Prosecution Insights
Last updated: July 17, 2026
Application No. 17/994,825

LIGHT-EMITTING DEVICE INCLUDING AMINE-BASED COMPOUND, ELECTRONIC APPARATUS INCLUDING THE LIGHT-EMITTING DEVICE, AND THE AMINE-BASED COMPOUND

Final Rejection §103
Filed
Nov 28, 2022
Priority
Nov 29, 2021 — RE 10-2021-0167728
Examiner
CLARK, GREGORY D
Art Unit
1786
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Samsung Display Co., Ltd.
OA Round
2 (Final)
85%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
1032 granted / 1219 resolved
+19.7% vs TC avg
Moderate +8% lift
Without
With
+8.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
54 currently pending
Career history
1261
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
77.4%
+37.4% vs TC avg
§102
16.2%
-23.8% vs TC avg
§112
3.6%
-36.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1219 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-4, 7, 10-20 are rejected under 35 U.S.C. 103 as being unpatentable over Park (US 2018/033966 A1). Regarding Claims 1-4, 10-20, Park teaches an electric element (OLED, paragraphs 19-23) the first electrode(anode), 130: the hole injection layer (paragraph 0021) 140: the hole transport layer, 141: a buffer layer (paragraph 0022) 150: the emitting layer, 151: the emitting auxiliary layer [0023] 160: the electron transport layer, 170: the electron injection layer (paragraph0024) 180: the second electrode (cathode). Park teaches that a compound can be used in the hole transport layer (paragraph 157). The compound (an amine-based compound ) can be represented by 1-1 (page 5): PNG media_image1.png 246 356 media_image1.png Greyscale Formula 1-1 shows X1 and X2 as CH; X3 and X4 as CZ3 and CZ4 as Z3 and Z4 are bonded together to form an naphthyl ring system; T2 = Formula 2 (L1 = single bond; Ar1 and Ar2 = phenyl); a1 = 0; a2 = 1; 1-1 lacks at least one of Z1 to Z4 represented by Formula 2. Formula 1-1 is a derivative of generic Formula (1) (page 3): PNG media_image2.png 308 492 media_image2.png Greyscale Formula 1-1 corresponds to generic Formula (1) all R(s) = H; Ar1 and Ar2 = phenyl; A = naphthyl. . PNG media_image3.png 282 511 media_image3.png Greyscale PNG media_image4.png 1012 528 media_image4.png Greyscale The office notes that the R groups of generic Formula (1) are independently defined by a finite set of options which are viewed as functionally equivalent substituents which upon selection gives rise to obvious variants of generic Formula (1), absent unexpected results. One such variant reading on applicants’ Formula 1 is best viewed as a modification of Park’s 1-1 wherein R1 is represented by -U-NRaRb (corresponding to applicants’ Formula 2), (above in paragraph 55); all remaining R(s) = H ;L’ as (U) is a single bond and Ra and Ra are aryl or heteroaryl groups; A = phenyl (corresponding to applicants’ A1) fused to A2 as phenyl (Formula 1A); applicants’ T2 is a diphenylamine group. [The office notes the U is not defined in the reference which is viewed as a typo as L appears to be the correct symbol. For purposes of examination U will be treated as L’ (paragraph 55).] It would have been obvious to one of ordinary skill in the art before the filing date of the invention to have made a variety of derivatives of Park’s generic Formula (1) by selecting various functional equivalent substituents which would have included the above variant which reads on the instant limitations, absent unexpected results (per claims 1, 10, 12). The hole transport layer is viewed as an interlayer between the anode and the emitting layer(above) (per claims 2-4). Park’s modified 1-1 shows A2 as phenyl (per claim 11) Park’s modified 1-1 shows fused rings at Z3 and Z4; therefore Z1 or Z2 which corresponds to Park’s R1 can be the carbon bonded to the amino group Formula 2 with the remaining group as H (per claims 13-14) Park’s modified 1-1 shows a1 = 0; a2 = 1 (per claim 15) Park’s modified 1-1 shows one of R1 or R2 as Formula 2; all remaining R(s) = H (per claim 16) Park’s modified 1-1 shows Formula 2 (L1 = single bond; Ar1 and Ar2 = phenyl), 2A-1 (per claims 17-19) Park’s modified 1-1 reads on applicants’ PNG media_image5.png 182 160 media_image5.png Greyscale wherein R1-R3 and R5 = H; T2 and T11 = Formula 2 (L1 = single bond; Ar1 and Ar2 = phenyl) (per claim 20). Regarding Claim 7, Park a display device including the organic electric element (OLED); and a control part driving the display apparatus (paragraph 84) (per claim 7). Claims 8-9 are rejected under 35 U.S.C. 103 as being unpatentable overpark (US 2018/033966 A1) in view of Seki (US 2013/0105785). Regarding Claims 8-9, Park teaches the OLED used in a transistor (paragraph 85) but fails to mention the remaining components. Seki teaches an image display apparatus including an organic light-emitting device and a thin-film transistor (TFT) device wherein the anode or a cathode of the organic light-emitting device is connected to a drain electrode or a source electrode of the TFT device. The thin-film transistor device serves as a device configured to apply an electrical current to the organic light-emitting device (paragraph 52). The organic light-emitting device also contains a color filter (paragraph 50). As both Park and Seki teaches organic light-emitting devices and Seki teaches an organic light-emitting device configured in an electronic apparatus, it would have been obvious to one of ordinary skill in the art before the filing date of the invention to have used the organic light-emitting device of Park in known application areas which would have included in an electronic apparatus as taught by Seki which reads on the instant limitations, absent unexpected results (per claims 8-9). Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable overpark (US 2018/033966 A1) in view of Hwang (US 2016/0190450 A1). Regarding Claim 6, Park teaches the invention of claim 1, but fails to mention capping layers. Hwang teaches an OLED with the following layering: first capping layer, first electrode, organic layer, second electrode, and second capping layer, wherein layers of each structure are sequentially stacked in the stated order (paragraph 148). The first capping layer and the second capping layer may help improve external luminous efficiency based on the principle of constructive interference (paragraph 260). The office interprets the above to mean that before the filing date of the invention it would have been obvious to one of ordinary skill in the art to have modified the OLED of Park by adding a capping layer outside of the first and second electrodes since Hwang teach this configuration may improve luminous efficiency, absent unexpected results (per claim 6). Allowable Subject Matter Claim 5 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The prior art fails to show: a capping layer located outside the first electrode or located outside the second electrode, wherein the capping layer comprises the amine-based compound (per claim 5). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to GREGORY D CLARK whose telephone number is (571)270-7087. The examiner can normally be reached on 8AM-4PM M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer Chriss can be reached on 571-272-7783. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GREGORY D CLARK/Primary Examiner, Art Unit 1786
Read full office action

Prosecution Timeline

Nov 28, 2022
Application Filed
Dec 15, 2025
Examiner Interview Summary
Dec 15, 2025
Applicant Interview (Telephonic)
Jan 16, 2026
Non-Final Rejection mailed — §103
Apr 16, 2026
Response Filed
Jun 10, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12685011
ORGANIC ELECTROLUMINESCENCE DEVICE AND AMINE COMPOUND FOR ORGANIC ELECTROLUMINESCENCE DEVICE
5y 8m to grant Granted Jul 14, 2026
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Organic Electronic Device Comprising a Substrate, an Anode Layer, a Cathode Layer, at Least One First Emission Layer, and a Hole Injection Layer That Comprises a Metal Complex
3y 9m to grant Granted Jul 14, 2026
Patent 12685016
ORGANIC LIGHT-EMITTING DEVICE AND APPARATUS INCLUDING THE SAME
3y 7m to grant Granted Jul 14, 2026
Patent 12668592
ORGANIC LIGHT EMITTING DIODE AND ORGANIC LIGHT EMITTING DEVICE INCLUDING THE SAME
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Patent 12666867
COMPOSITION, POWDER, ORGANIC ELECTROLUMINESCENCE DEVICE, METHOD OF FABRICATING ORGANIC ELECTROLUMINESCENCE DEVICE, AND ELECTRONIC APPARATUS
4y 2m to grant Granted Jun 23, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
85%
Grant Probability
93%
With Interview (+8.2%)
3y 1m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1219 resolved cases by this examiner. Grant probability derived from career allowance rate.

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