Prosecution Insights
Last updated: May 29, 2026
Application No. 18/014,818

RUBBER PARTICLES, COMPOSITE PARTICLES AND PRODUCTION METHODS THEREOF

Non-Final OA §103
Filed
Jan 06, 2023
Priority
Jul 21, 2020 — JP 2020-124630 +1 more
Examiner
MOORE, MARGARET G
Art Unit
1765
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Shin-Etsu Chemical Co. Ltd.
OA Round
3 (Non-Final)
68%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allowance Rate
892 granted / 1310 resolved
+3.1% vs TC avg
Moderate +15% lift
Without
With
+14.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
34 currently pending
Career history
1353
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
68.1%
+28.1% vs TC avg
§102
16.5%
-23.5% vs TC avg
§112
7.6%
-32.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1310 resolved cases

Office Action

§103
DETAILED ACTION A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 3/18/26 has been entered. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1, 6 and 7 are rejected under 35 U.S.C. 103 as being unpatentable over Morita et al. 6,388,005 in view of JP 05-339511 (English translation attached). As was noted in the previous office actions, Morita et al. teach silicone rubber particles formed from polyesters having at least two alkenyl groups, the particle size of which overlaps with that claimed. Column 2, lines 29-36, teaches an organic compound having at least two aliphatic unsaturated bonds reacted with a silicon containing organic compound having at least two SiH atoms. The organic compound can be a polyester (column 5, line 12), the resulting particles can be rubber (column 7, line 38), and preferably has a spherical shape within a diameter range of .1 to 50 micron (column 7, lines 55 to 65). The difference between amended claim 1 and that in Morita et al., as applicants are aware, is the fact that Morita et al. do not specifically each a polycaprolactone polyester. The JP reference teaches crosslinked siloxanes formed by the reaction between a polylactone having at least one alkenyl group and a siloxane having at least one SiH group. While the entire teachings in this reference are relevant, the Examiner draws specific attention to teachings such as the polycaprolactone having two terminal aliphat-ic unsaturated bonds (Chemical formula 3 on the bottom of page 4), the siloxane having more than 2 SiH bonds (Chemical formula 5) and the teaching that the resulting product can be a network or three dimensional structure (which will require that at least one of the SiH or the polylactone has 3 reactive groups). The copolymers in the JP reference impart improvements to organic resins such as polyurethane, coatings and epoxy resins as found in paragraphs 7 and 12, including benefits such as oil resistance, heat and water resistance. Note that particles in Morita et al. are useful as additives in organic resins (column 8, line 62). As such one having ordinary skill in the art would have been motivated to include a polylactone, specifically a polycaprolactone, as the organic compound in Morita et al. used to form a silicone copolymer particle in an effort to take advantage of the known benefits and properties of such an organic compound in the silicone particle. Since the benefits of having polycaprolactone crosslinks in a silicone rubber are known, as per the JP reference, this combination renders obvious claim 1. For claim 6, note that both Morita et al. and the JP reference teach a structure. See for instance Morita, the SiH siloxane in column 13, Example 4, and JP Chemical formula 5. Applicants’ remarks have been considered. The new rejection includes the JP reference which does specifically render obvious the polycaprolactone reactant. The instant claims do not exclude the presence of an oil such that this argument carries no weight. Finally the particles in Morita et al. can, in fact, be isolated as individual particles as evidenced by the fact that the individual particle size can be determined. See for instance column 10, lines 55 to 60. The remaining reference cited in the attached PTO-892 is cited as being of general interest. This reference does not qualify as prior art but contains relevant teachings. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MARGARET MOORE whose telephone number is (571)272-1090. The examiner can normally be reached on Monday to Friday, 10 am to 5 pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Heidi Kelly, can be reached at 571-270-1831. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Mgm 3/25/26 /MARGARET G MOORE/Primary Examiner, Art Unit 1765
Read full office action

Prosecution Timeline

Jan 06, 2023
Application Filed
Aug 27, 2025
Non-Final Rejection mailed — §103
Nov 17, 2025
Response Filed
Dec 19, 2025
Final Rejection mailed — §103
Feb 17, 2026
Response after Non-Final Action
Mar 18, 2026
Request for Continued Examination
Mar 21, 2026
Response after Non-Final Action
Mar 27, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12637568
CURABLE HOT-MELT SILICONE COMPOSITION, CURED PRODUCT THEREOF, AND LAMINATE INCLUDING CURABLE HOT-MELT SILICONE COMPOSITION OR CURED PRODUCT THEREOF
3y 8m to grant Granted May 26, 2026
Patent 12630753
PRESSURE-SENSITIVE ADHESIVE LAYER-FORMING ORGANOPOLYSILOXANE COMPOSITION, AND USE THEREOF
4y 3m to grant Granted May 19, 2026
Patent 12617901
COMPOSITIONS CONTAINING OXAMIDE-FUNCTIONAL SILOXANES
3y 2m to grant Granted May 05, 2026
Patent 12618197
ADDITIVE COMPOSITIONS FOR PAPERMAKING
3y 3m to grant Granted May 05, 2026
Patent 12601178
BONDING ADHESIVE AND ADHERED ROOFING SYSTEMS PREPARED USING THE SAME
2y 10m to grant Granted Apr 14, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
68%
Grant Probability
83%
With Interview (+14.7%)
2y 10m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1310 resolved cases by this examiner. Grant probability derived from career allowance rate.

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