Prosecution Insights
Last updated: April 19, 2026
Application No. 17/989,961

CHEMICAL INK FLOW STOPPER

Final Rejection §103
Filed
Nov 18, 2022
Examiner
ROLLAND, ALEX A
Art Unit
1759
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Applied Materials, Inc.
OA Round
2 (Final)
46%
Grant Probability
Moderate
3-4
OA Rounds
3y 7m
To Grant
74%
With Interview

Examiner Intelligence

Grants 46% of resolved cases
46%
Career Allow Rate
271 granted / 585 resolved
-18.7% vs TC avg
Strong +27% interview lift
Without
With
+27.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
53 currently pending
Career history
638
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
61.4%
+21.4% vs TC avg
§102
12.3%
-27.7% vs TC avg
§112
24.1%
-15.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 585 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Claims 11, 17-20 withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected invention, there being no allowable generic or linking claim. Applicant timely traversed the restriction (election) requirement in the reply filed on 5/30/25. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-5, 8-9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sirringhaus (US 2003/0059984) in view of Kim (US 7794799) in view of Mori (US 8833923). Claims 1, 4-5 Sirringhaus teaches a method for processing a substrate to have hydrophobic areas and hydrophilic areas (abstract). In one embodiment, the hydrophilic substrate is coated with hydrophobic polyimide and patterned by photolithography (i.e., coating the top surface with a resist, exposing portions of the resist, and removing portions of the resist) [0104] thereby forming a plurality of chemical stoppers on the substrate that comprise an opening (Fig. 7b). In another embodiment, the hydrophobic material is a SAM [0118]. Then, a plurality of liquid ink drops are deposited within the chemical stoppers (Fig. 7b) and dried to form a layer (Fig. 7c) (drying time [0111]). Sirringhaus does not explicitly teach a first thermal treatment applied to the chemical stoppers or a second thermal treatment applied to the liquid ink drops. With respect to the second thermal treatment applied to the liquid ink drops, Sirringhaus does teach drying the liquid ink drops. Applying a thermal treatment to facilitate this, at a particular elevated temperature, would have been obvious to one of ordinary skill in the art with higher temperatures leading to faster dry time for example. With respect to the first thermal treatment applied to the chemical stoppers, Kim teaches a method for manufacturing an array plate of hydrophilic and hydrophobic regions (7:10-11). After the polymer/SAM hydrophobic layer is coated, it is then baked at a temperature between 100-200°C (3:24-35). The above references do not explicitly state the chemical stoppers circumscribe the opening and are spaced apart from each other. However, Mori teaches a method for inkjet printing a contour part 7a around the outer periphery followed by an inner part 7b. The contour part 7a circumscribes the area where inner part 7b is printed (Fig. 2 and 3) and a plurality of printed patterns 7 are printed onto substrate 3 in a spaced apart arrangement (Fig. 1). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to practice the method of Sirringhaus and apply thermal treatments to both the chemical stoppers and the liquid ink drops to facilitate baking/drying. Further it would have been obvious to print the pattern in such a way that the chemical stoppers completely surround the subsequently deposited liquid ink drops for complete containment and print multiple spaced apart patterns on a single substrate for process efficiency. Claim 2: Sirringhaus teaches chemical stopper thickness of 500 Ang (50 nm) [0118]. Claim 3: The generally accepted range of hydrophobic surface tension is 35 mN/m or less. Sirringhaus further teaches the degree of hydrophobicity can be adjusted [0107], the selection of which would have been obvious to one of ordinary skill in the art. Claims 8-9: Sirringhaus teaches the liquid ink drops contain solvent can be water [0074]. The resulting surface tension of this liquid will be around 72 mN/m (the surface tension of water). Sirringhaus also teaches that this value is adjustable by addition of other solvents [0074]. Claim(s) 6-7, 10, 12-16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sirringhaus (US 2003/0059984) in view of Kim (US 7794799) in view of Mori (US 8833923) in view of Nishida (US 2009/0114888). Claims 6-7, 10, 12-16: Previously cited prior art is discussed above but does not teach refractive index or larger solid ink drops thickness. However, Nishida teaches an implementation of the hydrophobic/hydrophilic substrate processing used to form a color filter [0294]. The black matrix is the hydrophobic chemical stopper and is filled with inkjet ink of RGB pigments [0296]. Nishida does not explicitly state the refractive index of the resulting color pixel, but this value would have been an obvious selection to one of ordinary skill in the art based on the refractive index of the surrounding material. It is noted that the refractive index range currently claimed is essentially the entire useful range of refractive index and is not assigned any criticality for that reason. Nishida teaches the dried film thickness of the pixel material is between 1-3 µm [0304]. The combination of Sirringhaus and Nishida teaches a process that uses relatively thin hydrophobic walls around 50 nm to confine liquid droplets of several µm in size (Sirringhaus [0118]) and a dried droplet thickness between 1-3 µm (Nishida [0304]). The result is wall having a thickness much less than 50% of the dried droplet thickness. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention apply the method of processing a substrate of Sirringhaus/Kim/Mori to form a color filter. Nishida teaches that the formation of color filters relies on this type of substrate processing to confine and separate the different subpixel colors. Response to Arguments Applicant’s arguments, filed 10/15/25, with respect to the rejection(s) of claim(s) under 103 have been fully considered and are persuasive in light of co-filed claim amendments. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of further search. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALEX A ROLLAND whose telephone number is (571)270-5355. The examiner can normally be reached M-F 10-6:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Curtis Mayes can be reached at 5712721234. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALEX A ROLLAND/Primary Examiner, Art Unit 1759
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Prosecution Timeline

Nov 18, 2022
Application Filed
Jun 10, 2025
Non-Final Rejection — §103
Oct 09, 2025
Applicant Interview (Telephonic)
Oct 09, 2025
Examiner Interview Summary
Oct 15, 2025
Response Filed
Dec 01, 2025
Final Rejection — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
46%
Grant Probability
74%
With Interview (+27.4%)
3y 7m
Median Time to Grant
Moderate
PTA Risk
Based on 585 resolved cases by this examiner. Grant probability derived from career allow rate.

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