Prosecution Insights
Last updated: April 19, 2026
Application No. 18/004,778

LIGHT-RECEIVING ELEMENT AND MANUFACTURING METHOD THEREOF, AND ELECTRONIC DEVICE

Non-Final OA §103
Filed
Jan 09, 2023
Examiner
SABUR, ALIA
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Sony Semiconductor Solutions Corporation
OA Round
3 (Non-Final)
74%
Grant Probability
Favorable
3-4
OA Rounds
2y 5m
To Grant
83%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allow Rate
424 granted / 571 resolved
+6.3% vs TC avg
Moderate +8% lift
Without
With
+8.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
44 currently pending
Career history
615
Total Applications
across all art units

Statute-Specific Performance

§101
1.5%
-38.5% vs TC avg
§103
59.3%
+19.3% vs TC avg
§102
14.7%
-25.3% vs TC avg
§112
18.7%
-21.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 571 resolved cases

Office Action

§103
DETAILED ACTION Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1, 2, 8, 12-15, and 18-19 are rejected under 35 U.S.C. 103 as being unpatentable over Rafferty (U.S. PGPub 2012/0061567) in view of Sakakibara (U.S. PGPub 2019/0313045) and Miyata (U.S. PGPub 2019/0027518). Regarding claim 1, Rafferty teaches a light-receiving element (Figs. 6-7) comprising a pixel array region ([0079]-[0085]) with pixels (200, [0040]) in which at least a photoelectric conversion region formed of a Ge region (Fig. 2, 206, [0040]-[0041]) are arrayed in a matrix pattern (Figs. 6-7). Rafferty does not explicitly teach an AD converting portion provided in pixel units of one or more pixels. Sakakibara teaches an AD converting portion provided in pixel units of one or more pixels (Fig. 2, Fig. 25, [0119], [0239]-[0240]). Therefore it would have been obvious to a person having ordinary skill in the art before the time of the effective filing date to combine the teachings of Sakakibara with Rafferty such that the element comprises an AD converting portion provided in pixel units of one or more pixels for the purpose of providing an AD converter with reduced power consumption (Sakakibara, [0006]). Rafferty and Sakakibara do not explicitly teach a moth eye structure provided above the photoelectric conversion region, an anti-reflective film provided on an upper surface of the moth eye structure, wherein the anti-reflective film includes hafnium oxide, aluminum oxide, or titanium oxide. Miyata teaches a light-receiving element comprising a pixel array region with pixels in which a photoelectric conversion region is provided in a matrix pattern, a moth eye structure provided above the photoelectric conversion region, an anti-reflective film provided on an upper surface of the moth eye structure, wherein the anti-reflective film includes hafnium oxide, aluminum oxide, or titanium oxide (Fig. 7, 81, 124, 125, 161, [0124]-[0128]). Therefore it would have been obvious to a person having ordinary skill in the art before the time of the effective filing date to combine the teachings of Miyata with Rafferty and Sakakibara such that the device comprises a moth eye structure provided above the photoelectric conversion region, an anti-reflective film provided on an upper surface of the moth eye structure, wherein the anti-reflective film includes hafnium oxide, aluminum oxide, or titanium oxide for the purpose of reducing reflection of light (Miyata, [0006]). Regarding claim 2, the combination of Rafferty, Sakakibara, and Miyata teaches wherein an entirety of the pixel array region is formed of the Ge region (Rafferty, [0041], Claim 4). The term “an entirety of the pixel array” is interpreted as “an entirety of the semiconductor portion of the pixel array”. See Applicant’s Spec at [0236], Fig. 24, showing “the entirety of the pixel array region … is formed of a SiGe region” while comprising insulating portion 61 and other elements. It would have been obvious to a person having ordinary skill in the art to further combine the teachings of Rafferty, Sakakibara, and Miyata for the reasons set forth in the rejection of claim 1. Regarding claim 8, the combination of Rafferty, Sakakibara, and Miyata teaches wherein the AD converting portion is provided in units of 2x2-number of pixels (Sakakibara, [0257]-[0263]). It would have been obvious to a person having ordinary skill in the art to further combine the teachings of Rafferty, Sakakibara, and Miyata for the purpose of reducing color artifacts (Sakakibara, [0262]). Regarding claim 12, the combination of Rafferty, Sakakibara, and Miyata teaches wherein the light-receiving element is an IR imaging sensor in which all pixels are pixels configured to receive infrared light (Rafferty, [0085]). It would have been obvious to a person having ordinary skill in the art to further combine the teachings of Rafferty, Sakakibara, and Miyata for the reasons set forth in the rejection of claim 1. Regarding claim 13, the combination of Rafferty, Sakakibara, and Miyata teaches the light-receiving element is an RGBIR imaging sensor including a pixel configured to receive infrared light and a pixel configured to receive RGB light (Rafferty, [0078], [0008]). It would have been obvious to a person having ordinary skill in the art to further combine the teachings of Rafferty, Sakakibara, and Miyata for the reasons set forth in the rejection of claim 1. Regarding claim 14, Rafferty teaches a method of manufacturing a light-receiving element (Figs. 6-7) comprising a pixel array region ([0079]-[0085]) with pixels arrayed in a matrix pattern (200, [0040], Figs. 6-7) comprising forming at least a photoelectric conversion region formed of a Ge region (Fig. 2, 206, [0040]-[0041]; [0065]). Rafferty does not explicitly teach an AD converting portion provided in pixel units of one or more pixels. Sakakibara teaches an AD converting portion provided in pixel units of one or more pixels (Fig. 2, Fig. 25, [0119], [0239]-[0240]). Therefore it would have been obvious to a person having ordinary skill in the art before the time of the effective filing date to combine the teachings of Sakakibara with Rafferty such that the element comprises an AD converting portion provided in pixel units of one or more pixels for the purpose of providing an AD converter with reduced power consumption (Sakakibara, [0006]). Rafferty and Sakakibara do not explicitly teach a moth eye structure provided above the photoelectric conversion region, an anti-reflective film provided on an upper surface of the moth eye structure, wherein the anti-reflective film includes hafnium oxide, aluminum oxide, or titanium oxide. Miyata teaches a light-receiving element comprising a pixel array region with pixels in which a photoelectric conversion region is provided in a matrix pattern, a moth eye structure provided above the photoelectric conversion region, an anti-reflective film provided on an upper surface of the moth eye structure, wherein the anti-reflective film includes hafnium oxide, aluminum oxide, or titanium oxide (Fig. 7, 81, 124, 125, 161, [0124]-[0128]). Therefore it would have been obvious to a person having ordinary skill in the art before the time of the effective filing date to combine the teachings of Miyaya with Rafferty and Sakakibara such that the device comprises a moth eye structure provided above the photoelectric conversion region, an anti-reflective film provided on an upper surface of the moth eye structure, wherein the anti-reflective film includes hafnium oxide, aluminum oxide, or titanium oxide for the purpose of reducing reflection of light (Miyata, [0006]). Regarding claim 15, the combination of Rafferty, Sakakibara, and Miyata teaches wherein an entirety of the pixel array region is formed of the Ge region (Rafferty, [0041], Claim 4). The term “an entirety of the pixel array” is interpreted as “an entirety of the semiconductor portion of the pixel array”. See Applicant’s Spec at [0236], Fig. 24, showing “the entirety of the pixel array region … is formed of a SiGe region” while comprising insulating portion 61 and other elements. It would have been obvious to a person having ordinary skill in the art to further combine the teachings of Rafferty, Sakakibara, and Miyata for the reasons set forth in the rejection of claim 1. Regarding claim 18, Rafferty teaches an electronic device comprising a light-receiving element (Figs. 6-7) comprising a pixel array region ([0079]-[0085]) with pixels (200, [0040]) in which at least a photoelectric conversion region formed of a Ge region (Fig. 2, 206, [0040]-[0041]) are arrayed in a matrix pattern (Figs. 6-7). Rafferty does not explicitly teach an AD converting portion provided in pixel units of one or more pixels. Sakakibara teaches an AD converting portion provided in pixel units of one or more pixels (Fig. 2, Fig. 25, [0119], [0239]-[0240]). Therefore it would have been obvious to a person having ordinary skill in the art before the time of the effective filing date to combine the teachings of Sakakibara with Rafferty such that the element comprises an AD converting portion provided in pixel units of one or more pixels for the purpose of providing an AD converter with reduced power consumption (Sakakibara, [0006]). Rafferty and Sakakibara do not explicitly teach a moth eye structure provided above the photoelectric conversion region, an anti-reflective film provided on an upper surface of the moth eye structure, wherein the anti-reflective film includes hafnium oxide, aluminum oxide, or titanium oxide. Miyata teaches a light-receiving element comprising a pixel array region with pixels in which a photoelectric conversion region is provided in a matrix pattern, a moth eye structure provided above the photoelectric conversion region, an anti-reflective film provided on an upper surface of the moth eye structure, wherein the anti-reflective film includes hafnium oxide, aluminum oxide, or titanium oxide (Fig. 7, 81, 124, 125, 161, [0124]-[0128]). Therefore it would have been obvious to a person having ordinary skill in the art before the time of the effective filing date to combine the teachings of Miyaya with Rafferty and Sakakibara such that the device comprises a moth eye structure provided above the photoelectric conversion region, an anti-reflective film provided on an upper surface of the moth eye structure, wherein the anti-reflective film includes hafnium oxide, aluminum oxide, or titanium oxide for the purpose of reducing reflection of light (Miyata, [0006]). Regarding claim 19, the combination of Rafferty, Sakakibara, and Miyata teaches wherein an entirety of the pixel array region is formed of the Ge region (Rafferty, [0041], Claim 4). The term “an entirety of the pixel array” is interpreted as “an entirety of the semiconductor portion of the pixel array”. See Applicant’s Spec at [0236], Fig. 24, showing “the entirety of the pixel array region … is formed of a SiGe region” while comprising insulating portion 61 and other elements. It would have been obvious to a person having ordinary skill in the art to further combine the teachings of Rafferty, Sakakibara, and Miyata for the reasons set forth in the rejection of claim 1. Claims 3-6 and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Rafferty (U.S. PGPub 2012/0061567) in view of Sakakibara (U.S. PGPub 2019/0313045) and further in view of Chen (U.S. PGPub 2015/0380448). Regarding claim 3, the combination of Rafferty, Sakakibara, and Miyata teaches wherein the pixel includes at least a photodiode as the photoelectric conversion region (Fig. 2) but does not explicitly teach a transfer transistor configured to transfer an electric charge generated in the photodiode, an electric charge holding portion configured to temporarily hold the electric charge and wherein the light receiving element comprises a capacitive element connected to the electric charge holding portion. Chen teaches a light-receiving element comprising a pixel (Fig. 1) including a photodiode as the light photodiode as the photoelectric conversion region, a transfer transistor configured to transfer an electric charge generated in the photodiode, and an electric charge holding portion configured to temporarily hold the electric charge, and the light-receiving element comprises a capacitive element connected to the electric charge holding portion (102, 103, 105, 106, [0019]). Therefore it would have been obvious to a person having ordinary skill in the art before the time of the effective filing date to combine the teachings of Chen with Rafferty, Sakakibara, and Miyata such that the pixel includes a transfer transistor configured to transfer an electric charge generated in the photodiode, an electric charge holding portion configured to temporarily hold the electric charge and wherein the light receiving element comprises a capacitive element connected to the electric charge holding portion for the purpose of storing the photogenerated charges improving the signal-to-noise ratio (Chen, [0021]). Regarding claims 4-6, the combination of Rafferty, Sakakibara, Miyata, and Chen teach wherein the capacitative element is a MIM capacitive element, a MOM capacitive element, or a Poly-Poly capacitive element (Chen, [0022]). It would have been obvious to a person having ordinary skill in the art to further combine the teachings of Rafferty with Yang and Sakakibara for the reasons set forth in the rejection of claim 3. Regarding claim 20, the combination of Rafferty, Sakakibara, and Miyata teaches wherein the pixel includes at least a photodiode as the photoelectric conversion region (Fig. 2) but does not explicitly teach a transfer transistor configured to transfer an electric charge generated in the photodiode, an electric charge holding portion configured to temporarily hold the electric charge and wherein the light receiving element comprises a capacitive element connected to the electric charge holding portion. Chen teaches a light-receiving element comprising a pixel (Fig. 1) including a photodiode as the light photodiode as the photoelectric conversion region, a transfer transistor configured to transfer an electric charge generated in the photodiode, and an electric charge holding portion configured to temporarily hold the electric charge, and the light-receiving element comprises a capacitive element connected to the electric charge holding portion (102, 103, 105, 106, [0019]). Therefore it would have been obvious to a person having ordinary skill in the art before the time of the effective filing date to combine the teachings of Chen with Rafferty, Sakakibara, and Miyata such that the pixel includes a transfer transistor configured to transfer an electric charge generated in the photodiode, an electric charge holding portion configured to temporarily hold the electric charge and wherein the light receiving element comprises a capacitive element connected to the electric charge holding portion for the purpose of storing the photogenerated charges improving the signal-to-noise ratio (Chen, [0021]). Claim 7 is rejected under 35 U.S.C. 103 as being unpatentable over Rafferty (U.S. PGPub 2012/0061567) in view of Sakakibara (U.S. PGPub 2019/0313045) and further in view of Na (U.S. PGPub 2018/0233521). Regarding claim 7, the combination of Rafferty, Sakakibara, and Miyata does not explicitly teach wherein the light-receiving element is constructed by laminating a first semiconductor substrate on which the pixel array region is formed and a second semiconductor substrate on which a logic circuit region including a control circuit of each pixel is formed. Na teaches a first semiconductor substrate on which a pixel array is formed (Fig. 17B, [0196]-[0198]) and forming a light-receiving element by laminating the first semiconductor substrate on which a logic circuit region including a control circuit of each pixel is formed (Fig. 17C-D, [0198]-[0199], also Figs. 19-20). Therefore it would have been obvious to a person having ordinary skill in the art before the time of the effective filing date to combine the teachings of Na with Rafferty, Sakakibara, and Miyata such that the light-receiving element is constructed by laminating a first semiconductor substrate on which the pixel array region is formed and a second semiconductor substrate on which a logic circuit region including a control circuit of each pixel is formed for the purpose of being able to use a specialized process for forming circuits (Na, [0178]). Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over Rafferty (U.S. PGPub 2012/0061567) in view of Sakakibara (U.S. PGPub 2019/0313045) and further in view of Cheng (U.S. PGPub 2020/0395393). Regarding claim 9, the teachings of Rafferty, Sakakibara, and Miyata do not explicitly teach wherein the light-receiving element is an indirect ToF sensor adopting a gate system. Cheng teaches a light-receiving element comprising a Ge photosensitive region ([0070]), wherein the light-receving element is an indirect ToF sensor ([0144], [0277]) adopting a gate system ([0076]-[0079], Fig. 1B). Therefore it would have been obvious to a person having ordinary skill in the art to combine the teachings of Cheng with Rafferty, Sakakibara, and Miyata such that the light-receiving element is an indirect ToF sensor adopting a gate system for the purpose of providing an indirect ToF sensor (Cheng, [0079], [0227]). Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over Rafferty (U.S. PGPub 2012/0061567) in view of Sakakibara (U.S. PGPub 2019/0313045) and further in view of Seliuchenko (U.S. PGPub 2019/0018116). Regarding claim 10, the teachings of Rafferty, Sakakibara, and Miyata do not explicitly teach wherein the light-receiving element is an indirect ToF sensor adopting a CAPD system. Seliuchenko teaches a light-receiving element comprising a Ge photosensitive region ([0040]), wherein the light-receving element is an indirect ToF sensor adopting a CAPD system ([0142], [0155]). Therefore it would have been obvious to a person having ordinary skill in the art to combine the teachings of Seliuchenko with Rafferty, Sakakibara, and Miyata such that the light-receiving element is an indirect ToF sensor adopting a CAPD system for the purpose of providing an indirect ToF sensor (Seliuchenko, [0142]). Claim 11 is rejected under 35 U.S.C. 103 as being unpatentable over Rafferty (U.S. PGPub 2012/0061567) in view of Sakakibara (U.S. PGPub 2019/0313045) and further in view of Agranov (U.S. PGPub 2020/0412980). Regarding claim 11, the combination of Rafferty, Sakakibara, and Miyata does not explicitly teach wherein the light-receiving element is a direct ToF sensor including a SPAD in the pixel. Rafferty teaches wherein the light-receiving element is an IR sensor ([0085]). Agranov teaches wherein a group IV photosensitive material may be used for an IR sensor which may be a direct ToF sensor including a SPAD in the pixel ([0056], [0067]). Therefore it would have been obvious to a person having ordinary skill in the art to combine the teachings of Agranov with Rafferty, Sakakibara, and Miyata such that the light-receiving element is a direct ToF sensor including a SPAD in the pixel for the purpose of using an IR sensor for providing direct ToF measurements (Agranov, [0067]). Claims 14 and 16-17 are rejected under 35 U.S.C. 103 as being unpatentable over Lee (U.S. PGPub 2017/0141153) in view of Rafferty (U.S. PGPub 2012/0061567) and Sakakibara (U.S. PGPub 2019/0313045). Regarding claim 14, Lee teaches a method of manufacturing a light-receiving element including a pixel array region where pixels are arrayed in a matrix pattern the method comprising forming at least a photoelectric conversion region of each pixel of a SiGe region (Fig. 1, [0017], Fig. 5). Lee teaches wherein the silicon germanium is Six Ge1-x, where x is a value between 0 and 1 ([0023]) but does not explicitly teach wherein x is 0. Lee teaches wherein semiconductor materials other than silicon germanium may be used ([0022]). Rafferty teaches a light-receiving element (Figs. 6-7) comprising a pixel array region ([0079]-[0085]) with pixels (200, [0040]) in which at least a photoelectric conversion region formed of a Ge region (Fig. 2, 206, [0040]-[0041]) are arrayed in a matrix pattern (Figs. 6-7). Therefore it would have been obvious to a person having ordinary skill in the art to combine the teachings of Rafferty with Lee such that the photoelectric conversion region is a Ge region for the purpose of increasing the detectable wavelength (Rafferty, [0043]). Rafferty does not explicitly teach an AD converting portion provided in pixel units of one or more pixels. Sakakibara teaches an AD converting portion provided in pixel units of one or more pixels (Fig. 2, Fig. 25, [0119], [0239]-[0240]). Therefore it would have been obvious to a person having ordinary skill in the art before the time of the effective filing date to combine the teachings of Sakakibara with Rafferty such that the element comprises an AD converting portion provided in pixel units of one or more pixels for the purpose of providing an AD converter with reduced power consumption (Sakakibara, [0006]). Regarding claims 16-17, forming a silicon film by epitaxial growth on a pixel transistor formation surface of a semiconductor substrate on which the photoelectric conversion region has been formed (Lee, Fig. 1, 104, [0018]; Fig. 8, [0060]) and forming an oxide film by heat-treating the silicon film (Lee, Fig. 10, 1002, [0062], thermal oxidation), wherein the oxide film is a gate oxide film of a pixel transistor (Lee, Figs. 10-12, [0063]-[0064]). It would have been obvious to a person having ordinary skill in the art to further combine the teachings of Lee, Rafferty, and Sakakibara for the reasons set forth in the rejection of claim 14. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALIA SABUR whose telephone number is (571)270-7219. The examiner can normally be reached M-F 9:30-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christine S. Kim can be reached at 571-272-8458. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALIA SABUR/ Primary Examiner, Art Unit 2812
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Prosecution Timeline

Jan 09, 2023
Application Filed
May 03, 2025
Non-Final Rejection — §103
Aug 05, 2025
Response Filed
Nov 17, 2025
Final Rejection — §103
Jan 13, 2026
Response after Non-Final Action
Feb 04, 2026
Request for Continued Examination
Feb 17, 2026
Response after Non-Final Action
Feb 20, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
74%
Grant Probability
83%
With Interview (+8.4%)
2y 5m
Median Time to Grant
High
PTA Risk
Based on 571 resolved cases by this examiner. Grant probability derived from career allow rate.

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