claims being similar in scope), Gunji discloses PNG media_image2.png 436 800 media_image2.png Greyscale wherein the third portion of the organic layer is at least partially located at a same height from the substrate as the first anode electrode (Fig. 9 It is noted that the organic layer (166) extends along the entirety of the sidewalls and bottom of the groove and therefore a portion of the organic layer (the rectangular region seen in the annotated Fig. 9 above) is located at a same height as the first anode (144)). Referring to claim 38 and 40 (with these claims being similar in scope), Gunji discloses wherein a lowest part of the third portion of the cathode electrode is closer to the substrate than a portion of the cathode electrode that is on a portion of the organic layer contacting the first anode electrode (Fig. 9 it is noted that the groove extends through both layers 164 and 162 with the lowest part of the groove being at the bottom of layer 162. The portion of the cathode that is formed on a portion of the organic layer contacting the first anode is overlies layer 162. The organic layer (166) and cathode (168) extends along the entirety of the sidewalls and line the lowest part of the groove (which extends through both layers 164 and 162) and therefore the lowest part of the third portion of the cathode electrode is closer to the substrate than the portion of the cathode that is formed on a portion of the organic layer contacting the first anode). Response to Arguments Applicant's arguments filed 12/30/25 have been fully considered but they are not persuasive. Applicant argues that the top surface of the first raised portion is clearly parallel to the upper surface of the substrate and that as such it does not read on the limitation wherein “a top surface oof the first raised portion is not parallel to a top surface of the substrate.” However the examiner disagrees. The first raised portion has several top surfaces most notably the slanted top surface leading to the topmost surface of the first raised portion. This slanted portion of the top surface of the first raised portion is what the examiner is relying for rejection purposes. Therefore the arguments are not found to be persuasive and the rejection stands. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to VALERIE N NEWTON whose telephone number is (571)270-5015. The examiner can normally be reached M-F 8-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, CHAD DICKE can be reached at (571) 270-7996. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /VALERIE N NEWTON/Examiner, Art Unit 2897 03/07/26 /CHAD M DICKE/Supervisory Patent Examiner, Art Unit 2897
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Prosecution Timeline

Feb 01, 2023
Application Filed
Apr 27, 2023
Response after Non-Final Action
Jul 26, 2024
Non-Final Rejection — §102
Sep 13, 2024
Response Filed
Dec 12, 2024
Final Rejection — §102
Feb 13, 2025
Response after Non-Final Action
Mar 14, 2025
Request for Continued Examination
Mar 18, 2025
Response after Non-Final Action
Apr 03, 2025
Non-Final Rejection — §102
Jul 08, 2025
Response Filed
Oct 01, 2025
Final Rejection — §102
Dec 02, 2025
Response after Non-Final Action
Dec 30, 2025
Request for Continued Examination
Jan 17, 2026
Response after Non-Final Action
Mar 07, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12598845
SOLID STATE OPTOELECTRONIC DEVICE WITH PREFORMED METAL SUPPORT SUBSTRATE
2y 5m to grant Granted Apr 07, 2026
Patent 12593533
LIGHT EMITTING DIODE DEVICE AND METHOD FOR THE SAME
2y 5m to grant Granted Mar 31, 2026
Patent 12581734
DISPLAY APPARATUS AND ELECTRONIC APPARATUS
2y 5m to grant Granted Mar 17, 2026
Patent 12575258
DISPLAY APPARATUS AND METHOD OF MANUFACTURING THE SAME
2y 5m to grant Granted Mar 10, 2026
Patent 12568681
ACTIVE REGION PATTERNING
2y 5m to grant Granted Mar 03, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
84%
Grant Probability
90%
With Interview (+5.6%)
2y 7m
Median Time to Grant
High
PTA Risk
Based on 905 resolved cases by this examiner. Grant probability derived from career allow rate.

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